0000899243-22-002420.txt : 20220119
0000899243-22-002420.hdr.sgml : 20220119
20220119163013
ACCESSION NUMBER: 0000899243-22-002420
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220114
FILED AS OF DATE: 20220119
DATE AS OF CHANGE: 20220119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Michael
CENTRAL INDEX KEY: 0001746080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40493
FILM NUMBER: 22539131
MAIL ADDRESS:
STREET 1: 158 HESTER STREET
STREET 2: APT 7F
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATAI Life Sciences N.V.
CENTRAL INDEX KEY: 0001840904
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 180 VARICK STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: (617) 699-5876
MAIL ADDRESS:
STREET 1: 180 VARICK STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: ATAI Life Sciences B.V.
DATE OF NAME CHANGE: 20210115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-14
0
0001840904
ATAI Life Sciences N.V.
ATAI
0001746080
Auerbach Michael
C/O SUBVERSIVE ATAI, LLC,
217 CENTRE STREET, SUITE 122
NEW YORK
NY
10013
1
0
0
0
Common Shares
2022-01-14
4
J
0
5559808
0.00
D
0
I
By Subversive ATAI, LLC
Common Shares
4666
D
Common Shares
519642
I
By M3 Daat, LLC
Represents a pro-rata distribution in-kind by Subversive ATAI LLC for no consideration to its members.
Mr. Auerbach serves as Managing Member of Subversive ATAI, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Subversive ATAI, LLC.
The Reporting Person's Form 4 filed on June 24, 2021 inadvertently attributed a purchase of 4,666 Common Shares to Subversive ATAI, LLC. Following the reported transaction, the Reporting Person directly beneficially owned 4,666 Common Shares as reported herein.
Reflects the acquisition of Common Shares by M3 Daat, LLC in connection with the pro-rata distribution in-kind described in footnote 1 above, which was exempt from reporting pursuant to Rule 16a-13.
Mr. Auerbach is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares held by M3 Daat, LLC, except to the extent of his pecuniary interest.
/s/ Ryan Barrett, Attorney-in-fact
2022-01-19