0000899243-21-039725.txt : 20211008 0000899243-21-039725.hdr.sgml : 20211008 20211008171538 ACCESSION NUMBER: 0000899243-21-039725 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211008 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auerbach Michael CENTRAL INDEX KEY: 0001746080 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 211316038 MAIL ADDRESS: STREET 1: 158 HESTER STREET STREET 2: APT 7F CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-10-08 0 0001876945 TPCO Holding Corp. GRAMF 0001746080 Auerbach Michael 1550 LEIGH AVENUE SAN JOSE CA 95125 1 0 0 0 Common Shares 6604434 I See footnote Common Shares 8711 D Restricted Stock Units Common Shares 24271 D Share Purchase Warrants 11.50 2021-03-21 2026-01-15 Common Shares 65625 I See footnote Held by M3 DAAT LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares and Share Purchase Warrants held by M3 DAAT LLC, except to the extent of his pecuniary interest. Each restricted stock unit ("RSU") represents the right to receive one Common Share upon vesting. RSUs vest over a three-year period, with one-sixth vesting after 180 days and the remaining vesting ratably each month over the following 30 months. /s/ Michael Auerbach 2021-10-08