0000899243-21-039725.txt : 20211008
0000899243-21-039725.hdr.sgml : 20211008
20211008171538
ACCESSION NUMBER: 0000899243-21-039725
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211008
FILED AS OF DATE: 20211008
DATE AS OF CHANGE: 20211008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auerbach Michael
CENTRAL INDEX KEY: 0001746080
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56348
FILM NUMBER: 211316038
MAIL ADDRESS:
STREET 1: 158 HESTER STREET
STREET 2: APT 7F
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPCO Holding Corp.
CENTRAL INDEX KEY: 0001876945
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 981566338
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
BUSINESS PHONE: 647-823-9692
MAIL ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-10-08
0
0001876945
TPCO Holding Corp.
GRAMF
0001746080
Auerbach Michael
1550 LEIGH AVENUE
SAN JOSE
CA
95125
1
0
0
0
Common Shares
6604434
I
See footnote
Common Shares
8711
D
Restricted Stock Units
Common Shares
24271
D
Share Purchase Warrants
11.50
2021-03-21
2026-01-15
Common Shares
65625
I
See footnote
Held by M3 DAAT LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares and Share Purchase Warrants held by M3 DAAT LLC, except to the extent of his pecuniary interest.
Each restricted stock unit ("RSU") represents the right to receive one Common Share upon vesting. RSUs vest over a three-year period, with one-sixth vesting after 180 days and the remaining vesting ratably each month over the following 30 months.
/s/ Michael Auerbach
2021-10-08