0001628280-22-006117.txt : 20220314 0001628280-22-006117.hdr.sgml : 20220314 20220314174436 ACCESSION NUMBER: 0001628280-22-006117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dee Michael E CENTRAL INDEX KEY: 0001756027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38703 FILM NUMBER: 22737831 MAIL ADDRESS: STREET 1: 118 VINTAGE PARK BLVD CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velodyne Lidar, Inc. CENTRAL INDEX KEY: 0001745317 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (669) 275-2251 MAIL ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 FORMER COMPANY: FORMER CONFORMED NAME: Graf Industrial Corp. DATE OF NAME CHANGE: 20180702 4 1 wf-form4_164729417733606.xml FORM 4 X0306 4 2022-03-11 0 0001745317 Velodyne Lidar, Inc. VLDR 0001756027 Dee Michael E 5521 HELLYER AVENUE SAN JOSE CA 95138 1 0 0 0 Common Stock 2022-03-11 4 P 0 15000 1.99 A 79823 D Common Stock 218954 I By Spar City Capital LLC Common Stock 300 I By Trust Public Warrants (right to buy) 11.5 2022-03-11 4 P 0 7000 0.90 A 2022-03-09 2026-10-05 Common Stock 7000.0 532684 D Public Warrants (right to buy) 11.5 2022-03-11 4 P 0 8000 1 A 2022-03-09 2026-10-05 Common Stock 8000.0 540684 D Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020. Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Tracey Mastropoalo, Attorney-in-Fact 2022-03-14