0000899243-21-029003.txt : 20210720 0000899243-21-029003.hdr.sgml : 20210720 20210720182307 ACCESSION NUMBER: 0000899243-21-029003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210714 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall David S. CENTRAL INDEX KEY: 0001825969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38703 FILM NUMBER: 211102186 MAIL ADDRESS: STREET 1: 40 NORTH HILL COURT CITY: OAKLAND STATE: CA ZIP: 94618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velodyne Lidar, Inc. CENTRAL INDEX KEY: 0001745317 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (669) 275-2251 MAIL ADDRESS: STREET 1: 5521 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138 FORMER COMPANY: FORMER CONFORMED NAME: Graf Industrial Corp. DATE OF NAME CHANGE: 20180702 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-14 0 0001745317 Velodyne Lidar, Inc. VLDR 0001825969 Hall David S. 40 NORTH HILL COURT OAKLAND CA 94618 0 0 1 0 Common Stock 59244378 D Common Stock 2021-07-14 4 M 0 7344 0.00 A 5470753 I By Wife Common Stock 2021-07-14 4 S 0 5930 9.23 D 5464823 I By Wife Restricted Stock Unit 2021-07-14 4 M 0 7344 0.00 D Common Stock 7344 80790 I By wife The Reporting Person's wife, Marta Thoma Hall, was granted Restricted Stock Units ("RSUs") which represent a right to receive one share of Common Stock for each RSU. The Reporting Person's wife was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 14, 2021. The sales reported on this Form 4 include shares required to be sold by the Reporting Person's wife to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's wife's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person's wife. The Reporting Person's wife received RSUs in connection with the merger described in that certain Agreement and Plan of Merger, dated as of July 2, 2020 (the "Merger"), and amended on August 20, 2020, by and among Graf Industrial Corp, a Delaware corporation now known as Velodyne Lidar, Inc., VL Merger Sub Inc., a Delaware corporation, and Velodyne Lidar, Inc., a Delaware corporation now known as Velodyne Lidar USA, Inc. The Reporting Person's wife received RSUs in exchange for restricted stock units in Velodyne Lidar USA, Inc. The Reporting Person's wife was granted 117,512 RSUs on September 29, 2020 which represent a contingent right to receive one share of Common Stock for each RSU. Of the initial grant, 25% vested on the one-year anniversary, and the remainder vest with respect to 6.25% of the RSUs on each company quarterly vesting dates (March 31, June 30, September 30 and December 31). /s/ David S. Hall 2021-07-20