0000899243-19-020738.txt : 20190731
0000899243-19-020738.hdr.sgml : 20190731
20190731192148
ACCESSION NUMBER: 0000899243-19-020738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190729
FILED AS OF DATE: 20190731
DATE AS OF CHANGE: 20190731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Day Timothy J.
CENTRAL INDEX KEY: 0001778835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38580
FILM NUMBER: 19990423
MAIL ADDRESS:
STREET 1: TWO WESTBROOK CORPORATE CENTER, SUITE 50
CITY: WESTCHESTER
STATE: IL
ZIP: 60154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IAA, Inc.
CENTRAL INDEX KEY: 0001745041
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 831030538
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: TWO WESTBROOK CORPORATE CENTER
STREET 2: 10TH FLOOR
CITY: WESTCHESTER
STATE: IL
ZIP: 60154
BUSINESS PHONE: (708) 492-7000
MAIL ADDRESS:
STREET 1: TWO WESTBROOK CORPORATE CENTER
STREET 2: 10TH FLOOR
CITY: WESTCHESTER
STATE: IL
ZIP: 60154
FORMER COMPANY:
FORMER CONFORMED NAME: IAA Spinco Inc.
DATE OF NAME CHANGE: 20180628
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-29
0
0001745041
IAA, Inc.
IAA
0001778835
O'Day Timothy J.
TWO WESTBROOK CORPORATE CENTER,
SUITE 500
WESTCHESTER
60154
0
1
0
0
Chief Operating Officer
Common Stock
2019-07-29
4
A
0
2477
0.00
A
10614
D
Employee stock option (right to buy)
46.97
2019-07-29
4
A
0
33811
0.00
A
2029-07-29
Common Stock
33811
33811
D
The reporting person was issued an equity award of 2,477 restricted stock units on July 29, 2019, which will vest in three equal annual installments beginning on July 29, 2020. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock.
Includes 5,350 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR Auction Services, Inc (KAR), of which the reporting person was a stockholder.
Includes (i) 484 restricted stock units vesting on February 24, 2020, (ii) 832 restricted stock units vesting in two substantially equal annual installments beginning on March 2, 2020 and (iii) 1,471 restricted stock units vesting in three equal annual installments beginning on February 22, 2020. The restricted stock units were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock.
The option vests in three equal annual installments beginning on July 29, 2020.
Timothy J. O'Day, /s/ Sidney Peryar as attorney-in-fact
2019-07-31