0000899243-19-020738.txt : 20190731 0000899243-19-020738.hdr.sgml : 20190731 20190731192148 ACCESSION NUMBER: 0000899243-19-020738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190729 FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Day Timothy J. CENTRAL INDEX KEY: 0001778835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38580 FILM NUMBER: 19990423 MAIL ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER, SUITE 50 CITY: WESTCHESTER STATE: IL ZIP: 60154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IAA, Inc. CENTRAL INDEX KEY: 0001745041 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 831030538 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER STREET 2: 10TH FLOOR CITY: WESTCHESTER STATE: IL ZIP: 60154 BUSINESS PHONE: (708) 492-7000 MAIL ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER STREET 2: 10TH FLOOR CITY: WESTCHESTER STATE: IL ZIP: 60154 FORMER COMPANY: FORMER CONFORMED NAME: IAA Spinco Inc. DATE OF NAME CHANGE: 20180628 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-29 0 0001745041 IAA, Inc. IAA 0001778835 O'Day Timothy J. TWO WESTBROOK CORPORATE CENTER, SUITE 500 WESTCHESTER 60154 0 1 0 0 Chief Operating Officer Common Stock 2019-07-29 4 A 0 2477 0.00 A 10614 D Employee stock option (right to buy) 46.97 2019-07-29 4 A 0 33811 0.00 A 2029-07-29 Common Stock 33811 33811 D The reporting person was issued an equity award of 2,477 restricted stock units on July 29, 2019, which will vest in three equal annual installments beginning on July 29, 2020. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. Includes 5,350 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR Auction Services, Inc (KAR), of which the reporting person was a stockholder. Includes (i) 484 restricted stock units vesting on February 24, 2020, (ii) 832 restricted stock units vesting in two substantially equal annual installments beginning on March 2, 2020 and (iii) 1,471 restricted stock units vesting in three equal annual installments beginning on February 22, 2020. The restricted stock units were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. The option vests in three equal annual installments beginning on July 29, 2020. Timothy J. O'Day, /s/ Sidney Peryar as attorney-in-fact 2019-07-31