The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001744213
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
APX New Harmony Partners-C, LP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2018
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
APX New Harmony Partners-C, LP
Street Address 1 Street Address 2
591 DELAWARE AVENUE
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BUFFALO NEW YORK 14202 7168558090

3. Related Persons

Last Name First Name Middle Name
Reich Justin
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive Officer of APX Energy, LLC, the general partner and sponsor of the issuer.
Last Name First Name Middle Name
Cohen David
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive Officer of APX Energy, LLC, the general partner and sponsor of the issuer.
Last Name First Name Middle Name
Campbell Jakob
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive Officer of APX Energy, LLC, the general partner and sponsor of the issuer.
Last Name First Name Middle Name
Fagan Josh
Street Address 1 Street Address 2
2378 East Hickory Hill Rd
City State/Province/Country ZIP/PostalCode
Argyle TEXAS 76226
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

National Sales Director of APX Energy, LLC, the general partner and sponsor of the issuer.
Last Name First Name Middle Name
Donnelly Kyle
Street Address 1 Street Address 2
5404 Paloma Blanca Dr
City State/Province/Country ZIP/PostalCode
Fort Worth TEXAS 76179
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President of Sales of APX Energy, LLC the general partner and sponsor of the issuer.

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
X Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
X No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2018-08-22    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $5,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
JCC Advisors, LLC 146776
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
3012 Ivy Glenn Drive Suite 180
City State/Province/Country ZIP/Postal Code
Laguna Niguel CALIFORNIA 92677
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
1st Global Capital Corp 30349
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
12750 Merit Drive
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 18487
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
GEORGIA
NORTH CAROLINA
OHIO
PENNSYLVANIA
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
Adam Mark 5565839
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
2000 Winton Rd So Building 4A Suite 206
City State/Province/Country ZIP/Postal Code
Rochester NEW YORK 14613
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Douglas Schiffmiller 4222388
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
9712 3rd Avenue 1st Fl
City State/Province/Country ZIP/Postal Code
Brooklyn NEW YORK 11209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Nick Garry 5020445
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
5015 S. Western Suite 250
City State/Province/Country ZIP/Postal Code
Sioux Falls SOUTH DAKOTA 57108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Patricica F McNeilly 724612
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
36 Hamilton Road Suite 4A
City State/Province/Country ZIP/Postal Code
Glen Ridge NEW JERSEY 07028
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Ameritas Investment Corp 14869
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
5900 "O" Street
City State/Province/Country ZIP/Postal Code
Lincoln NEBRASKA 68510
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
INDIANA
MISSOURI
NEBRASKA
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Jeffrey Bangerter 1687028
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher 13609
Street Address 1 Street Address 2
777 Greenbook Lane Suite 206
City State/Province/Country ZIP/Postal Code
Citrus Heights CALIFORNIA 95610
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Robert Hardcastle 1101791
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher 13609
Street Address 1 Street Address 2
16100 Chesterfield Pkwy W Suite 150
City State/Province/Country ZIP/Postal Code
Chesterfield MISSOURI 63017
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
MISSOURI
Recipient
Recipient CRD Number    None
Marc Seeherman 1131557
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates 20999
Street Address 1 Street Address 2
32 W 40th Street 2nd Fl
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10018
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Gordon Asahara 4508110
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial 30833
Street Address 1 Street Address 2
9 N. Pavahi Street Suite 200
City State/Province/Country ZIP/Postal Code
Honolulu HAWAII 96817
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
HAWAII
Recipient
Recipient CRD Number    None
Jane Prugsanapan 5270442
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial 5270442
Street Address 1 Street Address 2
510 De Carli Court
City State/Province/Country ZIP/Postal Code
Campbell CALIFORNIA 95008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Otto Bohon 5677597
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial 30833
Street Address 1 Street Address 2
1660 E. River Drive Suite 180
City State/Province/Country ZIP/Postal Code
Tucson ARIZONA 85712
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
John Austin 844826
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisor Networks 13572
Street Address 1 Street Address 2
21840 New Hampshire Ave
City State/Province/Country ZIP/Postal Code
Brookville MARYLAND 20833
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Pamela Dumonceau 1291675
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisor Networks 13572
Street Address 1 Street Address 2
1120 N. Causeway Rd Suite 4
City State/Province/Country ZIP/Postal Code
Mandeville LOUISIANA 70471
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Thomas Baumler 1283960
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Avisor Networks 13572
Street Address 1 Street Address 2
1120 N. Causeway Rd Suite 4
City State/Province/Country ZIP/Postal Code
Mandeville LAO PEOPLE'S DEMOCRATIC REPUBLIC 70471
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Jeff Chapman 2493705
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10299
Street Address 1 Street Address 2
1758 Penfield Rd
City State/Province/Country ZIP/Postal Code
Penfield NEW YORK 14526
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Steven Alexander 2737576
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10299
Street Address 1 Street Address 2
1758 Penfield Rd
City State/Province/Country ZIP/Postal Code
Penfield NEW YORK 14526
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Jeffrey Swearingen 4802236
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10290
Street Address 1 Street Address 2
2100 S. Utica St Suite 300
City State/Province/Country ZIP/Postal Code
Tulsa OKLAHOMA 74114
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Frank Chauner 735725
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chauner Securities 10075
Street Address 1 Street Address 2
666 Dundee Rd Suite 903
City State/Province/Country ZIP/Postal Code
Northbrook ILLINOIS 60062
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Gil Sabatka 1229982
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Client One Securities 152974
Street Address 1 Street Address 2
227 Southwind Pl
City State/Province/Country ZIP/Postal Code
Manhattan KANSAS 66503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KANSAS
Recipient
Recipient CRD Number    None
Eric Amundson 44575908
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services 151604
Street Address 1 Street Address 2
14749 Westerly Pl
City State/Province/Country ZIP/Postal Code
Chesterfield MISSOURI 63017
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
Robin Edgar 2017918
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services 151604
Street Address 1 Street Address 2
13911 Ridgedale Dr Suite 375
City State/Province/Country ZIP/Postal Code
Minnesota MINNESOTA 55305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Crown Capital Securities 6312
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
725 Town & Country Rd Suite 530
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
NEVADA
Recipient
Recipient CRD Number    None
First Allied Securities 32444
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
655 Broadway 12th Fl
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
ILLINOIS
INDIANA
MICHIGAN
NEW JERSEY
TEXAS
Recipient
Recipient CRD Number    None
Jason Freeman 2995587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory 10645
Street Address 1 Street Address 2
8 Pelham Rd
City State/Province/Country ZIP/Postal Code
Greenville SOUTH CAROLINA 29615
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Independant Financial Corp 7717
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
12671 High Bluff Dr Suite 200
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
GEORGIA
IDAHO
LOUISIANA
MARYLAND
MICHIGAN
MINNESOTA
NEVADA
NEW JERSEY
NEW YORK
PENNSYLVANIA
TEXAS
Recipient
Recipient CRD Number    None
Kalos Capital Inc 44337
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
11525 Park Woods Circ Suite 280
City State/Province/Country ZIP/Postal Code
Alpharetta GEORGIA 30005
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
MISSOURI
NEW JERSEY
OHIO
OKLAHOMA
TENNESSEE
VIRGINIA
Recipient
Recipient CRD Number    None
Landlot Securities 28352
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Noel Bragg 1175231
Street Address 1 Street Address 2
41412 N. Highway 83
City State/Province/Country ZIP/Postal Code
Antioch ILLINOIS 60002
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
HAWAII
Recipient
Recipient CRD Number    None
John Michael Hose III 5824275
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Madison Avenue Securities 23224
Street Address 1 Street Address 2
11414 Williamsport Pike
City State/Province/Country ZIP/Postal Code
Greencastle PENNSYLVANIA 17225
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Gelnn Fiocca 2566013
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities 140605
Street Address 1 Street Address 2
6800 Jericho Turnpike Suite 204E
City State/Province/Country ZIP/Postal Code
Syosset NEW YORK 11791
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Nicholas Giallourakis 4496285
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities 14605
Street Address 1 Street Address 2
5200 Town Center Circ Suite 306
City State/Province/Country ZIP/Postal Code
Boca Raton FLORIDA 33486
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
Recipient
Recipient CRD Number    None
Bo Wang 2394019
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
16 Halls Mill Rd
City State/Province/Country ZIP/Postal Code
Asbury NEW JERSEY 08802
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Neeraj Bhatia 4901986
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
1138 Cadillac Court
City State/Province/Country ZIP/Postal Code
Milpitas CALIFORNIA 95035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Sui Hock Goy 2821380
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
1138 Cadillac Court
City State/Province/Country ZIP/Postal Code
Milpitas CALIFORNIA 95035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Blayne Andersen 5727397
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
810 Pancheri Drive
City State/Province/Country ZIP/Postal Code
Idaho Falls IDAHO 83402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IDAHO
Recipient
Recipient CRD Number    None
Josh Griffin 4664355
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
6312 S. Fiddlers Green Circ 300
City State/Province/Country ZIP/Postal Code
Greenwood Village COLORADO 80111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Christopher Jacob 1501352
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Saxony Securities 115547
Street Address 1 Street Address 2
425 S. Woodsmill Rd Suite 290
City State/Province/Country ZIP/Postal Code
Chesterfield MARYLAND 63017
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
Josette Smith 4403152
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance 126514
Street Address 1 Street Address 2
2217 Princess Anne Street Suite 106-1P
City State/Province/Country ZIP/Postal Code
Fredicksburg VIRGINIA 22401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Roger Sulhoff 1057321
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance 126514
Street Address 1 Street Address 2
329 Oak Street Suite 201
City State/Province/Country ZIP/Postal Code
Gainsville GEORGIA 30501
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Richard Young 2447198
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance 126514
Street Address 1 Street Address 2
329 Oak Street Suite 201
City State/Province/Country ZIP/Postal Code
Gainsville GEORGIA 30501
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Kristine Howell 2214295
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corp 14303
Street Address 1 Street Address 2
191 North Avenue Suite E
City State/Province/Country ZIP/Postal Code
Mountain Clemens MICHIGAN 48043
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Louis Lobe 4314972
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corp 14303
Street Address 1 Street Address 2
3575 Koger Blvd Suite 118
City State/Province/Country ZIP/Postal Code
Duluth GEORGIA 30096
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Matt McDonald 2837629
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corp 14303
Street Address 1 Street Address 2
126 Walled Lake Drive
City State/Province/Country ZIP/Postal Code
Walled Lake MICHIGAN 48390
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Summit Brokerage Services 34643
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
595 S. Federal Highway suite 500
City State/Province/Country ZIP/Postal Code
Boca Raton FLORIDA 33432
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
MARYLAND
VIRGINIA
Recipient
Recipient CRD Number    None
United Planners Fin Serv 20804
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
733 E Doubletree Ranch #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
IOWA
MICHIGAN
MISSOURI
UTAH
Recipient
Recipient CRD Number    None
Thomas Nixon 833930
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Trustmont Fin Grp 18312
Street Address 1 Street Address 2
200 Brush Run Road Suite A
City State/Province/Country ZIP/Postal Code
Greensburg PENNSYLVANIA 15601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Thomas Nixon 833930
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Peter Elish Inv 24409
Street Address 1 Street Address 2
200 Brush Run Rd Suite A
City State/Province/Country ZIP/Postal Code
Greensburg PENNSYLVANIA 15601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Christopher Dukes 4712873
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Westpark Capital 39914
Street Address 1 Street Address 2
650 S. Westlake Rd Suite 205
City State/Province/Country ZIP/Postal Code
Thousand Oaks CALIFORNIA 91362
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
David Levinson 705929
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Westpark Capital 39914
Street Address 1 Street Address 2
1600 Dove St Suite 250
City State/Province/Country ZIP/Postal Code
Newpoart Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Patrick Morehead 6661646
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Westpark Capital 39914
Street Address 1 Street Address 2
8107 Loyola Blvd
City State/Province/Country ZIP/Postal Code
Los Angeles CALIFORNIA 90045
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA

13. Offering and Sales Amounts

Total Offering Amount $56,421,490 USD
or    Indefinite
Total Amount Sold $23,386,900 USD
Total Remaining to be Sold $33,034,590 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
297

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,710,572 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,552,950 USD
   Estimate

Clarification of Response (if Necessary):

The managing general partner received an Engineering and Completion Fee in the amount stated above.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
APX New Harmony Partners-C, LP David Cohen David Cohen VP, APX Energy, LLC, MGP 2019-01-29

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.