0001744073-20-000006.txt : 20200814 0001744073-20-000006.hdr.sgml : 20200814 20200814125739 ACCESSION NUMBER: 0001744073-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC CENTRAL INDEX KEY: 0001744073 IRS NUMBER: 454981519 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18847 FILM NUMBER: 201103507 BUSINESS ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212)729-7750 MAIL ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744073 XXXXXXXX 06-30-2020 06-30-2020 AJ WEALTH STRATEGIES, LLC

28 LIBERTY STREET SUITE 2850 NEW YORK NY 10005

13F HOLDINGS REPORT 028-18847 N Justyn Volesko 212-729-7750 Justyn Volesko New York NY 08-13-2020 0 204 901263 false INFORMATION TABLE 2 2q202013AJW.xml AMAZON COM INC COM 023135106 8246 2989 SH SOLE 2989 0 0 UNDER ARMOUR INC CL A 904311107 969 99446 SH SOLE 99446 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 100249 404883 SH SOLE 404883 0 0 SQUARE INC CL A 852234103 934 8901 SH SOLE 8901 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 583 42438 SH SOLE 42438 0 0 VULCAN MATLS CO COM 929160109 521 4500 SH SOLE 4500 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7023 44869 SH SOLE 44869 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 25985 516595 SH SOLE 516595 0 0 COSTCO WHSL CORP NEW COM 22160K105 1211 3994 SH SOLE 3994 0 0 HCA HEALTHCARE INC COM 40412C101 232 2390 SH SOLE 2390 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 260 6497 SH SOLE 6497 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 566 2863 SH SOLE 2863 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2973 59623 SH SOLE 59623 0 0 ISHARES TR MSCI KLD400 SOC 464288570 991 8397 SH SOLE 8397 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 254 19900 SH SOLE 19900 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 571 7277 SH SOLE 7277 0 0 ISHARES TR MSCI USA ESG SLC 464288802 1228 9180 SH SOLE 9180 0 0 INTEL CORP COM 458140100 239 3991 SH SOLE 3991 0 0 NETFLIX INC COM 64110L106 2439 5360 SH SOLE 5360 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3091 11988 SH SOLE 11988 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 147 10000 SH SOLE 10000 0 0 ISHARES TR ESG MSCI EAFE 46435G516 275 4536 SH SOLE 4536 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13939 45204 SH SOLE 45204 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 586 1900 SH Put SOLE 1900 0 0 MASTERCARD INCORPORATED CL A 57636Q104 209 706 SH SOLE 706 0 0 CORCEPT THERAPEUTICS INC COM 218352102 11236 668020 SH SOLE 668020 0 0 ISHARES TR TIPS BD ETF 464287176 242 1964 SH SOLE 1964 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 2288 45525 SH SOLE 45525 0 0 ICHOR HOLDINGS SHS G4740B105 217 8154 SH SOLE 8154 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 252 21497 SH SOLE 21497 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 341 25282 SH SOLE 25282 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 1260 51195 SH SOLE 51195 0 0 BBX CAP CORP NEW CL A 05491N104 86 33749 SH SOLE 33749 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1016 16351 SH SOLE 16351 0 0 MARATHON OIL CORP COM 565849106 1397 228243 SH SOLE 228243 0 0 ETFIS SER TR I INFRACP REIT PFD 26923G400 398 19300 SH SOLE 19300 0 0 EATON VANCE MUN BD FD COM 27827X101 291 22915 SH SOLE 22915 0 0 OKTA INC CL A 679295105 1110 5546 SH SOLE 5546 0 0 FORD MTR CO DEL COM 345370860 62 10162 SH SOLE 10162 0 0 KKR REAL ESTATE FIN TR INC COM 48251K100 778 46935 SH SOLE 46935 0 0 PROSHARES TR LARGE CAP CRE 74347R248 791 11151 SH SOLE 11151 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 1233 254808 SH SOLE 254808 0 0 TPG RE FIN TR INC COM 87266M107 273 31798 SH SOLE 31798 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 179 10450 SH SOLE 10450 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 634 6502 SH SOLE 6502 0 0 BEST INC SPONSORED ADS 08653C106 514 120000 SH SOLE 120000 0 0 SPDR GOLD TR GOLD SHS 78463V107 2449 14633 SH SOLE 14633 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 30103 460712 SH SOLE 460712 0 0 MONGODB INC CL A 60937P106 321 1418 SH SOLE 1418 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2442 12721 SH SOLE 12721 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3111 42345 SH SOLE 42345 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 50226 1688266 SH SOLE 1688266 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 113193 1527568 SH SOLE 1527568 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 4450 87718 SH SOLE 87718 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3998 39375 SH SOLE 39375 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 2079 161435 SH SOLE 161435 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 399 3925 SH SOLE 3925 0 0 TWO HBRS INVT CORP COM NEW 90187B408 86 17116 SH SOLE 17116 0 0 ISHARES TR CORE S&P SCP ETF 464287804 437 6398 SH SOLE 6398 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 795 4451 SH SOLE 4451 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 268 11010 SH SOLE 11010 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1127 13638 SH SOLE 13638 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3901 41007 SH SOLE 41007 0 0 ALPHABET INC CAP STK CL A 02079K305 2259 1593 SH SOLE 1593 0 0 DROPBOX INC CL A 26210C104 1711 78615 SH SOLE 78615 0 0 HALLIBURTON CO COM 406216101 1125 86697 SH SOLE 86697 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 912 3534 SH SOLE 3534 0 0 MICROSOFT CORP COM 594918104 7469 36699 SH SOLE 36699 0 0 DOCUSIGN INC COM 256163106 359 2083 SH SOLE 2083 0 0 SMARTSHEET INC COM CL A 83200N103 247 4848 SH SOLE 4848 0 0 CHAMPIONX CORPORATION COM 15872M104 1015 103981 SH SOLE 103981 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 73 15242 SH SOLE 15242 0 0 SESEN BIO INC COM 817763105 57 79365 SH SOLE 79365 0 0 ARES CAPITAL CORP COM 04010L103 1723 119237 SH SOLE 119237 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1604 6 SH SOLE 6 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 355 3807 SH SOLE 3807 0 0 BOEING CO COM 097023105 436 2381 SH SOLE 2381 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3005 20620 SH SOLE 20620 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 633 3862 SH SOLE 3862 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1688 11801 SH SOLE 11801 0 0 GUARDANT HEALTH INC COM 40131M109 670 8263 SH SOLE 8263 0 0 CONNS INC COM 208242107 202 20000 SH SOLE 20000 0 0 ISHARES INC MSCI EMRG CHN 46434G764 250 5827 SH SOLE 5827 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 264 11429 SH SOLE 11429 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1430 27702 SH SOLE 27702 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 471 9365 SH SOLE 9365 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 256 36209 SH SOLE 36209 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1293 25804 SH SOLE 25804 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3160 12463 SH SOLE 12463 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 57288 202123 SH SOLE 202123 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 718 7161 SH SOLE 7161 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 206 6627 SH SOLE 6627 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 402 12000 SH SOLE 12000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 208 2043 SH SOLE 2043 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1402 158584 SH SOLE 158584 0 0 OPORTUN FINL CORP COM 68376D104 249 18534 SH SOLE 18534 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 26588 505283 SH SOLE 505283 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 363 7386 SH SOLE 7386 0 0 FINVOLUTION GROUP SPONSORED ADS 31810T101 53 29380 SH SOLE 29380 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 84 18270 SH SOLE 18270 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 613 4280 SH SOLE 4280 0 0 TWILIO INC CL A 90138F102 549 2500 SH SOLE 2500 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 334 6699 SH SOLE 6699 0 0 BLACKROCK INCOME TR INC COM 09247F100 781 126647 SH SOLE 126647 0 0 SCORPIO BULKERS INC COM Y7546A130 641 41920 SH SOLE 41920 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1574 31682 SH SOLE 31682 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 425 8391 SH SOLE 8391 0 0 NEW MTN FIN CORP COM 647551100 854 91949 SH SOLE 91949 0 0 ISHARES TR RUS MD CP GR ETF 464287481 883 5583 SH SOLE 5583 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 13712 243804 SH SOLE 243804 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 91 12843 SH SOLE 12843 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3978 76872 SH SOLE 76872 0 0 VISA INC COM CL A 92826C839 265 1374 SH SOLE 1374 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 400 6060 SH SOLE 6060 0 0 POST HLDGS INC COM 737446104 473 5400 SH SOLE 5400 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 46495 766862 SH SOLE 766862 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 435 21866 SH SOLE 21866 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 271 4548 SH SOLE 4548 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 276 2767 SH SOLE 2767 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1562 7731 SH SOLE 7731 0 0 ISHARES TR US TREAS BD ETF 46429B267 718 25643 SH SOLE 25643 0 0 TILLYS INC CL A 886885102 254 44793 SH SOLE 44793 0 0 FACEBOOK INC CL A 30303M102 8013 35288 SH SOLE 35288 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 230 8435 SH SOLE 8435 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 234 30000 SH SOLE 30000 0 0 SERVICENOW INC COM 81762P102 1024 2527 SH SOLE 2527 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 301 217983 SH SOLE 217983 0 0 HERITAGE COMMERCE CORP COM 426927109 686 91390 SH SOLE 91390 0 0 ADT INC DEL COM 00090Q103 134 16774 SH SOLE 16774 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1071 25619 SH SOLE 25619 0 0 ISHARES TR CORE LT USDB ETF 464289479 418 5581 SH SOLE 5581 0 0 MARTIN MARIETTA MATLS INC COM 573284106 665 3220 SH SOLE 3220 0 0 ISHARES TR CORE MSCI EAFE 46432F842 466 8152 SH SOLE 8152 0 0 POWERSHARES DB MULTI-SECTOR OIL FD 46140H403 965 137985 SH SOLE 137985 0 0 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 764 115759 SH SOLE 115759 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 739 56107 SH SOLE 56107 0 0 ISHARES INC CORE MSCI EMKT 46434G103 955 20060 SH SOLE 20060 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1011 61514 SH SOLE 61514 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 3737 72607 SH SOLE 72607 0 0 SM ENERGY CO COM 78454L100 123 32685 SH SOLE 32685 0 0 VERASTEM INC COM 92337C104 59 34166 SH SOLE 34166 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 2615 146071 SH SOLE 146071 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 1310 1259707 SH SOLE 1259707 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 218 1055 SH SOLE 1055 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 567 10003 SH SOLE 10003 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 548 4595 SH SOLE 4595 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 645 33450 SH SOLE 33450 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 960 39868 SH SOLE 39868 0 0 MGM RESORTS INTERNATIONAL COM 552953101 506 30137 SH SOLE 30137 0 0 TEMPUR SEALY INTL INC COM 88023U101 216 3000 SH SOLE 3000 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 6709 71998 SH SOLE 71998 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 392 6858 SH SOLE 6858 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 636 71261 SH SOLE 71261 0 0 GENERAL ELECTRIC CO COM 369604103 79 11608 SH SOLE 11608 0 0 ISHARES TR USA QUALITY FCTR 46432F339 35236 367343 SH SOLE 367343 0 0 ISHARES TR U.S. TECH ETF 464287721 602 2233 SH SOLE 2233 0 0 POTBELLY CORP COM 73754Y100 846 371037 SH SOLE 371037 0 0 RINGCENTRAL INC CL A 76680R206 2262 7937 SH SOLE 7937 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1467 13562 SH SOLE 13562 0 0 ISHARES TR CORE S&P500 ETF 464287200 3689 11911 SH SOLE 11911 0 0 WELLS FARGO CO NEW COM 949746101 388 15140 SH SOLE 15140 0 0 CONCHO RES INC COM 20605P101 323 6267 SH SOLE 6267 0 0 ISHARES TR MBS ETF 464288588 1022 9234 SH SOLE 9234 0 0 ISHARES TR PFD AND INCM SEC 464288687 2585 74623 SH SOLE 74623 0 0 SALESFORCE COM INC COM 79466L302 7743 41336 SH SOLE 41336 0 0 JPMORGAN CHASE & CO COM 46625H100 2521 26802 SH SOLE 26802 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 306 7901 SH SOLE 7901 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2304 22597 SH SOLE 22597 0 0 PERKINELMER INC COM 714046109 343 3493 SH SOLE 3493 0 0 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 849 63926 SH SOLE 63926 0 0 SPDR SER TR S&P DIVID ETF 78464A763 860 9430 SH SOLE 9430 0 0 WALMART INC COM 931142103 504 4206 SH SOLE 4206 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 404 10187 SH SOLE 10187 0 0 TEXAS INSTRS INC COM 882508104 316 2492 SH SOLE 2492 0 0 3M CO COM 88579Y101 222 1426 SH SOLE 1426 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 694 9600 SH SOLE 9600 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 4392 266352 SH SOLE 266352 0 0 ISHARES TR HDG MSCI EAFE 46434V803 934 33862 SH SOLE 33862 0 0 ALPHABET INC CAP STK CL C 02079K107 5976 4228 SH SOLE 4228 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 511 11250 SH SOLE 11250 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4511 38500 SH SOLE 38500 0 0 ENSTAR GROUP LIMITED SHS G3075P101 382 2500 SH SOLE 2500 0 0 RED ROCK RESORTS INC CL A 75700L108 758 69442 SH SOLE 69442 0 0 ISHARES TR CORE US AGGBD ET 464287226 127144 1075578 SH SOLE 1075578 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 911 4225 SH SOLE 4225 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 361 18000 SH SOLE 18000 0 0 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 242 24447 SH SOLE 24447 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3812 45861 SH SOLE 45861 0 0 DBX ETF TR XTRACK MSCI ALL 233051820 289 10863 SH SOLE 10863 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4828 97431 SH SOLE 97431 0 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 11298 221794 SH SOLE 221794 0 0 CLOUDERA INC COM 18914U100 3744 294305 SH SOLE 294305 0 0 DEVON ENERGY CORP NEW COM 25179M103 1051 92655 SH SOLE 92655 0 0 NATERA INC COM 632307104 390 7815 SH SOLE 7815 0 0 PAYPAL HLDGS INC COM 70450Y103 324 1858 SH SOLE 1858 0 0 SCHWAB CHARLES CORP COM 808513105 837 24803 SH SOLE 24803 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 233 4327 SH SOLE 4327 0 0 ISHARES TR CORE S&P MCP ETF 464287507 631 3551 SH SOLE 3551 0 0 APPLE INC COM 037833100 5018 13755 SH SOLE 13755 0 0 DISNEY WALT CO COM DISNEY 254687106 1035 9283 SH SOLE 9283 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2485 176000 SH SOLE 176000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 984 13157 SH SOLE 13157 0 0 ISHARES TR RUS 1000 ETF 464287622 1239 7215 SH SOLE 7215 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 945 8389 SH SOLE 8389 0 0