Managing Principal & Chief Compliance Officer

0001744073-19-000010.txt : 20191126 0001744073-19-000010.hdr.sgml : 20191126 20191126140124 ACCESSION NUMBER: 0001744073-19-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 EFFECTIVENESS DATE: 20191126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC CENTRAL INDEX KEY: 0001744073 IRS NUMBER: 454981519 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18847 FILM NUMBER: 191249583 BUSINESS ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212)729-7750 MAIL ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744073 XXXXXXXX 09-30-2019 09-30-2019 AJ WEALTH STRATEGIES, LLC

28 LIBERTY STREET SUITE 2850 NEW YORK NY 10005

13F HOLDINGS REPORT 028-18847 N Justyn Volesko Managing Principal & Chief Compliance Officer (212) 729-7750 Justyn Volesko New York NY 11-26-2019 0 117 758196 false INFORMATION TABLE 2 3q201913AJW.xml ADT INC COM 00090Q103 462 73619 SH SOLE 0 0 73619 ALPHABET INC CAP STK CL A 02079K305 278 228 SH SOLE 0 0 228 ALPHABET INC CAP STK CL C 02079K107 681 585 SH SOLE 0 0 585 ALPS ETF TR ALERIAN MLP 00162Q866 285 31206 SH SOLE 0 0 31206 AMAZON COM INC COM 023135106 2001 1166 SH SOLE 0 0 1166 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 44 15242 SH SOLE 0 0 15242 APPLE INC COM 037833100 1692 8002 SH SOLE 0 0 8002 BEST INC SPONSORED ADS 08653C106 634 120000 SH SOLE 0 0 120000 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 768 56107 SH SOLE 0 0 56107 BLACKSTONE MTG TR INC COM CL A 09257W100 757 21115 SH SOLE 0 0 21115 CARDIOVASCULAR SYS INC DEL COM 141619106 292 6143 SH SOLE 0 0 6143 CARROLS RESTAURANT GROUP INC COM 14574X104 207 25024 SH SOLE 0 0 25024 CATALYST PHARMACEUTICALS INC COM 14888U101 104 19500 SH SOLE 0 0 19500 CBOE GLOBAL MARKETS INC COM 12503M108 437 3807 SH SOLE 0 0 3807 COMCAST CORP NEW CL A 20030N101 369 8192 SH SOLE 0 0 8192 CONNS INC COM 208242107 249 10000 SH SOLE 0 0 10000 CORCEPT THERAPEUTICS INC COM 218352102 8422 595828 SH SOLE 0 0 595828 COSTCO WHSL CORP NEW COM 22160K105 571 1980 SH SOLE 0 0 1980 DAVE & BUSTERS ENTMT INC COM 238337109 493 12658 SH SOLE 0 0 12658 DBX ETF TR XTRACK MSCI ALL 233051820 522 18917 SH SOLE 0 0 18917 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 225 4548 SH SOLE 0 0 4548 DISNEY WALT CO COM DISNEY 254687106 327 2512 SH SOLE 0 0 2512 DIVERSIFIED RSTRNT HLDGS INC COM 25532M105 7 11300 SH SOLE 0 0 11300 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 167 12800 SH SOLE 0 0 12800 FIESTA RESTAURANT GROUP INC COM 31660B101 216 20775 SH SOLE 0 0 20775 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 256 13000 SH SOLE 0 0 13000 GLOBAL X FDS GLOBX SUPDV US 37950E291 421 17877 SH SOLE 0 0 17877 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 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224 1929 SH SOLE 0 0 1929 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 2032 40624 SH SOLE 0 0 40624 JP MORGAN EXCHANGE TRADED FD BETBULD EUROPE 46641Q720 649 27575 SH SOLE 0 0 27575 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 4254 84365 SH SOLE 0 0 84365 JPMORGAN CHASE & CO COM 46625H100 532 4520 SH SOLE 0 0 4520 LUBYS INC COM 549282101 60 31746 SH SOLE 0 0 31746 MARTIN MARIETTA MATLS INC COM 573284106 229 835 SH SOLE 0 0 835 MICROSOFT CORP COM 594918104 1882 14129 SH SOLE 0 0 14129 NEW MTN FIN CORP COM 647551100 185 13579 SH SOLE 0 0 13579 NMI HLDGS INC CL A 629209305 2315 88155 SH SOLE 0 0 88155 PERKINELMER INC COM 714046109 297 3493 SH SOLE 0 0 3493 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1446 14218 SH SOLE 0 0 14218 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2029 20216 SH SOLE 0 0 20216 PROSHARES TR LARGE CAP CRE 74347R248 1440 20306 SH SOLE 0 0 20306 RINGCENTRAL INC CL A 76680R206 407 3238 SH SOLE 0 0 3238 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 308 12264 SH SOLE 0 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922908736 401 2413 SH SOLE 0 0 2413 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1876 13764 SH SOLE 0 0 13764 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 281 2490 SH SOLE 0 0 2490 VANGUARD INDEX FDS MID CAP ETF 922908629 18297 109171 SH SOLE 0 0 109171 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 352 3778 SH SOLE 0 0 3778 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 45100 165443 SH SOLE 0 0 165443 VANGUARD INDEX FDS SMALL CP ETF 922908751 9092 59080 SH SOLE 0 0 59080 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1586 10506 SH SOLE 0 0 10506 VANGUARD INDEX FDS VALUE ETF 922908744 555 4973 SH SOLE 0 0 4973 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 681 16908 SH SOLE 0 0 16908 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 226 4220 SH SOLE 0 0 4220 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7715 84554 SH SOLE 0 0 84554 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 652 6442 SH SOLE 0 0 6442 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2227 54205 SH SOLE 0 0 54205 VERASTEM INC COM 92337C104 41 34166 SH SOLE 0 0 34166 WISDOMTREE TR BLMBG US BULL 97717W471 213 7563 SH SOLE 0 0 7563 WISDOMTREE TR YIELD ENHANCD US 97717X511 31270 598135 SH SOLE 0 0 598135