0001744073-18-000019.txt : 20181115 0001744073-18-000019.hdr.sgml : 20181115 20181115150239 ACCESSION NUMBER: 0001744073-18-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 EFFECTIVENESS DATE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC CENTRAL INDEX KEY: 0001744073 IRS NUMBER: 454981519 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18847 FILM NUMBER: 181187032 BUSINESS ADDRESS: STREET 1: 30 BROAD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212)729-7750 MAIL ADDRESS: STREET 1: 30 BROAD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744073 XXXXXXXX 09-30-2018 09-30-2018 AJ WEALTH STRATEGIES, LLC

30 BROAD STREET 29TH FLOOR NEW YORK NY 10004

13F HOLDINGS REPORT 028-18847 N Justyn Volesko (212) 729-7750 Justyn Volesko New York NY 11-15-2018 0 105 540105 false INFORMATION TABLE 2 3q201813AJW.xml ACTIVISION BLIZZARD INC COM COM 00507V109 246 2962 SH SOLE 0 0 2962 ADT INC COM COM 00090Q103 132 14040 SH SOLE 0 0 14040 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 865 5251 SH SOLE 0 0 5251 ALPHABET INC CAP STK CL A 02079K305 672 557 SH SOLE 0 0 557 ALPHABET INC CAP STK CL C 02079K107 621 520 SH SOLE 0 0 520 ALTRIA GROUP INC COM COM 02209S103 247 4094 SH SOLE 0 0 4094 AMAZON COM INC COM COM 023135106 2055 1026 SH SOLE 0 0 1026 APPLE INC COM COM 037833100 2323 10289 SH SOLE 0 0 10289 AT&T INC COM COM 00206R102 201 5990 SH SOLE 0 0 5990 BEST INC SPONSORED ADS 08653C106 430 72647 SH SOLE 0 0 72647 CBOE GLOBAL MARKETS INC COM COM 12503M108 357 3717 SH SOLE 0 0 3717 CENTURY CMNTYS INC COM COM 156504300 647 24660 SH SOLE 0 0 24660 COMCAST CORP NEW CL A 20030N101 587 16574 SH SOLE 0 0 16574 CORCEPT THERAPEUTICS INC COM COM 218352102 7211 514303 SH SOLE 0 0 514303 COSTCO WHSL CORP NEW COM COM 22160K105 449 1911 SH SOLE 0 0 1911 DBX ETF TR XTRACK MSCI ALL 233051820 422 15200 SH SOLE 0 0 15200 DBX ETF TR XTRACK MSCI EAFE 233051200 215 6655 SH SOLE 0 0 6655 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 215 4548 SH SOLE 0 0 4548 DISNEY WALT CO COM DISNEY 254687106 331 2829 SH SOLE 0 0 2829 DIVERSIFIED RSTRNT HLDGS INC COM COM 25532M105 16 11300 SH SOLE 0 0 11300 FACEBOOK INC CL A 30303M102 566 3444 SH SOLE 0 0 3444 GLOBAL X FDS GLOBX SUPDV US 37950E291 452 17877 SH SOLE 0 0 17877 GOLDMAN SACHS GROUP INC COM COM 38141G104 2309 10297 SH SOLE 0 0 10297 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 393 21608 SH SOLE 0 0 21608 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 419 12386 SH SOLE 0 0 12386 INVESCO EXCHNG TRADED FD TR S&P 500 EX RAT 46138E388 21447 591489 SH SOLE 0 0 591489 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1491 30099 SH SOLE 0 0 30099 INVESCO QQQ TR UNIT SER 1 46090E103 53809 289624 SH SOLE 0 0 289624 ISHARES TR CALIF MUN BD ETF 464288356 1150 19826 SH SOLE 0 0 19826 ISHARES TR CORE S&P SCP ETF 464287804 230 2635 SH SOLE 0 0 2635 ISHARES TR CORE S&P500 ETF 464287200 236 805 SH SOLE 0 0 805 ISHARES TR CORE US AGGBD ET 464287226 39915 378265 SH SOLE 0 0 378265 ISHARES TR FLTG RATE NT ETF 46429B655 43104 844849 SH SOLE 0 0 844849 ISHARES TR HDG MSCI EAFE 46434V803 2031 67823 SH SOLE 0 0 67823 ISHARES TR INTRM GOV CR ETF 464288612 750 6989 SH SOLE 0 0 6989 ISHARES TR MBS ETF 464288588 329 3183 SH SOLE 0 0 3183 ISHARES TR MIN VOL EAFE ETF 46429B689 829 11383 SH SOLE 0 0 11383 ISHARES TR MIN VOL USA ETF 46429B697 32524 570202 SH SOLE 0 0 570202 ISHARES TR MSCI EAFE ETF 464287465 2521 37072 SH SOLE 0 0 37072 ISHARES TR RUS 1000 ETF 464287622 795 4919 SH SOLE 0 0 4919 ISHARES TR RUS 1000 GRW ETF 464287614 1863 11941 SH SOLE 0 0 11941 ISHARES TR RUS 1000 VAL ETF 464287598 893 7056 SH SOLE 0 0 7056 ISHARES TR RUS 2000 GRW ETF 464287648 227 1055 SH SOLE 0 0 1055 ISHARES TR RUS MD CP GR ETF 464287481 281 2069 SH SOLE 0 0 2069 ISHARES TR RUS MDCP VAL ETF 464287473 238 2634 SH SOLE 0 0 2634 ISHARES TR RUSSELL 2000 ETF 464287655 264 1569 SH SOLE 0 0 1569 ISHARES TR SH TR CRPORT ETF 464288646 262 5050 SH SOLE 0 0 5050 ISHARES TR U.S. REAL ES ETF 464287739 241 3010 SH SOLE 0 0 3010 ISHARES TR USA MOMENTUM FCT 46432F396 863 7249 SH SOLE 0 0 7249 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 8635 172184 SH SOLE 0 0 172184 JPMORGAN CHASE & CO COM COM 46625H100 940 8329 SH SOLE 0 0 8329 LUBYS INC COM COM 549282101 54 31746 SH SOLE 0 0 31746 MICROSOFT CORP COM COM 594918104 2361 20646 SH SOLE 0 0 20646 NETFLIX INC COM COM 64110L106 655 1852 SH SOLE 0 0 1852 NEW MTN FIN CORP COM COM 647551100 180 13359 SH SOLE 0 0 13359 NMI HLDGS INC CL A 629209305 1505 66432 SH SOLE 0 0 66432 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 618 6080 SH SOLE 0 0 6080 PROSHARES TR PSHS LC COR PLUS 74347R248 1522 21069 SH SOLE 0 0 21069 PROSHARES TR RUSS 2000 DIVD 74347B698 16157 274408 SH SOLE 0 0 274408 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 183 16000 SH SOLE 0 0 16000 RINGCENTRAL INC CL A 76680R206 282 3032 SH SOLE 0 0 3032 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 308 11988 SH SOLE 0 0 11988 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 33937 1012133 SH SOLE 0 0 1012133 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1476 29383 SH SOLE 0 0 29383 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1690 24006 SH SOLE 0 0 24006 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5153 97221 SH SOLE 0 0 97221 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2570 31330 SH SOLE 0 0 31330 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1382 24648 SH SOLE 0 0 24648 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 90787 1305161 SH SOLE 0 0 1305161 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 23552 407195 SH SOLE 0 0 407195 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 26989 354321 SH SOLE 0 0 354321 SPDR GOLD TRUST GOLD SHS 78463V107 2869 25445 SH SOLE 0 0 25445 SPDR S&P 500 ETF TR TR UNIT 78462F103 3093 10637 SH SOLE 0 0 10637 SPDR SER TR NUVEEN BLMBRG SR 78468R739 10200 213885 SH SOLE 0 0 213885 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 351 10370 SH SOLE 0 0 10370 SPDR SERIES TRUST S&P DIVID ETF 78464A763 699 7134 SH SOLE 0 0 7134 SRC ENERGY INC COM COM 78470V108 95 10658 SH SOLE 0 0 10658 TEXAS INSTRS INC COM COM 882508104 353 3293 SH SOLE 0 0 3293 TILLYS INC CL A 886885102 811 42793 SH SOLE 0 0 42793 TPG SPECIALTY LENDING INC COM COM 87265K102 818 40113 SH SOLE 0 0 40113 TWITTER INC COM 90184L102 381 13397 SH SOLE 0 0 13397 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 6789 291264 SH SOLE 0 0 291264 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4444 55215 SH SOLE 0 0 55215 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5911 75753 SH SOLE 0 0 75753 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1054 13388 SH SOLE 0 0 13388 VANGUARD GROUP DIV APP ETF 921908844 385 3476 SH SOLE 0 0 3476 VANGUARD INDEX FDS GROWTH ETF 922908736 363 2256 SH SOLE 0 0 2256 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1730 12958 SH SOLE 0 0 12958 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 612 5415 SH SOLE 0 0 5415 VANGUARD INDEX FDS MID CAP ETF 922908629 1380 8405 SH SOLE 0 0 8405 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 32356 121162 SH SOLE 0 0 121162 VANGUARD INDEX FDS SMALL CP ETF 922908751 3393 20872 SH SOLE 0 0 20872 VANGUARD INDEX FDS VALUE ETF 922908744 604 5459 SH SOLE 0 0 5459 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 212 5177 SH SOLE 0 0 5177 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1592 19064 SH SOLE 0 0 19064 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 567 6442 SH SOLE 0 0 6442 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2422 30992 SH SOLE 0 0 30992 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2434 56247 SH SOLE 0 0 56247 VERASTEM INC COM COM 92337C104 1466 202197 SH SOLE 0 0 202197 VERIZON COMMUNICATIONS INC COM COM 92343V104 269 5030 SH SOLE 0 0 5030 WESTERN ASSET INTM MUNI FD I COM COM 958435109 143 16945 SH SOLE 0 0 16945 WISDOMTREE TR BLMBG US BULL 97717W471 2193 81924 SH SOLE 0 0 81924 WISDOMTREE TR US SMALLCAP DIVD 97717W604 366 12317 SH SOLE 0 0 12317 WYNN RESORTS LTD COM COM 983134107 393 3091 SH SOLE 0 0 3091 WYNN RESORTS LTD PUT 983134957 253 75 SH Put SOLE 0 0 75