0001999371-24-007598.txt : 20240620 0001999371-24-007598.hdr.sgml : 20240620 20240620131554 ACCESSION NUMBER: 0001999371-24-007598 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240620 DATE AS OF CHANGE: 20240620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tidal ETF Trust CENTRAL INDEX KEY: 0001742912 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38786 FILM NUMBER: 241055246 BUSINESS ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 BUSINESS PHONE: 844-986-7676 MAIL ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 8-A12B/A 1 tidal-8a12ba_062024.htm AMENDMENT TO FORM 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Amendment No. 1 to

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO

SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

Tidal ETF Trust

(Exact name of registrant as specified in its charter)

Delaware

(State of incorporation or organization)

See List Below

(I.R.S. Employer Identification Number)

Tidal ETF Trust

234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204

(Address of registrant’s principal executive offices)

Title of each class of securities to be registered	Name of each exchange on which each class is to be registered

Sound Equity Dividend Income ETF	New York Stock Exchange LLC

Sound Enhanced Fixed Income ETF	New York Stock Exchange LLC

Sound Enhanced Equity Income ETF	NYSE Arca, Inc.

Sound Fixed Income ETF	NYSE Arca, Inc.

Sound Total Return ETF	NYSE Arca, Inc.
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.		☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.		☐

Securities Act Registration file number to which this form relates: 333-227298

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.

Item 1.

Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No. 216 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227298 and 811-23377), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001999371-24-004002) on March 27, 2024, which is incorporated herein by reference.

The Trust currently consists of forty-seven series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

Title of Each Class of Securities to be Registered	IRS Employer ID Number
Sound Equity Dividend Income ETF	85-3469840
Sound Enhanced Fixed Income ETF	85-3448491

Item 2.

Exhibits

A.	Certificate of Trust dated June 4, 2018, as filed with the state of Delaware on June 4, 2018, for Tidal ETF Trust (the “Trust” or the “Registrant”) is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
B.	Registrant’s Declaration of Trust, adopted June 4, 2018, is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
C.	Registrant’s Amended and Restated By-Laws, adopted September 14, 2022, are incorporated herein by reference to Exhibit (b) to Registrant’s Registration Statement on Form N-1A Post-Effective Amendment No. 148, as filed with the SEC on September 23, 2022.

SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

	Tidal ETF Trust

	June 20, 2024

	By:	/s/ Eric W. Falkeis
	Name: Eric W. Falkeis
	Title: President