0001999371-23-000340.txt : 20231117 0001999371-23-000340.hdr.sgml : 20231117 20231117141045 ACCESSION NUMBER: 0001999371-23-000340 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tidal ETF Trust CENTRAL INDEX KEY: 0001742912 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-38786 FILM NUMBER: 231417702 BUSINESS ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 BUSINESS PHONE: 844-986-7676 MAIL ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 8-A12B 1 unlmtd-8a12b_111723.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES

As filed with the U.S. Securities and Exchange Commission on November 17, 2023

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Tidal ETF Trust

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

See list below

(I.R.S. Employer Identification Number)

 

Tidal ETF Trust

Tidal ETF Services LLC

234 West Florida Street, Suite 203

Milwaukee, Wisconsin 53204

(Address of registrant’s principal executive offices)

 

Title of each class of securities to be registered Name of each exchange on which each class is to be registered
Unlimited HFEQ Equity Long/Short Return Tracker ETF NYSE Arca, Inc.
Unlimited HFGM Global Macro Return Tracker ETF NYSE Arca, Inc.
Unlimited HFEV Event Driven Return Tracker ETF NYSE Arca, Inc.
Unlimited HFFI Fixed Income Return Tracker ETF NYSE Arca, Inc.
Unlimited HFEM Emerging Markets Return Tracker ETF NYSE Arca, Inc.
Unlimited HFMF Managed Futures Return Tracker ETF NYSE Arca, Inc.
Unlimited Ultra HFND Multi-Strategy Return Tracker ETF NYSE Arca, Inc.
Unlimited Low-Beta HFND Multi-Strategy ETF NYSE Arca, Inc.

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☑  
   
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐  
   
Securities Act Registration file number to which this form relates: 333-227298  
   
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable  

 

 

 

 

Item 1.Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 202 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227298 and 811-23377), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001999371-23-000328) on November 17, 2023, which is incorporated herein by reference.

 

The Trust currently consists of fifty-two series. The series to which this filing relates and their IRS Employer Identification Numbers are as follows:

 

Title of Each Class of Securities to be Registered IRS Employer ID Number
Unlimited HFEQ Equity Long/Short Return Tracker ETF 93-3872900
Unlimited HFGM Global Macro Return Tracker ETF 93-3945700
Unlimited HFEV Event Driven Return Tracker ETF 93-3917415
Unlimited HFFI Fixed Income Return Tracker ETF 93-3839289
Unlimited HFEM Emerging Markets Return Tracker ETF 93-3894518
Unlimited HFMF Managed Futures Return Tracker ETF 93-3781818
Unlimited Ultra HFND Multi-Strategy Return Tracker ETF 93-3850879
Unlimited Low-Beta HFND Multi-Strategy ETF 93-3761882

 

Item 2.Exhibits

 

A. Certificate of Trust dated June 4, 2018, as filed with the state of Delaware on June 4, 2018, for Tidal ETF Trust (the “Trust” or the “Registrant”) is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.

 

B. Registrant’s Declaration of Trust, adopted June 4, 2018, is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.

 

C. Registrant’s Amended and Restated By-Laws, adopted September 14, 2022, are incorporated herein by reference to Exhibit (b) to Registrant’s Registration Statement on Form N-1A Post-Effective Amendment No. 148, as filed with the SEC on September 23, 2023.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Tidal ETF Trust
   
  November 17, 2023
   
  By: /s/ Eric W. Falkeis
  Name: Eric W. Falkeis
  Title: President