0001387131-23-007842.txt : 20230626 0001387131-23-007842.hdr.sgml : 20230626 20230626141959 ACCESSION NUMBER: 0001387131-23-007842 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230430 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 PERIOD START: 20230731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tidal ETF Trust CENTRAL INDEX KEY: 0001742912 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23377 FILM NUMBER: 231041600 BUSINESS ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 BUSINESS PHONE: 844-986-7676 MAIL ADDRESS: STREET 1: 234 WEST FLORIDA STREET, SUITE 203 CITY: MILWAUKEE, STATE: WI ZIP: 53204 0001742912 S000077259 Aztlan Global Stock Selection DM SMID ETF C000237521 Aztlan Global Stock Selection DM SMID ETF AZTD NPORT-P 1 primary_doc.xml NPORT-P false 0001742912 XXXXXXXX S000077259 C000237521 Tidal ETF Trust 811-23377 0001742912 549300Q0UTZ1YUVEPN89 234 West Florida Street Suite 203 Milwaukee 53204 8449867700 Aztlan Global Stock Selection DM SMID ETF S000077259 549300Q0UTZ1YUVEPN89 2023-07-31 2023-04-30 N 42222397.6 39817.3 42182580.3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N Bumble Inc N/A Bumble Inc 12047B105 80478 NS USD 1465504.38 3.47 Long EC CORP US N 1 N N N Clear Secure Inc N/A Clear Secure Inc 18467V109 60182 NS USD 1455802.58 3.45 Long EC CORP US N 1 N N N Corebridge Financial Inc 549300XY1661QCIA7J65 Corebridge Financial Inc 21871X109 98106 NS USD 1654067.16 3.92 Long EC CORP US N 1 N N N Marks & Spencer Group PLC 213800EJP14A79ZG1X44 Marks & Spencer Group PLC N/A 760413 NS 1570793.18 3.72 Long EC CORP GB N 1 N N N First American Government Obli 549300R5MYM6VZF1RM44 First American Government Obligations Fund 31846V336 49250.53 NS USD 49250.53 0.12 Long STIV RF US N 1 N N N Eramet SA 549300LUH78PG2MP6N64 Eramet SA N/A 14992 NS 1458153.23 3.46 Long EC CORP FR N 1 N N N Hilton Grand Vacations Inc 549300O9K6MFD8D07574 Hilton Grand Vacations Inc 43283X105 35381 NS USD 1514306.8 3.59 Long EC CORP US N 1 N N N Sopra Steria Group SACA 96950020QIOHAAK9V551 Sopra Steria Group SACA N/A 7460 NS 1614219.47 3.83 Long EC CORP FR N 1 N N N Masimo Corp 549300Q4A8JK0PIYCU29 Masimo Corp 574795100 8520 NS USD 1611472.8 3.82 Long EC CORP US N 1 N N N Ramsay Health Care Ltd 549300QBX122KF2JPI10 Ramsay Health Care Ltd N/A 35167 NS 1502940.72 3.56 Long EC CORP AU N 1 N N N Mueller Industries Inc 5493005IZFE4VJLLYG84 Mueller Industries Inc 624756102 21466 NS USD 1542332.1 3.66 Long EC CORP US N 1 N N N Kansai Electric Power Co Inc/T 353800PFUKP5ONPJNZ86 Kansai Electric Power Co Inc/The N/A 161217 NS 1740454.52 4.13 Long EC CORP JP N 1 N N N Kobe Steel Ltd 549300ZDCYYUPHEE5K87 Kobe Steel Ltd N/A 197656 NS 1461752.96 3.47 Long EC CORP JP N 1 N N N Nisshin Seifun Group Inc 529900N4QFZS1P6PYX29 Nisshin Seifun Group Inc N/A 134191 NS 1625094.25 3.85 Long EC CORP JP N 1 N N N T&D Holdings Inc 3538008ARJ1MACEWA242 T&D Holdings Inc N/A 126833 NS 1540643.94 3.65 Long EC CORP JP N 1 N N N Sprouts Farmers Market Inc 529900P8F4G77Q52XE24 Sprouts Farmers Market Inc 85208M102 44862 NS USD 1554916.92 3.69 Long EC CORP US N 1 N N N Vistra Corp 549300KP43CPCUJOOG15 Vistra Corp 92840M102 65595 NS USD 1565096.7 3.71 Long EC CORP US N 1 N N N Outsourcing Inc 353800Y1XELZ246TNZ48 Outsourcing Inc N/A 160472 NS 1621631.64 3.84 Long EC CORP JP N 1 N N N SYDBANK DKK10 N/A SYDBANK DKK10 N/A 34791 NS 1552152.8 3.68 Long EC CORP DK N 1 N N N United Utilities Group PLC 2138002IEYQAOC88ZJ59 United Utilities Group PLC N/A 119775 NS 1628895.44 3.86 Long EC CORP GB N 1 N N N Telefonica Deutschland Holding 391200ECRPJ3SWQJUM30 Telefonica Deutschland Holding AG N/A 512011 NS 1732516.8 4.11 Long EC CORP DE N 1 N N N Ambu A/S 5299008W2A69WX355710 Ambu A/S N/A 104668 NS 1661962.82 3.94 Long EC CORP DK N 1 N N N GIFTEE INC NPV N/A GIFTEE INC NPV N/A 90312 NS 1481046.5 3.51 Long EC CORP JP N 1 N N N Iveco Group NV 549300ZWF2ZJDD9EOR96 Iveco Group NV N/A 165310 NS 1487388.5 3.53 Long EC CORP IT N 1 N N N APPIER GROUP INC NPV N/A APPIER GROUP INC NPV N/A 124035 NS 1396435.61 3.31 Long EC CORP JP N 1 N N N Lottery Corp Ltd/The N/A Lottery Corp Ltd/The N/A 457056 NS 1522311.82 3.61 Long EC CORP AU N 1 N N N Stelco Holdings Inc 549300K1TSD2M8EKF208 Stelco Holdings Inc 858522105 40684 NS 1420025.48 3.37 Long EC CORP CA N 1 N N N International Game Technology 549300UQ6KHRCZDRGZ76 International Game Technology PLC N/A 58628 NS USD 1649791.92 3.91 Long EC CORP US N 1 N N N 2023-06-26 Tidal ETF Trust /s/ Aaron Perkovich Aaron Perkovich Treasurer/Principal Financial Officer XXXX NPORT-EX 2 aztlan.htm SCHEDULE OF INVESTMENTS

Aztlan Global Stock Selection DM SMID ETF
 
          
SCHEDULE OF INVESTMENTS at April 30, 2023 (Unaudited)
      
 
          
 
  
Shares
    
Value
Common Stocks - 99.8%
          
Auto Parts & Equipment - 3.7%
          
Valeo
    
80,854
    
$
1,576,823
 
              
Biotechnology - 3.7%
              
Pharming Group NV (1)
    
1,386,065
      
1,563,875
 
              
Chemicals - 3.6%
              
Tosoh Corp.
    
114,188
      
1,518,705
 
              
Commercial Services - 7.5%
              
Appier Group, Inc. (1)
    
142,795
      
1,607,643
Shin Nippon Biomedical Laboratories Ltd.
    
84,014
      
1,526,462
 
            
3,134,105
Computers - 3.6%
              
BayCurrent Consulting, Inc.
    
43,809
      
1,513,762
 
              
Cosmetics & Personal Care - 3.7%
              
elf Beauty, Inc. (1)
    
16,821
      
1,560,316
 
              
Diversified Financial Services - 7.4%
              
Federated Hermes, Inc. - Class B
    
37,713
      
1,560,941
M&A Research Institute Holdings, Inc. (1)
    
20,717
      
1,535,156
 
            
3,096,097
Electric - 7.7%
              
Clearway Energy, Inc. - Class A
    
53,848
      
1,560,515
The Kansai Electric Power Co., Inc.
    
153,869
      
1,661,128
 
            
3,221,643
Engineering & Construction - 7.3%
              
Comfort Systems USA, Inc.
    
10,368
      
1,549,912
HOCHTIEF AG
    
18,240
      
1,525,370
 
            
3,075,282
Entertainment - 3.7%
              
Universal Entertainment Corp.
    
74,142
      
1,553,462
 
              
Food - 3.7%
              
Mowi ASA
    
81,225
      
1,543,040
 
              
Gas - 3.7%
              
Enagas SA
    
78,669
      
1,576,767
 
              
Insurance - 3.8%
              
Beazley PLC
    
212,588
      
1,591,183
 
              
Iron & Steel - 3.7%
              
United States Steel Corp.
    
68,051
      
1,557,007
 
              
Media - 3.7%
              
Nexstar Media Group, Inc.
    
8,895
      
1,542,838
 
              
Mining - 3.7%
              
Endeavour Mining PLC
    
60,277
      
1,550,145
 
              
Pharmaceuticals - 3.7%
              
Catalyst Pharmaceuticals, Inc. (1)
    
98,097
      
1,561,704
 
              
Retail - 7.3%
              
AutoNation, Inc. (1)
    
11,847
      
1,560,250
Lawson, Inc.
    
33,771
      
1,530,254
 
            
3,090,504
Semiconductors - 7.3%
              
BE Semiconductor Industries NV
    
17,001
      
1,526,674
Qorvo, Inc. (1)
    
16,927
      
1,558,638
 
            
3,085,312
Software - 7.3%
              
Capcom Co. Ltd.
    
40,778
      
1,530,317
Ubisoft Entertainment SA (1)
    
53,327
      
1,559,541
 
            
3,089,858
Total Common Stocks
              
(Cost $41,976,551)
            
42,002,428
 
              
Short-Term Investments - 0.1%
              
Money Market Funds - 0.1%
              
First American Government Obligations Fund, Class X, 4.725% (2)
    
49,251
      
49,251
Total Short-Term Investments
              
(Cost $49,251)
            
49,251
 
              
Total Investments in Securities - 99.9%
              
   (Cost $42,025,802)
            
42,051,679
Other Assets in Excess of Liabilities - 0.1%
            
25,698
Total Net Assets -  100.0%
          
$
42,077,377

 
(1)
Non-income producing security.
    
 
(2)
The rate shown is the annualized seven-day effective yield as of April 30, 2023.
    
 

Summary of Fair Value Exposure at April 30, 2023 (Unaudited)
 
The Aztlan Global Stock Selection DM SMID ETF (the “Fund”) utilizes various methods to measure the fair value of its investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are:
 
• Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.
• Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly.  These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment spreads, credit risk, yield curves, default rates and similar data.
• Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.
 
The following is a summary of the inputs used to value the Fund’s investments as of April 30, 2023:

Investments in Securities
  
Level 1
    
Level 2
    
Level 3
    
Total
Common Stocks (1)
  
$
42,002,428
    
$
-
    
$
-
    
$
42,002,428
Short-Term Investments
    
49,251
      
-
      
-
      
49,251
Total Investments in Securities
  
$
42,051,679
    
$
-
    
$
-
    
$
42,051,679
                               
(1)   See Schedule of Investments for the industry breakout.