0001387131-22-010003.txt : 20220926 0001387131-22-010003.hdr.sgml : 20220926 20220926171233 ACCESSION NUMBER: 0001387131-22-010003 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220926 DATE AS OF CHANGE: 20220926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tidal ETF Trust CENTRAL INDEX KEY: 0001742912 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-38786 FILM NUMBER: 221266574 BUSINESS ADDRESS: STREET 1: 898 N BROADWAY, SUITE 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 BUSINESS PHONE: 844-986-7676 MAIL ADDRESS: STREET 1: 898 N BROADWAY, SUITE 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 8-A12B 1 hfnd-8a12b_092622.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES

As filed with the U.S. Securities and Exchange Commission on September 26, 2022

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

Tidal ETF Trust

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

See list below

(I.R.S. Employer Identification Number)

 

Tidal ETF Trust

Tidal ETF Services LLC

234 West Florida Street, Suite 203

Milwaukee, Wisconsin 53204 (Address of registrant’s principal executive offices)

 

Title of each class of securities to be registered Name of each exchange on which each class is to be registered
Unlimited HFND Multi-Strategy Return Tracker ETF NYSE Arca, Inc.

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
 
Securities Act Registration file number to which this form relates: 333-227298
 
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable

 

 
 
Item 1.Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 149 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227298 and 811-23377), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001387131-22-009996) on September 26, 2022, which is incorporated herein by reference.

 

The Trust currently consists of forty-four series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

 

Title of Each Class of Securities to be Registered IRS Employer ID Number
Unlimited HFND Multi-Strategy Return Tracker ETF 88-3687679

 

Item 2.Exhibits

 

A. Certificate of Trust dated June 4, 2018, as filed with the state of Delaware on June 4, 2018, for Tidal ETF Trust (the “Trust” or the “Registrant”) is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
B. Registrant’s Declaration of Trust, adopted June 4, 2018, is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
C. Registrant’s Amended and Restated By-Laws, adopted September 14, 2022, are incorporated herein by reference to Exhibit (b) to Registrant’s Registration Statement on Form N-1A Post-Effective Amendment No. 148, as filed with the SEC on September 23, 2023.
 
 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Tidal ETF Trust
   
  September 26, 2022
   
  By: /s/ Eric W. Falkeis
  Name: Eric W. Falkeis
  Title: President