NPORT-EX 2 climate_change.htm SCHEDULE OF INVESTMENTS

iClima Climate Change Solutions ETF
   
SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited)
           
Common Stocks - 99.0%
Shares
 
Value
Auto Manufacturers - 6.0%
      
Arcimoto, Inc. (1)
282
  
$
  1,723
BYD Co. Ltd. - H Shares
559
  
                 15,872
Kandi Technologies Group, Inc. (1)
1,017
  
                   3,051
Li Auto, Inc. - Class A - ADR (1)
442
  
                 11,532
NFI Group, Inc.
219
  
                   3,289
NIO, Inc. - Class A - ADR (1)
357
  
                   8,750
Tesla, Inc. (1)
22
  
                 20,608
Workhorse Group, Inc. (1)
450
  
                   1,521
XPeng, Inc. - ADR (1)
349
  
                 12,246
         
                 78,592
Auto Parts & Equipment - 2.1%
      
Aptiv PLC (1)
97
  
                 13,248
BorgWarner, Inc.
240
  
                 10,524
Proterra, Inc. (1)
480
  
                   3,797
         
                 27,569
Beverages - 0.3%
      
Oatly Group AB - ADR (1)
595
  
                   4,230
           
Building Materials - 3.8%
      
Cie de Saint-Gobain
214
  
                 14,310
Kingspan Group PLC
135
  
                 12,882
Lixil Corp.
514
  
                 11,638
Nibe Industries AB - B Shares (1)
1,212
  
                 11,369
         
                 50,199
Chemicals - 6.9%
      
Albemarle Corp.
70
  
                 15,452
Carbios SACA (1)
102
  
                   4,448
Ecolab, Inc.
73
  
                 13,830
Ecopro Co. Ltd.
107
  
                   5,787
Johnson Matthey PLC
270
  
                   7,028
Koninklijke DSM NV
79
  
                 14,705
Novozymes A/S - B Shares
184
  
                 12,555
Umicore SA
175
  
                   6,556
Wacker Chemie AG
64
  
                   9,194
         
                 89,555
Commercial Services - 1.2%
      
Quanta Services, Inc.
126
  
                 12,943
Vivint Smart Home, Inc. (1)
370
  
                   2,664
         
                 15,607
Distribution & Wholesale - 2.8%
      
Ferguson PLC
103
  
                 16,030
LKQ Corp.
222
  
                 12,186
Resideo Technologies, Inc. (1)
313
  
                   7,756
         
                 35,972
Diversified Financial Services - 1.7%
      
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
168
  
                   6,969
London Stock Exchange Group PLC
156
  
                 15,111
         
                 22,080
Electric - 11.5%
      
ACEA SpA
415
  
                   8,328
Algonquin Power & Utilities Corp.
712
  
                 10,161
Ameresco, Inc. - Class A (1)
82
  
                   4,150
Audax Renovables SA
2,257
  
                   3,140
Boralex, Inc.
165
  
                   4,288
Contact Energy Ltd.
1,651
  
                   8,490
Edison International
270
  
                 16,953
EDP Renovaveis SA
588
  
                 12,274
Encavis AG
283
  
                   4,400
Iberdrola SA
1,326
  
                 15,102
Innergex Renewable Energy, Inc.
309
  
                   4,531
Mercury NZ Ltd.
2,022
  
                   7,370
Meridian Energy Ltd.
3,060
  
                   8,762
Northland Power, Inc.
282
  
                   8,162
Ormat Technologies, Inc.
73
  
                   4,976
Orsted AS
108
  
                 11,374
Verbund AG
169
  
                 17,770
         
               150,231
Electrical Components & Equipment - 8.8%
      
ABB Ltd.
438
  
                 14,917
Acuity Brands, Inc.
55
  
                 10,534
Blink Charging Co. (1)
145
  
                   3,032
ChargePoint Holdings, Inc. - Class A (1)
480
  
                   6,648
China High Speed Transmission Equipment Group Co. Ltd.
11,181
  
                   7,757
EnerSys
52
  
                   3,896
Generac Holdings, Inc. (1)
36
  
                 10,166
Littelfuse, Inc.
37
  
                   9,989
Nexans SA
54
  
                   4,828
Nuvve Holding Corp. (1)
435
  
                   2,897
Prysmian SpA
315
  
                 10,498
Schneider Electric SE
94
  
                 15,739
SMA Solar Technology AG
94
  
                   3,286
Xinjiang Goldwind Science & Technology, Co. Ltd. - H Share
6,047
  
                 10,469
         
               114,656
Electronics - 4.6%
      
Advanced Energy Industries, Inc.
57
  
                   4,912
Azbil Corp.
297
  
                 11,522
Badger Meter, Inc.
51
  
                   5,159
Halma PLC
277
  
                   9,276
Itron, Inc. (1)
96
  
                   5,952
Smart Metering Systems PLC
409
  
                   4,050
Trimble, Inc. (1)
168
  
                 12,123
Vicor Corp. (1)
79
  
                   7,452
         
                 60,446
Energy - Alternate Sources - 15.8%
      
Atlantica Sustainable Infrastructure PLC
244
  
                   7,962
Ballard Power Systems, Inc. (1)
615
  
                   6,412
Canadian Solar, Inc. (1)
117
  
                   3,275
Ceres Power Holdings PLC (1)
363
  
                   2,964
Enphase Energy, Inc. (1)
75
  
                 10,535
Falck Renewables SpA
768
  
                   7,490
First Solar, Inc. (1)
121
  
                   9,484
FuelCell Energy, Inc. (1)
843
  
                   3,574
ITM Power PLC (1)
883
  
                   3,203
JinkoSolar Holding Co. Ltd. - ADR (1)
93
  
                   4,104
Landis+Gyr Group AG
64
  
                   4,179
Luoyang Glass, Co. Ltd. - H Share (1)
4,164
  
                   7,369
Maxeon Solar Technologies Ltd. (1)
334
  
                   3,684
Meyer Burger Technology AG (1)
9,813
  
                   3,725
NEL ASA (1)
2,691
  
                   3,592
Neoen SA (1)
246
  
                   8,665
NextEra Energy Partners LP
121
  
                   9,102
Nordex SE (1)
270
  
                   4,234
Plug Power, Inc. (1)
538
  
                 11,766
PowerCell Sweden AB (1)
235
  
                   3,683
Renewable Energy Group, Inc. (1)
85
  
                   3,422
RENOVA, Inc. (1)
156
  
                   2,189
Scatec ASA
448
  
                   6,537
Shoals Technologies Group, Inc. (1)
312
  
                   5,260
Siemens Gamesa Renewable Energy SA
516
  
                 11,045
SolarEdge Technologies, Inc. (1)
39
  
                   9,291
Solaria Energia y Medio Ambiente SA (1)
268
  
                   4,627
Stem, Inc. (1)
350
  
                   4,298
Sunnova Energy International, Inc. (1)
139
  
                   2,733
SunPower Corp. (1)
394
  
                   6,611
Sunrun, Inc. (1)
214
  
                   5,549
TPI Composites, Inc. (1)
126
  
                   1,521
Vestas Wind Systems
424
  
                 11,304
Xinyi Solar Holdings Ltd.
7,886
  
                 12,541
         
               205,930
Engineering & Construction - 1.7%
      
Acciona SA
75
  
                 12,973
Alfen Beheer BV (1)
48
  
                   3,540
MYR Group, Inc. (1)
54
  
                   5,078
         
                 21,591
Environmental Control - 4.0%
      
Ecopro HN Co. Ltd.
76
  
                   3,045
Pentair PLC
147
  
                   9,364
Republic Services, Inc.
135
  
                 17,234
TOMRA Systems ASA
165
  
                   8,187
Waste Connections, Inc.
114
  
                 14,205
         
                 52,035
Food - 2.4%
      
Beyond Meat, Inc. (1)
89
  
                   5,797
HelloFresh SE (1)
157
  
                 10,303
Kerry Group PLC
97
  
                 12,178
Tattooed Chef, Inc. (1)
264
  
                   3,353
         
                 31,631
Forest Products & Paper - 2.6%
      
Ence Energia y Celulosa SA (1)
1,638
  
                   4,356
Mondi PLC
405
  
                   9,993
Sumitomo Forestry Co. Ltd.
373
  
                   6,474
UPM-Kymmene Oyj
357
  
                 12,866
         
                 33,689
Hand & Machine Tools - 0.8%
      
Regal Rexnord Corp.
70
  
                 11,094
           
Internet - 2.0%
      
Lyft, Inc. - Class A (1)
291
  
                 11,209
Uber Technologies, Inc. (1)
382
  
                 14,287
         
                 25,496
Machinery - Construction & Mining - 0.6%
      
Bloom Energy Corp. - Class A (1)
241
  
                   3,634
Doosan Fuel Cell Co. Ltd. (1)
149
  
                   4,252
         
                   7,886
Machinery - Diversified - 2.2%
      
IDEX Corp.
64
  
                 13,788
KION Group AG
106
  
                   9,658
McPhy Energy SA (1)
280
  
                   5,179
         
                 28,625
Mining - 0.5%
      
Livent Corp. (1)
264
  
                   6,075
           
Miscellaneous Manufacturers - 5.3%
      
A.O. Smith Corp. - Class A
159
  
                 12,151
Alstom SA
354
  
                 11,369
Eaton Corp PLC
99
  
                 15,685
Siemens AG
100
  
                 15,680
Trane Technologies PLC
81
  
                 14,021
         
                 68,906
Packaging & Containers - 1.2%
      
DS Smith PLC
1,891
  
                   9,539
Lee & Man Paper Manufacturing Ltd.
9,114
  
                   6,218
         
                 15,757
Real Estate - 1.1%
      
Vonovia SE
250
  
                 14,119
           
Real Estate Investment Trusts (REITs) - 1.8%
      
PotlatchDeltic Corp.
105
  
                   5,648
Weyerhaeuser Co.
435
  
                 17,587
         
                 23,235
Retail - 0.3%
      
EVgo, Inc. - Class A (1)
555
  
                   4,579
           
Semiconductors - 3.7%
      
Applied Materials, Inc.
112
  
                 15,476
Infineon Technologies AG
393
  
                 16,007
Veeco Instruments, Inc. (1)
222
  
                   6,103
Wolfspeed, Inc. (1)
120
  
                 11,309
         
                 48,895
Software - 1.1%
      
Bandwidth, Inc. - Class A (1)
39
  
                   2,442
DocuSign, Inc. (1)
51
  
                   6,414
Zoom Video Communications, Inc. - Class A (1)
39
  
                   6,017
         
                 14,873
Transportation - 1.2%
      
East Japan Railway Co.
284
  
                 16,129
           
Water - 1.0%
      
American Water Works Co., Inc.
82
  
                 13,186
Total Common Stocks
    
 
(Cost $1,487,860)
    
             1,292,868
       
Short-Term Investments - 0.1%
      
Money Market Fund - 0.1%
      
First American Government Obligations Fund - Class X, 0.0260% (2)
1,138
  
                   1,138
Total Short-Term Investments
    
 
(Cost $1,138)
    
                   1,138
       
Preferred Stocks - 0.9%
      
Chemicals - 0.9%
      
Sociedad Quimica y Minera de Chile SA - B Shares
233
  
                 12,458
Total Preferred Stocks
    
 
(Cost $11,639)
    
                 12,458
       
Total Investments in Securities - 100.0%
      
(Cost $1,500,637)
    
            1,306,464
Liabilities in Excess of Other Assets - (0.0)% (3)
    
                    (228)
Total Net Assets - 100.0%
    
$
  1,306,236
 
          
 
Percentages are stated as a percent of net assets.
      
 
ADR  American Depositary Receipt
      
 
(1)
Non-income producing security.
      
 
(2)
The rate shown is the annualized seven-day effective yield as of January 31, 2022.
  
 
(3)
Does not round to 0.5% or (0.5)%, as applicable.
      
           
The accompanying notes are an integral part of these financial statements.
      

 
Summary of Fair Value Exposure at January 31, 2022 (Unaudited)
           
The iClima Climate Change Solutions ETF (the “Fund”) utilizes various methods to measure the fair value of its investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are:
 
 
 
 
    
• Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.
• Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment spreads, credit risk, yield curves, default rates and similar data.
• Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.
 
 
 
 
    
The following is a summary of the inputs used to value the Fund’s investments as of January 31, 2022:

Investments in Securities
  
Investments
Measured at Net
Asset Value
    
Level 1
    
Level 2
    
Level 3
    
Total
Common Stocks (1)
  
$
–
    
$
1,292,868
    
$
–
    
$
–
    
$
1,292,868
Short-Term Investments
    
–
      
1,138
      
–
      
–
      
1,138
Preferred Stocks
    
–
      
12,458
      
–
      
–
      
12,458
Total Investments in Securities
  
$
–
    
$
1,306,464
    
$
–
    
$
–
    
$
1,306,464
         
(1) See Schedule of Investment for the industry breakout.