0000894189-22-006475.txt : 20220829
0000894189-22-006475.hdr.sgml : 20220829
20220829163804
ACCESSION NUMBER: 0000894189-22-006475
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220829
DATE AS OF CHANGE: 20220829
EFFECTIVENESS DATE: 20220829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tidal ETF Trust
CENTRAL INDEX KEY: 0001742912
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23377
FILM NUMBER: 221211707
BUSINESS ADDRESS:
STREET 1: 898 N BROADWAY, SUITE 2
CITY: MASSAPEQUA
STATE: NY
ZIP: 11758
BUSINESS PHONE: 844-986-7676
MAIL ADDRESS:
STREET 1: 898 N BROADWAY, SUITE 2
CITY: MASSAPEQUA
STATE: NY
ZIP: 11758
0001742912
S000072268
Robinson Alternative Yield Pre-Merger SPAC ETF
C000228355
Robinson Alternative Yield Pre-Merger SPAC ETF
SPAX
N-PX
1
robinson_npx.txt
ANNUAL REPORT FOR PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: 04/30
DATE OF REPORTING PERIOD: 07/01/2021 to 06/30/2022
Robinson Alternative Yield Pre-Merger SPAC ETF
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ALTITUDE ACQUISITION CORP. Agenda Number: 935652710
--------------------------------------------------------------------------------------------------------------------------
Security: 02156Y103
Meeting Type: Special
Meeting Date: 10-Jun-2022
Ticker: ALTU
ISIN: US02156Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend (the "Extension Amendment") the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation (our "charter") to extend
the date by which the Company must
consummate a business combination (as
defined below) (the "Extension") from June
11, 2022 (the date which is 18 months from
the closing date of the Company's initial
public offering of our units (the "IPO"))
to October 11, 2022 (the date which is 22
months from the closing date of the IPO)
(the "Extended Date").
2. A proposal to approve the adjournment of Mgmt For For
the special meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes to
approve the Extension Amendment Proposal or
if we determine that additional time is
necessary to effectuate the Extension.
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MCAP ACQUISITION CORPORATION Agenda Number: 935532209
--------------------------------------------------------------------------------------------------------------------------
Security: 55282T109
Meeting Type: Special
Meeting Date: 21-Dec-2021
Ticker: MACQ
ISIN: US55282T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt For For
consider and vote upon a proposal to
approve and adopt the Business Combination
Agreement, dated as of July 27, 2021 (as
may from time to time be amended, restated,
supplemented or otherwise modified, the
"Business Combination Agreement"), by and
among MCAP, GRNT Merger Sub 1 LLC,.
2. The Charter Amendment Proposal - to approve Mgmt For For
and adopt, an amendment to MCAP's current
certificate of incorporation.
3A. Advisory Proposal A - provide that the Mgmt For For
total number of shares of all classes of
capital stock which the Company will have
authority to issue is 370,000,000 shares,
consisting of (i) 350,000,000 shares of
common stock, par value $0.0001 per share
and (ii) 20,000,000 shares of preferred
stock, par value $0.0001 per share.
3B. Advisory Proposal B - provide that the Mgmt For For
capital stock consists of common and
preferred stock only and does not delineate
classes of common stock.
3C Advisory Proposal C - provide for the Mgmt For For
waiver of the corporate opportunity
doctrine with respect to H.I.G. and its
affiliates and any Non-Employee Director or
his or her affiliates.
3D. Advisory Proposal D - provide that certain Mgmt For For
actions under the Proposed Charter relating
to the nomination and election of directors
are subject to the Stockholders Agreement.
3E. Advisory Proposal E - provide that any Mgmt For For
action required or permitted to be taken by
the stockholders of the combined company
must be effected by a duly called annual or
special meeting of such stockholders and
may not be effected by written consent of
the stockholders.
3F. Advisory Proposal F - provide that Mgmt For For
amendments to the Proposed Charter will
require the affirmative vote of the holders
of at least 66 2/3% of the voting power of
the then outstanding shares of capital
stock of the combined company entitled to
vote, voting together as a single class.
3G. Advisory Proposal G - provide that Mgmt For For
directors may be removed by the affirmative
vote of the holders of at least 66 2/3% of
voting stock of the combined company
entitled to vote at an election of
directors.
3H. Advisory Proposal H - (i) provide that the Mgmt For For
post-business combination company's
corporate name would change from "MCAP
Acquisition Corporation" to "AdTheorent,
Inc." and make the Company's corporate
existence perpetual and (ii) remove certain
provisions related to MCAP's status as a
blank check company that will no longer
apply upon consummation of the business
combination.
4A. Election of Director 2022 special meeting Mgmt For For
of stockholders: John Black
4B. Election of Director 2022 special meeting Mgmt For For
of stockholders: Danielle Qi
4C. Election of Director 2022 special meeting Mgmt For For
of stockholders: Ben Tatta
4D. Election of Director 2023 special meeting Mgmt For For
of stockholders: Rich Boghosian
4E. Election of Director 2023 special meeting Mgmt For For
of stockholders: Vineet Mehra
4F. Election of Director 2023 special meeting Mgmt For For
of stockholders: Zia Uddin
4G. Election of Director 2024 special meeting Mgmt For For
of stockholders: Kihara Kiarie
4H. Election of Director 2024 special meeting Mgmt For For
of stockholders: James Lawson
4I. Election of Director 2024 special meeting Mgmt For For
of stockholders: Eric Tencer
5. The Long-Term Incentive Plan Proposal - to Mgmt For For
consider and vote upon a proposal to
approve the 2021 Long-Term Incentive Plan
to be effective after the closing of the
Business Combination.
6. The ESPP Proposal - to consider and vote Mgmt For For
upon a proposal to approve the 2021
Employee Stock Purchase Plan ("ESPP") to be
effective after the closing of the Business
Combination
7. The Nasdaq Proposal - to consider and vote Mgmt For For
upon a proposal to approve, (i) for
purposes of complying with Nasdaq Listing
Rules 5635(a) and (b), the issuance of more
than 20% of the issued and outstanding
Class A common stock and the resulting
change in control in connection with the
Business Combination and (ii) for the
purposes of complying with Nasdaq Listing
Rules 5635(d) the issuance of more than 20%
of the issued and outstanding shares of
Class A common stock in the PIPE Financing,
upon the completion of the Business
Combination.
8. The Adjournment Proposal - to consider and Mgmt For For
vote on a proposal to adjourn the
Stockholders Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies if, based
upon the tabulated vote at the time of the
Stockholders Meeting, there are not
sufficient votes to approve one or more
proposals presented to stockholders for
vote.
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TECH AND ENERGY TRANSITION CORPORATION Agenda Number: 935548480
--------------------------------------------------------------------------------------------------------------------------
Security: 87823R102
Meeting Type: Annual
Meeting Date: 15-Mar-2022
Ticker: TETC
ISIN: US87823R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James Avery Mgmt For For
1.2 Election of Director: Virginia Breen Mgmt For For
1.3 Election of Director: Gregory Gilmore Mgmt For For
1.4 Election of Director: Lawrence Handen Mgmt For For
1.5 Election of Director: Dan Hesse Mgmt For For
1.6 Election of Director: Diarmuid B. O'Connell Mgmt For For
1.7 Election of Director: David Roseman Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President
Date 8/24/2022