N-PX 1 euclid_npx.txt ANNUAL REPORT FOR PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23377 NAME OF REGISTRANT: Tidal ETF Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2 Massapequa, NY 11758 NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis Tidal ETF Trust 898 N. Broadway, Suite 2 Massapequa, NY 11758 REGISTRANT'S TELEPHONE NUMBER: 844-986-7676 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2021 to 06/30/2022 Euclid Capital Growth ETF -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 18-May-2022 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt For For 1B. Election of Director: Nora M. Denzel Mgmt For For 1C. Election of Director: Mark Durcan Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Jon A. Olson Mgmt For For 1H. Election of Director: Lisa T. Su Mgmt For For 1I. Election of Director: Abhi Y. Talwalkar Mgmt For For 1J. Election of Director: Elizabeth W. Mgmt For For Vanderslice 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AIRBNB INC Agenda Number: 935613249 -------------------------------------------------------------------------------------------------------------------------- Security: 009066101 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: ABNB ISIN: US0090661010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Amrita Ahuja 1.2 Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Joseph Gebbia 1.3 Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Jeffrey Jordan 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935609288 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Andrew R. Jassy Mgmt For For 1c. Election of Director: Keith B. Alexander Mgmt For For 1d. Election of Director: Edith W. Cooper Mgmt For For 1e. Election of Director: Jamie S. Gorelick Mgmt For For 1f. Election of Director: Daniel P. Mgmt For For Huttenlocher 1g. Election of Director: Judith A. McGrath Mgmt For For 1h. Election of Director: Indra K. Nooyi Mgmt For For 1i. Election of Director: Jonathan J. Mgmt For For Rubinstein 1j. Election of Director: Patricia Q. Mgmt For For Stonesifer 1k. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For RETIREMENT PLAN OPTIONS 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER DUE DILIGENCE 7. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ALTERNATIVE DIRECTOR CANDIDATE POLICY 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PACKAGING MATERIALS 9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WORKER HEALTH AND SAFETY DIFFERENCES 10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CHARITABLE CONTRIBUTIONS 12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For TAX REPORTING 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON FREEDOM OF ASSOCIATION 14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON LOBBYING 15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr Against For REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS 16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WAREHOUSE WORKING CONDITIONS 17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON GENDER/RACIAL PAY 18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For AND EQUITY AUDIT 19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES -------------------------------------------------------------------------------------------------------------------------- CONFLUENT, INC. Agenda Number: 935613958 -------------------------------------------------------------------------------------------------------------------------- Security: 20717M103 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: CFLT ISIN: US20717M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to hold office Mgmt For For until the 2025 Annual Meeting: Alyssa Henry 1b. Election of Class I Director to hold office Mgmt For For until the 2025 Annual Meeting: Jay Kreps 1c. Election of Class I Director to hold office Mgmt For For until the 2025 Annual Meeting: Greg Schott 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- DATADOG, INC. Agenda Number: 935604997 -------------------------------------------------------------------------------------------------------------------------- Security: 23804L103 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: DDOG ISIN: US23804L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director to hold Mgmt For For office until our Annual Meeting of Stockholders in 2025: Titi Cole 1B. Election of Class III Director to hold Mgmt For For office until our Annual Meeting of Stockholders in 2025: Matthew Jacobson 1C. Election of Class III Director to hold Mgmt For For office until our Annual Meeting of Stockholders in 2025: Julie Richardson 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. To ratify the selection by the Audit Mgmt For For Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- DIGITALOCEAN HOLDINGS, INC. Agenda Number: 935618667 -------------------------------------------------------------------------------------------------------------------------- Security: 25402D102 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: DOCN ISIN: US25402D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Yancey Spruill Mgmt For For Amy Butte Mgmt For For 2. Ratification of the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935629747 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 08-Jun-2022 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard Sanders** Mgmt For For Emiliano Calemzuk# Mgmt For For Marcos Galperin# Mgmt For For A.M Petroni Merhy# Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers for fiscal year 2021. 3. Ratification of the appointment of Mgmt For For Pistrelli, Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935618299 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt For For 1B. Election of Director: Tench Coxe Mgmt For For 1C. Election of Director: John O. Dabiri Mgmt For For 1D. Election of Director: Persis S. Drell Mgmt For For 1E. Election of Director: Jen-Hsun Huang Mgmt For For 1F. Election of Director: Dawn Hudson Mgmt For For 1G. Election of Director: Harvey C. Jones Mgmt For For 1H. Election of Director: Michael G. McCaffery Mgmt For For 1I. Election of Director: Stephen C. Neal Mgmt For For 1J. Election of Director: Mark L. Perry Mgmt For For 1K. Election of Director: A. Brooke Seawell Mgmt For For 1L. Election of Director: Aarti Shah Mgmt For For 1M. Election of Director: Mark A. Stevens Mgmt For For 2. Advisory approval of our executive Mgmt For For compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. 4. Approval of an amendment to our charter to Mgmt For For increase the number of authorized shares of common stock from 4 billion to 8 billion shares. 5. Approval of an amendment and restatement of Mgmt For For our Amended and Restated 2007 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ROKU, INC. Agenda Number: 935625547 -------------------------------------------------------------------------------------------------------------------------- Security: 77543R102 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: ROKU ISIN: US77543R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Gina Luna 1b. Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Ray Rothrock 2a. Election of Class III Director to serve Mgmt For For until the 2023 Annual Meeting: Jeffrey Hastings 3. Advisory vote to approve our named Mgmt For For executive officer compensation. 4. To ratify the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SENTINELONE, INC. Agenda Number: 935647339 -------------------------------------------------------------------------------------------------------------------------- Security: 81730H109 Meeting Type: Annual Meeting Date: 30-Jun-2022 Ticker: S ISIN: US81730H1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel Scheinman Mgmt For For Teddie Wardi Mgmt For For Tomer Weingarten Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as SentinelOne, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SHOPIFY INC. Agenda Number: 935633289 -------------------------------------------------------------------------------------------------------------------------- Security: 82509L107 Meeting Type: Annual and Special Meeting Date: 07-Jun-2022 Ticker: SHOP ISIN: CA82509L1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Tobias Lutke Mgmt For For 1B Election of Director: Robert Ashe Mgmt For For 1C Election of Director: Gail Goodman Mgmt For For 1D Election of Director: Colleen Johnston Mgmt For For 1E Election of Director: Jeremy Levine Mgmt For For 1F Election of Director: John Phillips Mgmt For For 1G Election of Director: Fidji Simo Mgmt For For 2 Appointment of the Auditors Resolution Mgmt For For approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. 3 Approval of Arrangement Special resolution, Mgmt For For the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company's governance structure, including an amendment to Shopify Inc.'s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.'s Founder and Chief Executive Officer, Mr. Tobias Lutke. 4 Approval of Share Split Special resolution, Mgmt For For the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.'s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. 5 Advisory Vote on Executive Compensation Mgmt For For Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. -------------------------------------------------------------------------------------------------------------------------- THE SELECT SECTOR SPDR TRUST Agenda Number: 935496580 -------------------------------------------------------------------------------------------------------------------------- Security: 81369Y506 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: XLE ISIN: US81369Y5069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison Grant Williams Mgmt For For Sheila Hartnett-Devlin Mgmt For For James Jessee Mgmt For For Teresa Polley Mgmt For For Ashley T. Rabun Mgmt For For James E. Ross Mgmt For For Rory Tobin Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE SELECT SECTOR SPDR TRUST Agenda Number: 935496580 -------------------------------------------------------------------------------------------------------------------------- Security: 81369Y605 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: XLF ISIN: US81369Y6059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison Grant Williams Mgmt For For Sheila Hartnett-Devlin Mgmt For For James Jessee Mgmt For For Teresa Polley Mgmt For For Ashley T. Rabun Mgmt For For James E. Ross Mgmt For For Rory Tobin Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE SELECT SECTOR SPDR TRUST Agenda Number: 935496580 -------------------------------------------------------------------------------------------------------------------------- Security: 81369Y100 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: XLB ISIN: US81369Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison Grant Williams Mgmt For For Sheila Hartnett-Devlin Mgmt For For James Jessee Mgmt For For Teresa Polley Mgmt For For Ashley T. Rabun Mgmt For For James E. Ross Mgmt For For Rory Tobin Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE SELECT SECTOR SPDR TRUST Agenda Number: 935496580 -------------------------------------------------------------------------------------------------------------------------- Security: 81369Y803 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: XLK ISIN: US81369Y8030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison Grant Williams Mgmt For For Sheila Hartnett-Devlin Mgmt For For James Jessee Mgmt For For Teresa Polley Mgmt For For Ashley T. Rabun Mgmt For For James E. Ross Mgmt For For Rory Tobin Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Tidal ETF Trust By (Signature) /s/ Eric W Falkeis Name Eric W Falkeis Title President Date 08/24/2022