0000894189-19-002081.txt : 20190405 0000894189-19-002081.hdr.sgml : 20190405 20190405171321 ACCESSION NUMBER: 0000894189-19-002081 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tidal ETF Trust CENTRAL INDEX KEY: 0001742912 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-38786 FILM NUMBER: 19735876 BUSINESS ADDRESS: STREET 1: 898 N BROADWAY, SUITE 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 BUSINESS PHONE: 844-986-7676 MAIL ADDRESS: STREET 1: 898 N BROADWAY, SUITE 2 CITY: MASSAPEQUA STATE: NY ZIP: 11758 8-A12B 1 tidal-etf_8a12b.htm REGISTRATION OF SECURITIES

As filed with the U.S. Securities and Exchange Commission on April 5, 2019

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

Tidal ETF Trust
(Exact name of registrant as specified in its charter)

Delaware
(State of incorporation or organization)
See list below
 (I.R.S. Employer Identification Number)

Tidal ETF Trust
898 N Broadway, Suite 2
Massapequa, NY 11758
(Address of registrant’s principal executive offices)

Title of each class of securities
to be registered
Name of each exchange on which each class
is to be registered
SoFi Select 500 ETF
NYSE Arca, Inc.
SoFi Next 500 ETF
NYSE Arca, Inc.
SoFi 50 ETF
NYSE Arca, Inc.
SoFi Gig Economy ETF
The Nasdaq Stock Market, LLC

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.      ☑
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.      ☐
 
Securities Act Registration file number to which this form relates:  333-227298
 
Securities to be registered pursuant to Section 12(g) of the Act:  Not applicable.

Item 1.     Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No. 7 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-227298 and 811-23377), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-19-002080) on April 5, 2019, which is incorporated herein by reference.

The Trust currently consists of 5 series.  The series to which this filing relates and its IRS Employer Identification Number is as follows:

Title of Each Class of Securities to be Registered
IRS Employer ID Number
SoFi Select 500 ETF
83-3438041
SoFi Next 500 ETF
83-3407070
SoFi 50 ETF
83-3389607
SoFi Gig Economy ETF
83-3451557

Item 2.
Exhibits

A.
Certificate of Trust dated June 4, 2018, as filed with the state of Delaware on June 4, 2018, for Tidal ETF Trust (the “Trust” or the “Registrant”) is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on September 12, 2018.
 
B.
Registrant’s Declaration of Trust, adopted June 4, 2018 is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Initial Registration Statement on Form N‑1A, as filed with the SEC on September 12, 2018.
 
C.
Registrant’s Amended and Restated By-Laws, adopted December 18, 2018 are incorporated herein by reference to Exhibit (b) to Registrant’s Amended Initial Registration Statement on Form N-1A Pre-Effective Amendment No. 1, as filed with the SEC on December 21, 2018.
 


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.


Tidal ETF Trust
 
April 5, 2019
 
By:  /s/ Eric W. Falkeis              

Name:   Eric W. Falkeis  

Title:   President