Tudor Ventures III L.P.

0001145549-20-052542.txt : 20200828 0001145549-20-052542.hdr.sgml : 20200828 20200828092155 ACCESSION NUMBER: 0001145549-20-052542 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200828 PERIOD START: 20210331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FlowStone Opportunity Fund CENTRAL INDEX KEY: 0001741739 IRS NUMBER: 364909711 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23352 FILM NUMBER: 201145148 BUSINESS ADDRESS: STREET 1: 55 NOD ROAD STREET 2: SUITE 120 CITY: AVON STATE: CT ZIP: 06001 BUSINESS PHONE: 312-429-2419 MAIL ADDRESS: STREET 1: 55 NOD ROAD STREET 2: SUITE 120 CITY: AVON STATE: CT ZIP: 06001 FORMER COMPANY: FORMER CONFORMED NAME: Cresset Private Markets Opportunity Fund DATE OF NAME CHANGE: 20190130 FORMER COMPANY: FORMER CONFORMED NAME: Cresset Private Equity Opportunity Fund DATE OF NAME CHANGE: 20180523 NPORT-P 1 primary_doc.xml NPORT-P false 0001741739 XXXXXXXX FLOWSTONE OPPORTUNITY FUND 811-23352 0001741739 54930070WA2NYCEI1614 55 Nod Road Suite 120 Avon 06001 3124292419 FLOWSTONE OPPORTUNITY FUND 54930070WA2NYCEI1614 2021-03-31 2020-06-30 N 54101225.460000000000 1185568.090000000000 52915657.370000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 33568763.930000000000 N Tudor Ventures III L.P. N/A Tudor Ventures III L.P. 999999999 54284 OU Other Units USD 54284 0.1025858937 Long PF KY Y N/A N N N Rembrandt Venture Partners Fund Two, L.P. N/A Rembrandt Venture Partners Fund Two, L.P. 999999999 1007401 OU Other Units USD 1007401 1.9037862328 Long PF US Y N/A N N N Point 406 Ventures I, LP N/A Point 406 Ventures I, LP 999999999 1780129 OU Other Units USD 1780129 3.3640874714 Long PF US Y N/A N N N Parthenon Investors III, L.P. N/A Parthenon Investors III, L.P. 999999999 1661420 OU Other Units USD 1661420 3.1397512241 Long PF US Y N/A N N N Liquid Stock I, LP N/A Liquid Stock I, LP 999999999 1322176.99 OU Other Units USD 1322176.99 2.4986498434 Long PF US Y N/A N N N JK&B Capital V, L.P. N/A JK&B Capital V, L.P. 999999999 198905 OU Other Units USD 198905 0.3758906341 Long PF US Y N/A N N N Institutional Venture Partners XII, L.P. N/A Institutional Venture Partners XII, L.P. 999999999 560805 OU Other Units USD 560805 1.0598091905 Long PF US Y N/A N N N EnerTech Capital Partners III, L.P. N/A EnerTech Capital Partners III, L.P. 999999999 295882 OU Other Units USD 295882 0.5591577516 Long PF US Y N/A N N N Emerald Partners V, LP N/A Emerald Partners V, LP 999999999 30300 OU Other Units USD 30300 0.0572609347 Long PF US Y N/A N N N Draper Fisher Jurvetson Growth Fund 2006 L.P. N/A Draper Fisher Jurvetson Growth Fund 2006 L.P. 999999999 2403120 OU Other Units USD 2403120 4.5414157537 Long PF KY Y N/A N N N Dace Ventures I, LP N/A Dace Ventures I, LP 999999999 353000 OU Other Units USD 353000 0.6670993380 Long PF US Y N/A N N N Crosslink Ventures V, L.P. N/A Crosslink Ventures V, L.P. 999999999 698850 OU Other Units USD 698850 1.3206866072 Long PF US Y N/A N N N Cortec Group Fund IV, L.P. N/A Cortec Group Fund IV, L.P. 999999999 31584 OU Other Units USD 31584 0.0596874377 Long PF US Y N/A N N N Catterton Partners VI, L.P. N/A Catterton Partners VI, L.P. 999999999 1398578 OU Other Units USD 1398578 2.6430324587 Long PF US Y N/A N N N Canaan VII, L.P. N/A Canaan VII, L.P. 999999999 667711 OU Other Units USD 667711 1.2618401305 Long PF US Y N/A N N N Apax X USD, L.P. N/A Apax X USD, L.P. 999999999 -45435 OU Other Units USD -45435 -0.0858630550 Long PF US Y N/A N N N Ampersand 2006 Limited Partnership N/A Ampersand 2006 Limited Partnership 999999999 1958924 OU Other Units USD 1958924 3.7019742310 Long PF US Y N/A N N N AIC Credit Opportunities Partners Fund II L.P. N/A AIC Credit Opportunities Partners Fund II L.P. 999999999 5210338 OU Other Units USD 5210338 9.8464958369 Long PF US Y N/A N N N 2020-07-30 FLOWSTONE OPPORTUNITY FUND /s/ Trent Statczar Trent Statczar Principal Financial Officer XXXX NPORT-EX 2 fp0056956_nportex.htm

FlowStone Opportunity Fund

Schedule of Investments

June 30, 2020 (Unaudited)

Investment Funds	Geographic Region	Redemptions Permitted *	Redemption Notice Period*		Investment Strategy	Cost		Fair Value			% of Shareholders' Capital			Original Acquisition Date
Primary Investments
Apax X USD, L.P.^(a)(b)(c)	Guernsey	NA		NA	Leveraged Buyout	$	-	$	(29,663	)		-0.05	%	3/3/2020
Liquid Stock I, L.P.^(a)(b)	North America	NA		NA	Private Equity Fund		1,253,379		1,597,130			2.80	%	8/30/2019
Total Primary Investments (Cost $1,253,379) (2.75%)**									1,567,467

Secondary Investments
AIC Credit Opportunities Partners Fund II, L.P.^(b)	North America	NA		NA	Private Credit		6,750,000		6,011,129			10.55	%	10/31/2019
Ampersand 2006, L.P.^(b)(d)	North America	NA		NA	Venture		1,494,515		2,300,771			4.04	%	12/31/2019
Canaan VII, L.P.^(a)(b)	North America	NA		NA	Venture		423,760		667,873			1.17	%	12/31/2019
Catterton Partners VI, L.P.^(a)(b)	North America	NA		NA	Leveraged Buyout		922,168		1,343,662			2.36	%	12/31/2019
Cortec Group Fund IV, L.P.^(a)(b)	North America	NA		NA	Leveraged Buyout		26,946		31,568			0.06	%	12/31/2019
Crosslink Ventures V, L.P.^(a)(b)	North America	NA		NA	Venture		460,328		696,387			1.22	%	1/1/2020
Dace Ventures I, L.P.^(a)(b)	North America	NA		NA	Venture		277,117		327,000			0.57	%	12/31/2019
Draper Fisher Jurvetson Growth 2006, L.P. ^(a)(b)	North America	NA		NA	Leveraged Buyout		1,884,795		2,507,332			4.40	%	12/31/2019
Emerald Partners V, L.P.^(a)(b)	North America	NA		NA	Leveraged Buyout		5,949		23,000			0.04	%	12/31/2019
EnerTech Capital Partners III, L.P.^(a)(b)	North America	NA		NA	Venture		282,526		300,594			0.53	%	12/31/2019
Fin Venture Capital I, L.P. ^(a)(b)	North America	NA		NA	Venture		1,198,840		2,554,023			4.48	%	6/30/2020
Institutional Venture Partners XII, L.P.^(a)(b)	North America	NA		NA	Venture		513,662		760,697			1.33	%	12/31/2019
JK&B Capital V, L.P.^(a)(b)(d)	North America	NA		NA	Venture		146,191		198,874			0.35	%	12/31/2019
Parthenon Investors III, L.P.^(a)(b)	North America	NA		NA	Leveraged Buyout		1,024,992		2,620,245			4.60	%	12/31/2019
Point 406 Ventures I, L.P.^(a)(b)	North America	NA		NA	Venture		1,791,010		2,113,111			3.71	%	12/31/2019
Rembrandt Venture Partners Fund Two, L.P.^(a)(b)	North America	NA		NA	Venture		895,816		1,009,686			1.77	%	12/31/2019
Tudor Ventures III, L.P.^(a)(b)	North America	NA		NA	Venture		82,622		75,419			0.13	%	12/31/2019
Total Secondary Investments (Cost $18,181,237) (41.31%)**									23,541,371
Total Investment Funds (Cost $19,434,616) (44.06%)**								$	25,108,838

Short-Term Investment (91.52%)**
Money Market Fund
Morgan Stanley Institutional Liquidity Fund - Treasury Portfolio (Shares 52,153,512), 0.06% ^(e)								$	52,153,512
Total Money Market Fund (Cost $52,153,512) (91.52%)**								$	52,153,512

Total Investments (Cost $71,588,128) (135.58%)**								$	77,262,350
Liabilities less other assets (-35.58%)**									(20,274,003	)
Shareholders' Capital - 100.00%**								$	56,988,347

Primary Investments are investments in newly established private equity partnerships where underlying portfolio companies are not known as of the time of investment. Secondary Investments are Private Equity Fund Investments generally acquired in the secondary market.

Certain Portfolio Funds will distribute proceeds upon realization events and such proceeds are distributed at the discretion of the Investment Manager, as they become available.

As a percentage of total shareholders' capital.

^(a)

Non-income producing.

^(b)

Investment Funds are issued in private placement transactions and as such are restricted as to resale per Rule 12-12-8 of Regulation S-X.

^(c)

As of June 30, no capital has been contributed to this Investment Fund and the fair value represents a liability of a commitment to the Investment Fund.

^(d)

The Investment Fund is liquidating its assets and is in the process of returning capital to its limited partners in a reasonable manner.

^(e)

The rate quoted is the annualized seven-day yield of the fund at the period end.