0001741560-22-000009.txt : 20220919 0001741560-22-000009.hdr.sgml : 20220919 20220919162754 ACCESSION NUMBER: 0001741560-22-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220915 FILED AS OF DATE: 20220919 DATE AS OF CHANGE: 20220919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unterseher Loren A CENTRAL INDEX KEY: 0001741560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 221250888 MAIL ADDRESS: STREET 1: 8799 BROOKLYN BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 wf-form4_166361925941650.xml FORM 4 X0306 4 2022-09-15 0 0001819974 SkyWater Technology, Inc SKYT 0001741560 Unterseher Loren A 2401 EAST 86TH STREET BLOOMINGTON MN 55425 1 0 1 0 Common Stock 22090 D Common Stock 2022-09-15 4 S 0 85584 8.979 D 22048408 I See Note Common Stock 2022-09-16 4 S 0 88084 8.664 D 21960324 I See Note The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.82 to $9.45, inclusive. The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.50 to 8.97, inclusive. /s/ Christopher Hilberg, Attorney-in-Fact 2022-09-19