0001741560-22-000007.txt : 20220914 0001741560-22-000007.hdr.sgml : 20220914 20220914160640 ACCESSION NUMBER: 0001741560-22-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220912 FILED AS OF DATE: 20220914 DATE AS OF CHANGE: 20220914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unterseher Loren A CENTRAL INDEX KEY: 0001741560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 221243082 MAIL ADDRESS: STREET 1: 8799 BROOKLYN BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 wf-form4_166318596790057.xml FORM 4 X0306 4 2022-09-12 0 0001819974 SkyWater Technology, Inc SKYT 0001741560 Unterseher Loren A 2401 EAST 86TH STREET BLOOMINGTON MN 55425 1 0 1 0 Common Stock 22090 D Common Stock 2022-09-12 4 S 0 29794 11.179 D 22230530 I See Note Common Stock 2022-09-13 4 S 0 75809 11.6521 D 22154721 I See Note Common Stock 2022-09-13 4 S 0 20729 12.0723 D 22133992 I See Note Reflects the weighted average price of 29,794 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 12, 2022 with sale prices ranging from $11.00 to $11.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Reflects the weighted average price of 75,809 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $11.00 to $11.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 20,729 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $12.00 to $12.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Christopher Hilberg, Attorney-in-Fact 2022-09-14