0001415889-24-006386.txt : 20240304
0001415889-24-006386.hdr.sgml : 20240304
20240304181902
ACCESSION NUMBER: 0001415889-24-006386
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterseher Loren A
CENTRAL INDEX KEY: 0001741560
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24717102
MAIL ADDRESS:
STREET 1: 8799 BROOKLYN BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxbow Industries, LLC
CENTRAL INDEX KEY: 0001857514
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24717100
BUSINESS ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC
CENTRAL INDEX KEY: 0001857392
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24717101
BUSINESS ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SkyWater Technology, Inc
CENTRAL INDEX KEY: 0001819974
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 371839853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
BUSINESS PHONE: 952-851-5200
MAIL ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
FORMER COMPANY:
FORMER CONFORMED NAME: CMI Acquisition, LLC
DATE OF NAME CHANGE: 20200803
4
1
form4-03042024_110356.xml
X0508
4
2024-02-29
0001819974
SkyWater Technology, Inc
SKYT
0001741560
Unterseher Loren A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS
MN
55416
true
false
true
false
0001857392
CMI Oxbow Partners, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0001857514
Oxbow Industries, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0
Common Stock
2024-02-29
4
S
0
117989
11.6881
D
13779293
D
Common Stock
2024-03-01
4
S
0
139190
11.6725
D
13640103
D
Common Stock
2024-03-04
4
S
0
187810
11.8824
D
13452293
D
Common Stock
32150
D
Common Stock
3
D
Common Stock
3710610
I
By 2023 grantor retained annuity trust
Common Stock
184891
I
By trust for benefit of son
Common Stock
184891
I
By trust for benefit of son
Common Stock
184890
I
By trust for benefit of daughter
Common Stock
184890
I
By trust for benefit of daughter
Common Stock
50904
I
By spouse
Common Stock
229451
I
By revocable trust
Common Stock
363670
I
By family irrevocable trust
Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 29, 2024 with sale prices ranging from $11.50 to $12.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Reflects the weighted average price of 139,190 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2024 with sale prices ranging from $11.50 to $11.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 187,810 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 4, 2024 with sale prices ranging from $11.59 to $12.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares owned directly by Mr. Unterseher.
Oxbow directly holds the shares reported in Column 5.
/s/ Loren A. Unterseher
2024-03-04