0001415889-23-014458.txt : 20231020
0001415889-23-014458.hdr.sgml : 20231020
20231020170354
ACCESSION NUMBER: 0001415889-23-014458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230926
FILED AS OF DATE: 20231020
DATE AS OF CHANGE: 20231020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterseher Loren A
CENTRAL INDEX KEY: 0001741560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 231337684
MAIL ADDRESS:
STREET 1: 8799 BROOKLYN BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxbow Industries, LLC
CENTRAL INDEX KEY: 0001857514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 231337682
BUSINESS ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC
CENTRAL INDEX KEY: 0001857392
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 231337683
BUSINESS ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SkyWater Technology, Inc
CENTRAL INDEX KEY: 0001819974
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 371839853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
BUSINESS PHONE: 952-851-5200
MAIL ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
FORMER COMPANY:
FORMER CONFORMED NAME: CMI Acquisition, LLC
DATE OF NAME CHANGE: 20200803
4
1
form4-10202023_091047.xml
X0508
4
2023-09-26
0001819974
SkyWater Technology, Inc
SKYT
0001741560
Unterseher Loren A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS
MN
55416
true
false
true
false
0001857392
CMI Oxbow Partners, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0001857514
Oxbow Industries, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0
Common Stock
2023-09-26
4
J
0
4591818
0
D
14947282
D
Common Stock
2023-09-26
5
J
0
4545900
0
A
4545900
D
Common Stock
2023-09-26
5
J
0
45918
0
A
45918
I
By revocable trust
Common Stock
2023-09-27
4
J
0
4545900
0
D
45459
D
Common Stock
2023-09-27
5
J
0
3664692
0
A
3710610
I
By revocable trust
Common Stock
2023-09-27
5
J
0
180573
0
A
182041
I
By family irrevocable trust
Common Stock
2023-09-27
5
J
0
163794
0
A
165272
I
By trust for benefit of son
Common Stock
2023-09-27
5
J
0
163794
0
A
165272
I
By trust for benefit of son
Common Stock
2023-09-27
5
J
0
163794
0
A
165271
I
By trust for benefit of daughter
Common Stock
2023-09-27
5
J
0
163794
0
A
165271
I
By trust for benefit of daughter
Common Stock
2023-09-28
4
G
0
3710610
0
D
0
I
By revocable trust
Common Stock
2023-09-28
4
G
0
3710610
0
A
3710610
I
By 2023 grantor retained annuity trust
Common Stock
2023-09-28
4
J
0
45459
0
D
4
I
See footnote
Common Stock
2023-09-28
5
J
0
45459
0
A
45459
I
By spouse
Common Stock
32150
D
Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration.
Includes 736 additional shares identified by routine reconciliation of Reporting Person's ownership records.
Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Oxbow directly holds the shares reported in Column 5.
On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust.
Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust.
Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust.
Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust.
Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust.
On September 28, 2023, the revocable trust contributed 3,710,610 shares to the 2023 GRAT.
Excludes 370 shares erroneously reported as beneficially owned on prior ownership report.
Shares owned directly by Mr. Unterseher.
/s/ Loren A. Unterseher
2023-10-20