0001415889-23-009555.txt : 20230609 0001415889-23-009555.hdr.sgml : 20230609 20230609202119 ACCESSION NUMBER: 0001415889-23-009555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unterseher Loren A CENTRAL INDEX KEY: 0001741560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 231006878 MAIL ADDRESS: STREET 1: 8799 BROOKLYN BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 form4-06102023_120615.xml X0407 4 2023-06-07 0001819974 SkyWater Technology, Inc SKYT 0001741560 Unterseher Loren A 4450 EXCELSIOR BLVD SUITE 440 MINNEAPOLIS MN 55416 true false true false 0 Common Stock 2023-06-07 4 A 0 10060 0 A 32150 D Common Stock 19569267 I See Note Common Stock 1468 I By family irrevocable trust Common Stock 5910 I By grantor retained annuity trust Common Stock 370 I By spouse Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. The reporting person serves as a director of the Issuer, and is also President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the 19,569,267 shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. /s/ Loren A. Unterseher 2023-06-09