0001415889-23-009555.txt : 20230609
0001415889-23-009555.hdr.sgml : 20230609
20230609202119
ACCESSION NUMBER: 0001415889-23-009555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230607
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterseher Loren A
CENTRAL INDEX KEY: 0001741560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 231006878
MAIL ADDRESS:
STREET 1: 8799 BROOKLYN BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SkyWater Technology, Inc
CENTRAL INDEX KEY: 0001819974
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 371839853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
BUSINESS PHONE: 952-851-5200
MAIL ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
FORMER COMPANY:
FORMER CONFORMED NAME: CMI Acquisition, LLC
DATE OF NAME CHANGE: 20200803
4
1
form4-06102023_120615.xml
X0407
4
2023-06-07
0001819974
SkyWater Technology, Inc
SKYT
0001741560
Unterseher Loren A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS
MN
55416
true
false
true
false
0
Common Stock
2023-06-07
4
A
0
10060
0
A
32150
D
Common Stock
19569267
I
See Note
Common Stock
1468
I
By family irrevocable trust
Common Stock
5910
I
By grantor retained annuity trust
Common Stock
370
I
By spouse
Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.
The reporting person serves as a director of the Issuer, and is also President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the 19,569,267 shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
/s/ Loren A. Unterseher
2023-06-09