The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 214 | 1,968 | SH | SOLE | 1,968 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 699 | 7,981 | SH | SOLE | 7,981 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 245 | 822 | SH | SOLE | 822 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 245 | 833 | SH | SOLE | 833 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,096 | 748 | SH | SOLE | 748 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,265 | 861 | SH | SOLE | 861 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 691 | 18,273 | SH | SOLE | 18,273 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 11,206 | 3,559 | SH | SOLE | 3,559 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 446 | 1,756 | SH | SOLE | 1,756 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 17,765 | 153,399 | SH | SOLE | 153,399 | 0 | 0 | ||
ASANA INC | CL A | 04342Y104 | 245 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 303 | 10,644 | SH | SOLE | 10,644 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,419 | 11,361 | SH | SOLE | 11,361 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 2,873 | 5,097 | SH | SOLE | 5,097 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 322 | 6,168 | SH | SOLE | 6,168 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 342 | 2,070 | SH | SOLE | 2,070 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 354 | 5,874 | SH | SOLE | 5,874 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 632 | 1,734 | SH | SOLE | 1,734 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 204 | 1,370 | SH | SOLE | 1,370 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 418 | 10,608 | SH | SOLE | 10,608 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 234 | 3,034 | SH | SOLE | 3,034 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 293 | 6,338 | SH | SOLE | 6,338 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,492 | 4,202 | SH | SOLE | 4,202 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 311 | 5,318 | SH | SOLE | 5,318 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 797 | 3,701 | SH | SOLE | 3,701 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 732 | 21,624 | SH | SOLE | 21,624 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,616 | 13,027 | SH | SOLE | 13,027 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 254 | 1,180 | SH | SOLE | 1,180 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 332 | 1,586 | SH | SOLE | 1,586 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 673 | 124,184 | SH | SOLE | 124,184 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,603 | 9,938 | SH | SOLE | 9,938 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 267 | 1,060 | SH | SOLE | 1,060 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 493 | 3,565 | SH | SOLE | 3,565 | 0 | 0 | ||
GODADDY INC | CL A | 380237107 | 281 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 613 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3,133 | 11,283 | SH | SOLE | 11,283 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 971 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 539 | 1,303 | SH | SOLE | 1,303 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 734 | 63,342 | SH | SOLE | 63,342 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 252 | 4,870 | SH | SOLE | 4,870 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 235 | 331 | SH | SOLE | 331 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,344 | 4,837 | SH | SOLE | 4,837 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,057 | 9,403 | SH | SOLE | 9,403 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 472 | 3,489 | SH | SOLE | 3,489 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,648 | 8,892 | SH | SOLE | 8,892 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,864 | 8,592 | SH | SOLE | 8,592 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 215 | 5,887 | SH | SOLE | 5,887 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 404 | 2,160 | SH | SOLE | 2,160 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,867 | 26,582 | SH | SOLE | 26,582 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 211 | 2,514 | SH | SOLE | 2,514 | 0 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 419 | 1,392 | SH | SOLE | 1,392 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,671 | 11,558 | SH | SOLE | 11,558 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 424 | 3,585 | SH | SOLE | 3,585 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 202 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,108 | 7,440 | SH | SOLE | 7,440 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,521 | 26,182 | SH | SOLE | 26,182 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 208 | 4,454 | SH | SOLE | 4,454 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 384 | 1,002 | SH | SOLE | 1,002 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 1,658 | 14,458 | SH | SOLE | 14,458 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,648 | 4,874 | SH | SOLE | 4,874 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,661 | 7,569 | SH | SOLE | 7,569 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 627 | 7,558 | SH | SOLE | 7,558 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 5,427 | 25,803 | SH | SOLE | 25,803 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,604 | 3,208 | SH | SOLE | 3,208 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 230 | 828 | SH | SOLE | 828 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 615 | 4,898 | SH | SOLE | 4,898 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 347 | 3,198 | SH | SOLE | 3,198 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,749 | 3,232 | SH | SOLE | 3,232 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 209 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,612 | 8,182 | SH | SOLE | 8,182 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 692 | 4,991 | SH | SOLE | 4,991 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 911 | 24,826 | SH | SOLE | 24,826 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 314 | 4,188 | SH | SOLE | 4,188 | 0 | 0 | ||
PIMCO CALIF MUN INCOME FD II | COM | 72200M108 | 823 | 88,259 | SH | SOLE | 88,259 | 0 | 0 | ||
PIMCO INCOME STRATEGY FD | COM | 72201H108 | 589 | 58,213 | SH | SOLE | 58,213 | 0 | 0 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 428 | 47,157 | SH | SOLE | 47,157 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 236 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 348 | 2,502 | SH | SOLE | 2,502 | 0 | 0 | ||
PROLOGIS INC. | COM | 74340W103 | 210 | 2,087 | SH | SOLE | 2,087 | 0 | 0 | ||
PROSPECT CAP CORP | COM | 74348T102 | 231 | 45,900 | SH | SOLE | 45,900 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 287 | 4,519 | SH | SOLE | 4,519 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 328 | 2,785 | SH | SOLE | 2,785 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,227 | 4,881 | SH | SOLE | 4,881 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 248 | 3,633 | SH | SOLE | 3,633 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 3,040 | 26,399 | SH | SOLE | 26,399 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 298 | 3,702 | SH | SOLE | 3,702 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 663 | 12,708 | SH | SOLE | 12,708 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 625 | 11,301 | SH | SOLE | 11,301 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 486 | 8,755 | SH | SOLE | 8,755 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 266 | 1,813 | SH | SOLE | 1,813 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 499 | 4,219 | SH | SOLE | 4,219 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 862 | 3,106 | SH | SOLE | 3,106 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,326 | 6,946 | SH | SOLE | 6,946 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,019 | 3,006 | SH | SOLE | 3,006 | 0 | 0 | ||
SPDR SER TR | S&P SEMICNDCTR | 78464A862 | 477 | 3,796 | SH | SOLE | 3,796 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 552 | 6,420 | SH | SOLE | 6,420 | 0 | 0 | ||
TECNOGLASS INC | SHS | G87264100 | 67 | 12,681 | SH | SOLE | 12,681 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,879 | 9,042 | SH | SOLE | 9,042 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 865 | 1,959 | SH | SOLE | 1,959 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 218 | 4,893 | SH | SOLE | 4,893 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 206 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,511 | 8,055 | SH | SOLE | 8,055 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 222 | 1,306 | SH | SOLE | 1,306 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 430 | 5,447 | SH | SOLE | 5,447 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 202 | 1,092 | SH | SOLE | 1,092 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 939 | 15,780 | SH | SOLE | 15,780 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 2,967 | 14,837 | SH | SOLE | 14,837 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 287 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,122 | 9,912 | SH | SOLE | 9,912 | 0 | 0 | ||
WP CAREY INC | COM | 92936U109 | 318 | 4,875 | SH | SOLE | 4,875 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 301 | 3,297 | SH | SOLE | 3,297 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 213 | 2,067 | SH | SOLE | 2,067 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 616 | 3,728 | SH | SOLE | 3,728 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 221 | 470 | SH | SOLE | 470 | 0 | 0 |