0000899243-18-027850.txt : 20181031
0000899243-18-027850.hdr.sgml : 20181031
20181031185218
ACCESSION NUMBER: 0000899243-18-027850
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181029
FILED AS OF DATE: 20181031
DATE AS OF CHANGE: 20181031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kelly Stephen Montgomery
CENTRAL INDEX KEY: 0001754777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38635
FILM NUMBER: 181151451
MAIL ADDRESS:
STREET 1: 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RESIDEO TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001740332
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE [5072]
IRS NUMBER: 825318796
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
BUSINESS PHONE: 973-455-2000
MAIL ADDRESS:
STREET 1: C/O 115 TABOR ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
FORMER COMPANY:
FORMER CONFORMED NAME: HH Spinco Inc.
DATE OF NAME CHANGE: 20180510
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-29
0
0001740332
RESIDEO TECHNOLOGIES, INC.
REZI
0001754777
Kelly Stephen Montgomery
1985 DOUGLAS DRIVE NORTH
GOLDEN VALLEY
MN
55422
0
1
0
0
See Remarks
Restricted Stock Units
2018-10-29
4
A
0
32320
0.00
A
Common Stock
32320
32320
D
Restricted Stock Units
2018-10-29
4
A
0
7219
0.00
A
Common Stock
7219
7219
D
Restricted Stock Units
2018-10-29
4
A
0
6720
0.00
A
Common Stock
6720
6720
D
Restricted Stock Units
2018-10-29
4
A
0
9665
0.00
A
Common Stock
9665
9665
D
Restricted Stock Units
2018-10-29
4
A
0
4008
0.00
A
Common Stock
4008
4008
D
Restricted Stock Units
2018-10-29
4
A
0
6533
0.00
A
Common Stock
6533
6533
D
Restricted Stock Units
2018-10-29
4
A
0
8626
0.00
A
Common Stock
8626
8626
D
Restricted Stock Units
2018-10-29
4
A
0
19536
0.00
A
Common Stock
19536
19536
D
Restricted Stock Units
2018-10-29
4
A
0
11283
0.00
A
Common Stock
11283
11283
D
Restricted Stock Units
2018-10-29
4
A
0
10094
0.00
A
Common Stock
10094
10094
D
Restricted Stock Units
2018-10-29
4
A
0
10596
0.00
A
Common Stock
10596
10596
D
Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 29, 2019, 33% on July 29, 2021 and 34% on July 29, 2023, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on July 26, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.
EVP AND CHIEF HUMAN RESOURCES OFFICER
/s/ Jacqueline W. Katzel, as Attorney-in-Fact for Stephen M. Kelly
2018-10-31