0000899243-18-027850.txt : 20181031 0000899243-18-027850.hdr.sgml : 20181031 20181031185218 ACCESSION NUMBER: 0000899243-18-027850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181029 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelly Stephen Montgomery CENTRAL INDEX KEY: 0001754777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38635 FILM NUMBER: 181151451 MAIL ADDRESS: STREET 1: 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RESIDEO TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001740332 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE [5072] IRS NUMBER: 825318796 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 BUSINESS PHONE: 973-455-2000 MAIL ADDRESS: STREET 1: C/O 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 FORMER COMPANY: FORMER CONFORMED NAME: HH Spinco Inc. DATE OF NAME CHANGE: 20180510 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-29 0 0001740332 RESIDEO TECHNOLOGIES, INC. REZI 0001754777 Kelly Stephen Montgomery 1985 DOUGLAS DRIVE NORTH GOLDEN VALLEY MN 55422 0 1 0 0 See Remarks Restricted Stock Units 2018-10-29 4 A 0 32320 0.00 A Common Stock 32320 32320 D Restricted Stock Units 2018-10-29 4 A 0 7219 0.00 A Common Stock 7219 7219 D Restricted Stock Units 2018-10-29 4 A 0 6720 0.00 A Common Stock 6720 6720 D Restricted Stock Units 2018-10-29 4 A 0 9665 0.00 A Common Stock 9665 9665 D Restricted Stock Units 2018-10-29 4 A 0 4008 0.00 A Common Stock 4008 4008 D Restricted Stock Units 2018-10-29 4 A 0 6533 0.00 A Common Stock 6533 6533 D Restricted Stock Units 2018-10-29 4 A 0 8626 0.00 A Common Stock 8626 8626 D Restricted Stock Units 2018-10-29 4 A 0 19536 0.00 A Common Stock 19536 19536 D Restricted Stock Units 2018-10-29 4 A 0 11283 0.00 A Common Stock 11283 11283 D Restricted Stock Units 2018-10-29 4 A 0 10094 0.00 A Common Stock 10094 10094 D Restricted Stock Units 2018-10-29 4 A 0 10596 0.00 A Common Stock 10596 10596 D Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 29, 2019, 33% on July 29, 2021 and 34% on July 29, 2023, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on July 26, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment. EVP AND CHIEF HUMAN RESOURCES OFFICER /s/ Jacqueline W. Katzel, as Attorney-in-Fact for Stephen M. Kelly 2018-10-31