0001740140-21-000002.txt : 20210512 0001740140-21-000002.hdr.sgml : 20210512 20210512162608 ACCESSION NUMBER: 0001740140-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0001740140 IRS NUMBER: 134210084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18763 FILM NUMBER: 21915488 BUSINESS ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 BUSINESS PHONE: 800-301-3204 MAIL ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740140 XXXXXXXX 03-31-2021 03-31-2021 VISTA INVESTMENT MANAGEMENT

400 PENN CENTER BLVD, STE 555 PITTSBURGH PA 15235

13F HOLDINGS REPORT 028-18763 N Matthew J. Viverette 412-253-2427 Matthew J. Viverette Waves NC 05-12-2021 0 155 160629 false INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 430 2230 SH SOLE 2230 0 0 ABBOTT LABS COM 002824100 945 7882 SH SOLE 7882 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1724 18533 SH SOLE 18533 0 0 AIR PRODS & CHEMS INC COM 009158106 357 1270 SH SOLE 1270 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 843 3720 SH SOLE 3720 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1205 10747 SH SOLE 10747 0 0 ALPHABET INC CAP STK CL A 02079K305 547 265 SH SOLE 265 0 0 ALPHABET INC CAP STK CL C 02079K107 585 283 SH SOLE 283 0 0 AMAZON COM INC COM 023135106 303 98 SH SOLE 98 0 0 AMERICAN EXPRESS CO COM 025816109 229 1621 SH SOLE 1621 0 0 AMGEN INC COM 031162100 717 2883 SH SOLE 2883 0 0 ANSYS INC COM 03662Q105 788 2321 SH SOLE 2321 0 0 ANTHEM INC COM 036752103 1632 4546 SH SOLE 4546 0 0 APPLE INC COM 037833100 2136 17485 SH SOLE 17485 0 0 ARBOR REALTY TRUST INC COM 038923108 243 15278 SH SOLE 15278 0 0 ARES CAPITAL CORP COM 04010L103 224 11994 SH SOLE 11994 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 210 5469 SH SOLE 5469 0 0 BANK COMM HLDGS COM 06424J103 350 27454 SH SOLE 27454 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 606 2373 SH SOLE 2373 0 0 BOEING CO COM 097023105 659 2586 SH SOLE 2586 0 0 CSX CORP COM 126408103 971 10067 SH SOLE 10067 0 0 CVS HEALTH CORP COM 126650100 904 12011 SH SOLE 12011 0 0 CAPITAL ONE FINL CORP COM 14040H105 1045 8217 SH SOLE 8217 0 0 CHEVRON CORP NEW COM 166764100 430 4108 SH SOLE 4108 0 0 CISCO SYS INC COM 17275R102 1114 21536 SH SOLE 21536 0 0 COMCAST CORP NEW CL A 20030N101 444 8210 SH SOLE 8210 0 0 CONOCOPHILLIPS COM 20825C104 299 5646 SH SOLE 5646 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2490 10922 SH SOLE 10922 0 0 CORNING INC COM 219350105 551 12657 SH SOLE 12657 0 0 DISCOVER FINL SVCS COM 254709108 1365 14375 SH SOLE 14375 0 0 DOLLAR GEN CORP NEW COM 256677105 218 1077 SH SOLE 1077 0 0 EOG RES INC COM 26875P101 663 9138 SH SOLE 9138 0 0 F N B CORP COM 302520101 362 28473 SH SOLE 28473 0 0 FTI CONSULTING INC COM 302941109 519 3701 SH SOLE 3701 0 0 FACEBOOK INC CL A 30303M102 310 1051 SH SOLE 1051 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 339 6878 SH SOLE 6878 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1630 11595 SH SOLE 11595 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 1086 43901 SH SOLE 43901 0 0 FISERV INC COM 337738108 368 3092 SH SOLE 3092 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 413 9724 SH SOLE 9724 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 559 1710 SH SOLE 1710 0 0 HANESBRANDS INC COM 410345102 444 22580 SH SOLE 22580 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 939 14061 SH SOLE 14061 0 0 HONEYWELL INTL INC COM 438516106 204 938 SH SOLE 938 0 0 II-VI INC COM 902104108 1613 23586 SH SOLE 23586 0 0 INGREDION INC COM 457187102 620 6893 SH SOLE 6893 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 380 5502 SH SOLE 5502 0 0 INTEL CORP COM 458140100 602 9407 SH SOLE 9407 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 275 6818 SH SOLE 6818 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1054 3905 SH SOLE 3905 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 297 1881 SH SOLE 1881 0 0 JPMORGAN CHASE & CO COM 46625H100 1403 9218 SH SOLE 9218 0 0 JOHNSON & JOHNSON COM 478160104 685 4167 SH SOLE 4167 0 0 JONES LANG LASALLE INC COM 48020Q107 567 3165 SH SOLE 3165 0 0 KB HOME COM 48666K109 245 5270 SH SOLE 5270 0 0 KINDER MORGAN INC DEL COM 49456B101 260 15612 SH SOLE 15612 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 242 1194 SH SOLE 1194 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 548 2148 SH SOLE 2148 0 0 LAS VEGAS SANDS CORP COM 517834107 773 12718 SH SOLE 12718 0 0 LOWES COS INC COM 548661107 2222 11686 SH SOLE 11686 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 496 24928 SH SOLE 24928 0 0 MERCK & CO. INC COM 58933Y105 722 9367 SH SOLE 9367 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1202 7743 SH SOLE 7743 0 0 MICROSOFT CORP COM 594918104 1256 5328 SH SOLE 5328 0 0 NOVARTIS AG SPONSORED ADR 66987V109 261 3049 SH SOLE 3049 0 0 ORACLE CORP COM 68389X105 354 5039 SH SOLE 5039 0 0 PPG INDS INC COM 693506107 256 1704 SH SOLE 1704 0 0 PAYPAL HLDGS INC COM 70450Y103 268 1104 SH SOLE 1104 0 0 PEPSICO INC COM 713448108 1519 10740 SH SOLE 10740 0 0 PROCTER AND GAMBLE CO COM 742718109 432 3188 SH SOLE 3188 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 666 8616 SH SOLE 8616 0 0 RESMED INC COM 761152107 990 5103 SH SOLE 5103 0 0 RUSH ENTERPRISES INC CL B 781846308 1945 43144 SH SOLE 43144 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 245 3339 SH SOLE 3339 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 673 4004 SH SOLE 4004 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 299 8786 SH SOLE 8786 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 696 8837 SH SOLE 8837 0 0 SPDR SER TR S&P PHARMAC 78464A722 339 6742 SH SOLE 6742 0 0 SPDR SER TR S&P BIOTECH 78464A870 1385 10213 SH SOLE 10213 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1216 9154 SH SOLE 9154 0 0 TE CONNECTIVITY LTD REG SHS H84989104 920 7123 SH SOLE 7123 0 0 TJX COS INC NEW COM 872540109 228 3444 SH SOLE 3444 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2155 4722 SH SOLE 4722 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 449 14766 SH SOLE 14766 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 229 1469 SH SOLE 1469 0 0 US BANCORP DEL COM NEW 902973304 214 3874 SH SOLE 3874 0 0 UNITED PARCEL SERVICE INC CL B 911312106 219 1289 SH SOLE 1289 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1439 3868 SH SOLE 3868 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1992 15324 SH SOLE 15324 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 750 2540 SH SOLE 2540 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 336 4934 SH SOLE 4934 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 333 3939 SH SOLE 3939 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 227 994 SH SOLE 994 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 4189 11685 SH SOLE 11685 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 897 5185 SH SOLE 5185 0 0 VENTAS INC COM 92276F100 408 7654 SH SOLE 7654 0 0 WP CAREY INC COM 92936U109 746 10548 SH SOLE 10548 0 0 WESCO INTL INC COM 95082P105 814 9402 SH SOLE 9402 0 0 DISNEY WALT CO COM 254687106 1292 7004 SH SOLE 7004 0 0 WELLS FARGO CO NEW COM 949746101 1092 27949 SH SOLE 27949 0 0 WESBANCO INC COM 950810101 204 5660 SH SOLE 5660 0 0 ISHARES TR CORE S&P500 ETF 464287200 772 1941 SH SOLE 1941 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 476 2154 SH SOLE 2154 0 0 ISHARES TR S&P 100 ETF 464287101 450 2500 SH SOLE 2500 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2002 7692 SH SOLE 7692 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3521 32439 SH SOLE 32439 0 0 ISHARES TR MSCI USA MMENTM 46432F396 3435 21352 SH SOLE 21352 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 3657 30034 SH SOLE 30034 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 409 8320 SH SOLE 8320 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 742 1558 SH SOLE 1558 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 2722 59478 SH SOLE 59478 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1317 28245 SH SOLE 28245 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 749 1890 SH SOLE 1890 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 3555 32004 SH SOLE 32004 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 500 3396 SH SOLE 3396 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 924 9138 SH SOLE 9138 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 352 1900 SH SOLE 1900 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1221 5516 SH SOLE 5516 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 316 1474 SH SOLE 1474 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1094 5110 SH SOLE 5110 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 938 4536 SH SOLE 4536 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 311 35918 SH SOLE 35918 0 0 ISHARES INC CORE MSCI EMKT 46434G103 664 10313 SH SOLE 10313 0 0 ISHARES TR EAFE SML CP ETF 464288273 573 7974 SH SOLE 7974 0 0 INVESCO EXCH TRADED FD TR II INTL BUYBACK 46138E644 933 21897 SH SOLE 21897 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1945 55013 SH SOLE 55013 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3496 79844 SH SOLE 79844 0 0 TEMPLETON DRAGON FD INC COM 88018T101 247 10469 SH SOLE 10469 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 768 15647 SH SOLE 15647 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1744 33503 SH SOLE 33503 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1505 29340 SH SOLE 29340 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 152 10600 SH SOLE 10600 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 160 10637 SH SOLE 10637 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 200 13592 SH SOLE 13592 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 1438 70990 SH SOLE 70990 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2072 102806 SH SOLE 102806 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 201 4190 SH SOLE 4190 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 5178 102503 SH SOLE 102503 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1486 32438 SH SOLE 32438 0 0 ISHARES TR CALIF MUN BD ETF 464288356 214 3439 SH SOLE 3439 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 2223 88656 SH SOLE 88656 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 205 13782 SH SOLE 13782 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 377 38758 SH SOLE 38758 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2146 19601 SH SOLE 19601 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2733 59748 SH SOLE 59748 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 361 4327 SH SOLE 4327 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2327 64204 SH SOLE 64204 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 3082 100600 SH SOLE 100600 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 301 6075 SH SOLE 6075 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 4523 144445 SH SOLE 144445 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 643 20971 SH SOLE 20971 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 2606 102690 SH SOLE 102690 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1205 19579 SH SOLE 19579 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4450 53945 SH SOLE 53945 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2474 111841 SH SOLE 111841 0 0