0001740140-20-000004.txt : 20201116 0001740140-20-000004.hdr.sgml : 20201116 20201116153539 ACCESSION NUMBER: 0001740140-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0001740140 IRS NUMBER: 134210084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18763 FILM NUMBER: 201316278 BUSINESS ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 BUSINESS PHONE: 800-301-3204 MAIL ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740140 XXXXXXXX 09-30-2020 09-30-2020 VISTA INVESTMENT MANAGEMENT

400 PENN CENTER BLVD, STE 555 PITTSBURGH PA 15235

13F HOLDINGS REPORT 028-18763 N Matthew J. Viverette 412-253-2427 Matt Viverette Pittsburgh PA 11-16-2020 0 143 131059 false INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 306 1908 SH SOLE 1908 0 0 ABBOTT LABS COM 002824100 1020 9372 SH SOLE 9372 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1766 21820 SH SOLE 21820 0 0 AIR PRODS & CHEMS INC COM 009158106 380 1276 SH SOLE 1276 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 761 2588 SH SOLE 2588 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 561 13352 SH SOLE 13352 0 0 ALPHABET INC CAP STK CL A 02079K305 346 236 SH SOLE 236 0 0 ALPHABET INC CAP STK CL C 02079K107 431 293 SH SOLE 293 0 0 AMAZON COM INC COM 023135106 293 93 SH SOLE 93 0 0 AMGEN INC COM 031162100 815 3205 SH SOLE 3205 0 0 ANSYS INC COM 03662Q105 799 2441 SH SOLE 2441 0 0 ANTHEM INC COM 036752103 1389 5172 SH SOLE 5172 0 0 APPLE INC COM 037833100 2062 17804 SH SOLE 17804 0 0 ARBOR REALTY TRUST INC COM 038923108 136 11831 SH SOLE 11831 0 0 ARES CAPITAL CORP COM 04010L103 208 14878 SH SOLE 14878 0 0 BANK COMM HLDGS COM 06424J103 206 29621 SH SOLE 29621 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 452 2123 SH SOLE 2123 0 0 BOEING CO COM 097023105 516 3124 SH SOLE 3124 0 0 CSX CORP COM 126408103 911 11732 SH SOLE 11732 0 0 CVS HEALTH CORP COM 126650100 698 11957 SH SOLE 11957 0 0 CAPITAL ONE FINL CORP COM 14040H105 692 9629 SH SOLE 9629 0 0 CHEVRON CORP NEW COM 166764100 278 3865 SH SOLE 3865 0 0 CISCO SYS INC COM 17275R102 943 23936 SH SOLE 23936 0 0 COMCAST CORP NEW CL A 20030N101 381 8230 SH SOLE 8230 0 0 CONOCOPHILLIPS COM 20825C104 235 7158 SH SOLE 7158 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2164 11418 SH SOLE 11418 0 0 CORNING INC COM 219350105 489 15088 SH SOLE 15088 0 0 DISCOVER FINL SVCS COM 254709108 978 16922 SH SOLE 16922 0 0 EOG RES INC COM 26875P101 381 10606 SH SOLE 10606 0 0 F N B CORP COM 302520101 206 30372 SH SOLE 30372 0 0 FACEBOOK INC CL A 30303M102 308 1175 SH SOLE 1175 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 265 6878 SH SOLE 6878 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1887 12817 SH SOLE 12817 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 692 48414 SH SOLE 48414 0 0 FISERV INC COM 337738108 229 2221 SH SOLE 2221 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 361 9780 SH SOLE 9780 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 452 2247 SH SOLE 2247 0 0 HANESBRANDS INC COM 410345102 389 24686 SH SOLE 24686 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 534 14496 SH SOLE 14496 0 0 II-VI INC COM 902104108 1084 26721 SH SOLE 26721 0 0 INGREDION INC COM 457187102 601 7936 SH SOLE 7936 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 261 5532 SH SOLE 5532 0 0 INTEL CORP COM 458140100 490 9461 SH SOLE 9461 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 680 3229 SH SOLE 3229 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 276 1932 SH SOLE 1932 0 0 JPMORGAN CHASE & CO COM 46625H100 1053 10935 SH SOLE 10935 0 0 JOHNSON & JOHNSON COM 478160104 627 4210 SH SOLE 4210 0 0 JONES LANG LASALLE INC COM 48020Q107 293 3064 SH SOLE 3064 0 0 KB HOME COM 48666K109 202 5270 SH SOLE 5270 0 0 KINDER MORGAN INC DEL COM 49456B101 219 17725 SH SOLE 17725 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 369 1962 SH SOLE 1962 0 0 LAS VEGAS SANDS CORP COM 517834107 690 14786 SH SOLE 14786 0 0 LOWES COS INC COM 548661107 2081 12548 SH SOLE 12548 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 413 24805 SH SOLE 24805 0 0 MERCK & CO. INC COM 58933Y105 426 5141 SH SOLE 5141 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 792 7709 SH SOLE 7709 0 0 MICROSOFT CORP COM 594918104 1343 6385 SH SOLE 6385 0 0 NOVARTIS AG SPONSORED ADR 66987V109 347 3993 SH SOLE 3993 0 0 ORACLE CORP COM 68389X105 331 5545 SH SOLE 5545 0 0 PPG INDS INC COM 693506107 215 1760 SH SOLE 1760 0 0 PAYPAL HLDGS INC COM 70450Y103 240 1220 SH SOLE 1220 0 0 PEPSICO INC COM 713448108 1501 10831 SH SOLE 10831 0 0 PROCTER AND GAMBLE CO COM 742718109 435 3128 SH SOLE 3128 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 518 9001 SH SOLE 9001 0 0 RESMED INC COM 761152107 933 5445 SH SOLE 5445 0 0 RUSH ENTERPRISES INC CL B 781846308 1545 34880 SH SOLE 34880 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 232 3902 SH SOLE 3902 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 666 4529 SH SOLE 4529 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 228 9482 SH SOLE 9482 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 576 9054 SH SOLE 9054 0 0 SPDR SER TR S&P PHARMAC 78464A722 395 9077 SH SOLE 9077 0 0 SPDR SER TR S&P BIOTECH 78464A870 1281 11494 SH SOLE 11494 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1107 9483 SH SOLE 9483 0 0 TE CONNECTIVITY LTD REG SHS H84989104 807 8253 SH SOLE 8253 0 0 TJX COS INC NEW COM 872540109 249 4477 SH SOLE 4477 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2375 5379 SH SOLE 5379 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 303 18454 SH SOLE 18454 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 202 1526 SH SOLE 1526 0 0 UNITED PARCEL SERVICE INC CL B 911312106 216 1295 SH SOLE 1295 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1218 3908 SH SOLE 3908 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1569 15400 SH SOLE 15400 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 645 2747 SH SOLE 2747 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 201 4987 SH SOLE 4987 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 235 4012 SH SOLE 4012 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 4179 13417 SH SOLE 13417 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 717 5327 SH SOLE 5327 0 0 VENTAS INC COM 92276F100 403 9599 SH SOLE 9599 0 0 WP CAREY INC COM 92936U109 678 10407 SH SOLE 10407 0 0 WESCO INTL INC COM 95082P105 432 9816 SH SOLE 9816 0 0 DISNEY WALT CO COM DISNEY 254687106 1101 8872 SH SOLE 8872 0 0 WELLS FARGO CO NEW COM 949746101 716 30434 SH SOLE 30434 0 0 ISHARES TR CORE S&P500 ETF 464287200 716 2131 SH SOLE 2131 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 325 2168 SH SOLE 2168 0 0 ISHARES TR S&P 100 ETF 464287101 426 2735 SH SOLE 2735 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1410 7607 SH SOLE 7607 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2790 39729 SH SOLE 39729 0 0 ISHARES TR MSCI USA MMENTM 46432F396 2773 18813 SH SOLE 18813 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 2778 26783 SH SOLE 26783 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 452 11051 SH SOLE 11051 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 539 1592 SH SOLE 1592 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 2075 63577 SH SOLE 63577 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1278 32485 SH SOLE 32485 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 640 1912 SH SOLE 1912 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 2670 28211 SH SOLE 28211 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 442 3439 SH SOLE 3439 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 204 2520 SH SOLE 2520 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 297 1900 SH SOLE 1900 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 993 5634 SH SOLE 5634 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 212 1176 SH SOLE 1176 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 770 5005 SH SOLE 5005 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 783 4595 SH SOLE 4595 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 233 35959 SH SOLE 35959 0 0 ISHARES INC CORE MSCI EMKT 46434G103 578 10948 SH SOLE 10948 0 0 ISHARES TR EAFE SML CP ETF 464288273 507 8599 SH SOLE 8599 0 0 INVESCO EXCH TRADED FD TR II INTL BUYBACK 46138E644 587 18661 SH SOLE 18661 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2817 77041 SH SOLE 77041 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1646 56243 SH SOLE 56243 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 781 19085 SH SOLE 19085 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1487 34392 SH SOLE 34392 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1119 27051 SH SOLE 27051 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 134 10135 SH SOLE 10135 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 149 10637 SH SOLE 10637 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 188 13592 SH SOLE 13592 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 380 19595 SH SOLE 19595 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1725 90005 SH SOLE 90005 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 451 9807 SH SOLE 9807 0 0 ISHARES TR ULTR SH TRM BD 46434V878 4281 84661 SH SOLE 84661 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1541 35052 SH SOLE 35052 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 3171 127612 SH SOLE 127612 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 201 13782 SH SOLE 13782 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 341 38758 SH SOLE 38758 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 1648 14656 SH SOLE 14656 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 2321 51907 SH SOLE 51907 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 303 4403 SH SOLE 4403 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 1971 53624 SH SOLE 53624 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 3690 120668 SH SOLE 120668 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 342 6860 SH SOLE 6860 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 3573 113898 SH SOLE 113898 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 963 31362 SH SOLE 31362 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 1369 54323 SH SOLE 54323 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1522 24519 SH SOLE 24519 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1614 19483 SH SOLE 19483 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2241 107902 SH SOLE 107902 0 0