0001740140-20-000001.txt : 20200214 0001740140-20-000001.hdr.sgml : 20200214 20200214145202 ACCESSION NUMBER: 0001740140-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT CENTRAL INDEX KEY: 0001740140 IRS NUMBER: 134210084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18763 FILM NUMBER: 20618332 BUSINESS ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 BUSINESS PHONE: 800-301-3204 MAIL ADDRESS: STREET 1: 400 PENN CENTER BLVD, STE 555 CITY: PITTSBURGH STATE: PA ZIP: 15235 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001740140 XXXXXXXX 12-31-2019 12-31-2019 VISTA INVESTMENT MANAGEMENT

400 PENN CENTER BLVD, STE 555 PITTSBURGH PA 15235

13F HOLDINGS REPORT 028-18763 N Matthew J. Viverette 412-253-2427 Matthew J. Viverette Pittsburgh PA 02-14-2020 0 142 133166 false INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 363 2057 SH SOLE 2057 0 0 ABBOTT LABS COM 002824100 853 9821 SH SOLE 9821 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1385 23315 SH SOLE 23315 0 0 AIR PRODS & CHEMS INC COM 009158106 309 1315 SH SOLE 1315 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 201 950 SH SOLE 950 0 0 ALLERGAN PLC SHS G0177J108 564 2951 SH SOLE 2951 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1165 10383 SH SOLE 10383 0 0 ALPHABET INC CAP STK CL A 02079K305 285 213 SH SOLE 213 0 0 ALPHABET INC CAP STK CL C 02079K107 405 303 SH SOLE 303 0 0 AMERICAN EXPRESS CO COM 025816109 202 1625 SH SOLE 1625 0 0 AMGEN INC COM 031162100 799 3315 SH SOLE 3315 0 0 ANSYS INC COM 03662Q105 686 2666 SH SOLE 2666 0 0 ANTHEM INC COM 036752103 1593 5273 SH SOLE 5273 0 0 APPLE INC COM 037833100 1367 4653 SH SOLE 4653 0 0 ARES CAP CORP COM 04010L103 224 12000 SH SOLE 12000 0 0 BANK COMM HLDGS COM 06424J103 288 24907 SH SOLE 24907 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 455 2008 SH SOLE 2008 0 0 BOEING CO COM 097023105 1022 3136 SH SOLE 3136 0 0 CSX CORP COM 126408103 828 11443 SH SOLE 11443 0 0 CVS HEALTH CORP COM 126650100 892 12003 SH SOLE 12003 0 0 CAPITAL ONE FINL CORP COM 14040H105 1020 9915 SH SOLE 9915 0 0 CHEVRON CORP NEW COM 166764100 462 3831 SH SOLE 3831 0 0 CISCO SYS INC COM 17275R102 755 15737 SH SOLE 15737 0 0 COMCAST CORP NEW CL A 20030N101 239 5306 SH SOLE 5306 0 0 CONOCOPHILLIPS COM 20825C104 653 10036 SH SOLE 10036 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2046 10783 SH SOLE 10783 0 0 CORNING INC COM 219350105 463 15900 SH SOLE 15900 0 0 DISCOVER FINL SVCS COM 254709108 1029 12126 SH SOLE 12126 0 0 DOLLAR GEN CORP NEW COM 256677105 221 1416 SH SOLE 1416 0 0 EOG RES INC COM 26875P101 726 8662 SH SOLE 8662 0 0 EXXON MOBIL CORP COM 30231G102 218 3124 SH SOLE 3124 0 0 FNB CORP PA COM 302520101 249 19608 SH SOLE 19608 0 0 FACEBOOK INC CL A 30303M102 302 1473 SH SOLE 1473 0 0 FIDELITY COVINGTON TR MSCI COMMNTN SVC 316092873 207 5793 SH SOLE 5793 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1945 13985 SH SOLE 13985 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 1296 49224 SH SOLE 49224 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 628 14593 SH SOLE 14593 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 523 2274 SH SOLE 2274 0 0 HANESBRANDS INC COM 410345102 533 35861 SH SOLE 35861 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 810 13324 SH SOLE 13324 0 0 II VI INC COM 902104108 763 22671 SH SOLE 22671 0 0 INGREDION INC COM 457187102 757 8148 SH SOLE 8148 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 322 5532 SH SOLE 5532 0 0 INTEL CORP COM 458140100 607 10145 SH SOLE 10145 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 276 1890 SH SOLE 1890 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 233 2432 SH SOLE 2432 0 0 JPMORGAN CHASE & CO COM 46625H100 1337 9591 SH SOLE 9591 0 0 JOHNSON & JOHNSON COM 478160104 634 4347 SH SOLE 4347 0 0 JONES LANG LASALLE INC COM 48020Q107 419 2406 SH SOLE 2406 0 0 KINDER MORGAN INC DEL COM 49456B101 335 15828 SH SOLE 15828 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 326 1925 SH SOLE 1925 0 0 LAS VEGAS SANDS CORP COM 517834107 980 14197 SH SOLE 14197 0 0 LOWES COS INC COM 548661107 1411 11778 SH SOLE 11778 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 585 24188 SH SOLE 24188 0 0 MERCK & CO INC COM 58933Y105 230 2527 SH SOLE 2527 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 745 7110 SH SOLE 7110 0 0 MICROSOFT CORP COM 594918104 1129 7161 SH SOLE 7161 0 0 ORACLE CORP COM 68389X105 290 5477 SH SOLE 5477 0 0 PPG INDS INC COM 693506107 246 1841 SH SOLE 1841 0 0 PEPSICO INC COM 713448108 1413 10342 SH SOLE 10342 0 0 PFIZER INC COM 717081103 221 5648 SH SOLE 5648 0 0 PROCTER & GAMBLE CO COM 742718109 390 3124 SH SOLE 3124 0 0 RAYTHEON CO COM NEW 755111507 536 2439 SH SOLE 2439 0 0 RESMED INC COM 761152107 913 5893 SH SOLE 5893 0 0 RUSH ENTERPRISES INC CL A 781846209 529 11386 SH SOLE 11386 0 0 RUSH ENTERPRISES INC CL B 781846308 894 19552 SH SOLE 19552 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 579 4618 SH SOLE 4618 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 298 9667 SH SOLE 9667 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 593 9653 SH SOLE 9653 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 233 9820 SH SOLE 9820 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 429 9386 SH SOLE 9386 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1099 11554 SH SOLE 11554 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 813 8868 SH SOLE 8868 0 0 TE CONNECTIVITY LTD REG SHS H84989104 792 8260 SH SOLE 8260 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2047 6300 SH SOLE 6300 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 543 19518 SH SOLE 19518 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 263 1872 SH SOLE 1872 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1189 4044 SH SOLE 4044 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1182 12584 SH SOLE 12584 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 208 1097 SH SOLE 1097 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 431 5652 SH SOLE 5652 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 200 1045 SH SOLE 1045 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 3491 14257 SH SOLE 14257 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 698 5205 SH SOLE 5205 0 0 VENTAS INC COM 92276F100 465 8059 SH SOLE 8059 0 0 WESCO INTL INC COM 95082P105 763 12855 SH SOLE 12855 0 0 DISNEY WALT CO COM DISNEY 254687106 1293 8941 SH SOLE 8941 0 0 WELLS FARGO CO NEW COM 949746101 1506 27984 SH SOLE 27984 0 0 WESBANCO INC COM 950810101 225 5960 SH SOLE 5960 0 0 ISHARES TR CORE S&P500 ETF 464287200 2289 7082 SH SOLE 7082 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 375 2263 SH SOLE 2263 0 0 ISHARES TR S&P 100 ETF 464287101 405 2808 SH SOLE 2808 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1856 9019 SH SOLE 9019 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1947 23220 SH SOLE 23220 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 1949 15524 SH SOLE 15524 0 0 ISHARES TR USA QUALITY FCTR 46432F339 2369 23460 SH SOLE 23460 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 766 19221 SH SOLE 19221 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 608 1619 SH SOLE 1619 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 2539 70083 SH SOLE 70083 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 2055 54342 SH SOLE 54342 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 676 2099 SH SOLE 2099 0 0 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 1525 46727 SH SOLE 46727 0 0 SPDR SERIES TRUST MSCI USA STRTGIC 78468R812 1842 19455 SH SOLE 19455 0 0 VANGUARD GROUP DIV APP ETF 921908844 1866 14971 SH SOLE 14971 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 297 2010 SH SOLE 2010 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1436 8062 SH SOLE 8062 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1182 7138 SH SOLE 7138 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 572 3493 SH SOLE 3493 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 466 6488 SH SOLE 6488 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 253 33209 SH SOLE 33209 0 0 ISHARES INC CORE MSCI EMKT 46434G103 425 7900 SH SOLE 7900 0 0 ISHARES TR EAFE SML CP ETF 464288273 711 11420 SH SOLE 11420 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 238 4050 SH SOLE 4050 0 0 INVESCO EXCHNG TRADED FD TR INTL BUYBACK 46138E644 525 15552 SH SOLE 15552 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 931 20208 SH SOLE 20208 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2688 71500 SH SOLE 71500 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1855 59184 SH SOLE 59184 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 265 4928 SH SOLE 4928 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 797 18100 SH SOLE 18100 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1085 24402 SH SOLE 24402 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 298 6226 SH SOLE 6226 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 209 15385 SH SOLE 15385 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 194 13854 SH SOLE 13854 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1425 71023 SH SOLE 71023 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 429 8945 SH SOLE 8945 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1853 39914 SH SOLE 39914 0 0 ISHARES TR NATIONAL MUN ETF 464288414 283 2481 SH SOLE 2481 0 0 INVESCO ACTIVELY MANAGD ETF VAR RATE INVT 46090A879 3983 159556 SH SOLE 159556 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 183 12282 SH SOLE 12282 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 395 39336 SH SOLE 39336 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 1466 13597 SH SOLE 13597 0 0 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 2221 24295 SH SOLE 24295 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 2250 48301 SH SOLE 48301 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 296 5330 SH SOLE 5330 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 2025 57359 SH SOLE 57359 0 0 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 4558 148316 SH SOLE 148316 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 606 12341 SH SOLE 12341 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 3804 123351 SH SOLE 123351 0 0 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 879 29349 SH SOLE 29349 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1361 22370 SH SOLE 22370 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1122 13842 SH SOLE 13842 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2462 106264 SH SOLE 106264 0 0