0001740140-19-000006.txt : 20191115
0001740140-19-000006.hdr.sgml : 20191115
20191114174517
ACCESSION NUMBER: 0001740140-19-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VISTA INVESTMENT MANAGEMENT
CENTRAL INDEX KEY: 0001740140
IRS NUMBER: 134210084
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18763
FILM NUMBER: 191221857
BUSINESS ADDRESS:
STREET 1: 400 PENN CENTER BLVD, STE 555
CITY: PITTSBURGH
STATE: PA
ZIP: 15235
BUSINESS PHONE: 800-301-3204
MAIL ADDRESS:
STREET 1: 400 PENN CENTER BLVD, STE 555
CITY: PITTSBURGH
STATE: PA
ZIP: 15235
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001740140
XXXXXXXX
09-30-2019
09-30-2019
VISTA INVESTMENT MANAGEMENT
400 PENN CENTER BLVD, STE 555
PITTSBURGH
PA
15235
13F HOLDINGS REPORT
028-18763
N
Matthew J. Viverette
Manager
412-253-2427
Matthew J. Viverette
Pittsburgh
PA
11-14-2019
0
134
121218
false
INFORMATION TABLE
2
inftable.xml
3M CO
COM
88579Y101
335
2037
SH
SOLE
2037
0
0
ABBOTT LABS
COM
002824100
824
9850
SH
SOLE
9850
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1237
23377
SH
SOLE
23377
0
0
AIR PRODS & CHEMS INC
COM
009158106
296
1332
SH
SOLE
1332
0
0
ALLERGAN PLC
SHS
G0177J108
543
3227
SH
SOLE
3227
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1285
10029
SH
SOLE
10029
0
0
ALPHABET INC
CAP STK CL A
02079K305
260
213
SH
SOLE
213
0
0
ALPHABET INC
CAP STK CL C
02079K107
367
301
SH
SOLE
301
0
0
AMGEN INC
COM
031162100
644
3327
SH
SOLE
3327
0
0
ANSYS INC
COM
03662Q105
605
2731
SH
SOLE
2731
0
0
ANTHEM INC
COM
036752103
1298
5407
SH
SOLE
5407
0
0
APPLE INC
COM
037833100
1055
4712
SH
SOLE
4712
0
0
ARES CAP CORP
COM
04010L103
226
12136
SH
SOLE
12136
0
0
BANK COMM HLDGS
COM
06424J103
270
24766
SH
SOLE
24766
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
402
1931
SH
SOLE
1931
0
0
BOEING CO
COM
097023105
1195
3140
SH
SOLE
3140
0
0
CSX CORP
COM
126408103
790
11403
SH
SOLE
11403
0
0
CVS HEALTH CORP
COM
126650100
727
11530
SH
SOLE
11530
0
0
CAPITAL ONE FINL CORP
COM
14040H105
895
9833
SH
SOLE
9833
0
0
CHEVRON CORP NEW
COM
166764100
450
3798
SH
SOLE
3798
0
0
CISCO SYS INC
COM
17275R102
645
13054
SH
SOLE
13054
0
0
COMCAST CORP NEW
CL A
20030N101
231
5128
SH
SOLE
5128
0
0
CONOCOPHILLIPS
COM
20825C104
586
10290
SH
SOLE
10290
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
2221
10713
SH
SOLE
10713
0
0
CORNING INC
COM
219350105
455
15968
SH
SOLE
15968
0
0
DISCOVER FINL SVCS
COM
254709108
971
11978
SH
SOLE
11978
0
0
DOLLAR GEN CORP NEW
COM
256677105
260
1636
SH
SOLE
1636
0
0
EOG RES INC
COM
26875P101
764
10291
SH
SOLE
10291
0
0
EXXON MOBIL CORP
COM
30231G102
227
3216
SH
SOLE
3216
0
0
FNB CORP PA
COM
302520101
238
20608
SH
SOLE
20608
0
0
FACEBOOK INC
CL A
30303M102
264
1484
SH
SOLE
1484
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1882
14175
SH
SOLE
14175
0
0
FIRST BUS FINL SVCS INC WIS
COM
319390100
1186
49247
SH
SOLE
49247
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
561
14661
SH
SOLE
14661
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
476
2299
SH
SOLE
2299
0
0
HANESBRANDS INC
COM
410345102
439
28632
SH
SOLE
28632
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
818
13494
SH
SOLE
13494
0
0
II VI INC
COM
902104108
824
23410
SH
SOLE
23410
0
0
INGREDION INC
COM
457187102
659
8067
SH
SOLE
8067
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
332
5532
SH
SOLE
5532
0
0
INTEL CORP
COM
458140100
525
10197
SH
SOLE
10197
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
265
1890
SH
SOLE
1890
0
0
JPMORGAN CHASE & CO
COM
46625H100
1140
9684
SH
SOLE
9684
0
0
JOHNSON & JOHNSON
COM
478160104
527
4070
SH
SOLE
4070
0
0
JONES LANG LASALLE INC
COM
48020Q107
331
2377
SH
SOLE
2377
0
0
KINDER MORGAN INC DEL
COM
49456B101
325
15747
SH
SOLE
15747
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
323
1925
SH
SOLE
1925
0
0
LAS VEGAS SANDS CORP
COM
517834107
832
14396
SH
SOLE
14396
0
0
LOWES COS INC
COM
548661107
1299
11816
SH
SOLE
11816
0
0
MELCO RESORTS AND ENTMT LTD
ADR
585464100
470
24219
SH
SOLE
24219
0
0
MERCK & CO INC
COM
58933Y105
202
2402
SH
SOLE
2402
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
660
7108
SH
SOLE
7108
0
0
MICROSOFT CORP
COM
594918104
1015
7300
SH
SOLE
7300
0
0
ORACLE CORP
COM
68389X105
296
5383
SH
SOLE
5383
0
0
PPG INDS INC
COM
693506107
224
1893
SH
SOLE
1893
0
0
PEPSICO INC
COM
713448108
1428
10413
SH
SOLE
10413
0
0
PFIZER INC
COM
717081103
203
5649
SH
SOLE
5649
0
0
PROCTER & GAMBLE CO
COM
742718109
389
3128
SH
SOLE
3128
0
0
RAYTHEON CO
COM NEW
755111507
503
2566
SH
SOLE
2566
0
0
RESMED INC
COM
761152107
809
5989
SH
SOLE
5989
0
0
RUSH ENTERPRISES INC
CL A
781846209
481
12474
SH
SOLE
12474
0
0
RUSH ENTERPRISES INC
CL B
781846308
806
20178
SH
SOLE
20178
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
557
4618
SH
SOLE
4618
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
271
9667
SH
SOLE
9667
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
551
9463
SH
SOLE
9463
0
0
SPDR SERIES TRUST
S&P PHARMAC
78464A722
340
9564
SH
SOLE
9564
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
848
11120
SH
SOLE
11120
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
714
8868
SH
SOLE
8868
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
772
8283
SH
SOLE
8283
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1890
6490
SH
SOLE
6490
0
0
TOWNEBANK PORTSMOUTH VA
COM
89214P109
543
19518
SH
SOLE
19518
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
252
1872
SH
SOLE
1872
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
882
4061
SH
SOLE
4061
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
1046
12063
SH
SOLE
12063
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
404
5770
SH
SOLE
5770
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
3084
14309
SH
SOLE
14309
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
678
5368
SH
SOLE
5368
0
0
VENTAS INC
COM
92276F100
499
6834
SH
SOLE
6834
0
0
WESCO INTL INC
COM
95082P105
607
12707
SH
SOLE
12707
0
0
DISNEY WALT CO
COM DISNEY
254687106
1181
9061
SH
SOLE
9061
0
0
WELLS FARGO CO NEW
COM
949746101
1410
27953
SH
SOLE
27953
0
0
WESBANCO INC
COM
950810101
223
5960
SH
SOLE
5960
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2115
7086
SH
SOLE
7086
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
342
2263
SH
SOLE
2263
0
0
ISHARES TR
S&P 100 ETF
464287101
369
2810
SH
SOLE
2810
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1740
9004
SH
SOLE
9004
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1799
23107
SH
SOLE
23107
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
2250
18871
SH
SOLE
18871
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
2102
22751
SH
SOLE
22751
0
0
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
2122
60890
SH
SOLE
60890
0
0
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
2369
69914
SH
SOLE
69914
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
575
1632
SH
SOLE
1632
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
640
2158
SH
SOLE
2158
0
0
SPDR SERIES TRUST
PORTFOLIO SM ETF
78468R853
1405
46825
SH
SOLE
46825
0
0
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
748
20366
SH
SOLE
20366
0
0
SPDR SERIES TRUST
MSCI USA STRTGIC
78468R812
1403
15809
SH
SOLE
15809
0
0
VANGUARD GROUP
DIV APP ETF
921908844
1766
14767
SH
SOLE
14767
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
274
2010
SH
SOLE
2010
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1340
7996
SH
SOLE
7996
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1099
7142
SH
SOLE
7142
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
513
3395
SH
SOLE
3395
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
426
6488
SH
SOLE
6488
0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
216
31089
SH
SOLE
31089
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
367
7481
SH
SOLE
7481
0
0
ISHARES TR
EAFE SML CP ETF
464288273
633
11063
SH
SOLE
11063
0
0
ISHARES INC
MIN VOL EMRG MKT
464286533
231
4050
SH
SOLE
4050
0
0
INVESCO EXCHNG TRADED FD TR
INTL BUYBACK
46138E644
489
15790
SH
SOLE
15790
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
894
20590
SH
SOLE
20590
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
2425
70744
SH
SOLE
70744
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1795
61122
SH
SOLE
61122
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
247
4957
SH
SOLE
4957
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
710
17295
SH
SOLE
17295
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
864
21465
SH
SOLE
21465
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
223
5032
SH
SOLE
5032
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
211
15385
SH
SOLE
15385
0
0
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
196
13854
SH
SOLE
13854
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
1329
67370
SH
SOLE
67370
0
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
219
4615
SH
SOLE
4615
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
1858
39971
SH
SOLE
39971
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
302
2644
SH
SOLE
2644
0
0
INVESCO ACTIVELY MANAGD ETF
VAR RATE INVT
46090A879
3402
136687
SH
SOLE
136687
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
184
12282
SH
SOLE
12282
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
387
39336
SH
SOLE
39336
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
1442
13239
SH
SOLE
13239
0
0
SPDR SERIES TRUST
SPDR BLOOMBERG
78468R663
2381
25998
SH
SOLE
25998
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
2362
51004
SH
SOLE
51004
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
285
5440
SH
SOLE
5440
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
2016
57141
SH
SOLE
57141
0
0
SPDR SERIES TRUST
BLOMBERG BRC INV
78468R200
4110
133627
SH
SOLE
133627
0
0
SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
643
13123
SH
SOLE
13123
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
3575
115874
SH
SOLE
115874
0
0
SPDR SERIES TRUST
PORTFOLIO SH TSR
78468R101
1022
34056
SH
SOLE
34056
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
818
10087
SH
SOLE
10087
0
0
WISDOMTREE TR
HEDGED HI YLD BD
97717W430
2432
105680
SH
SOLE
105680
0
0