0001104659-21-099641.txt : 20210803
0001104659-21-099641.hdr.sgml : 20210803
20210803200846
ACCESSION NUMBER: 0001104659-21-099641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210727
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIS JOSHUA D.
CENTRAL INDEX KEY: 0001739497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40683
FILM NUMBER: 211141820
MAIL ADDRESS:
STREET 1: CONTROL4 CORP.
STREET 2: 11734 S. ELECTION ROAD
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Snap One Holdings Corp.
CENTRAL INDEX KEY: 0001856430
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 821952221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28273
BUSINESS PHONE: (704) 927-7620
MAIL ADDRESS:
STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200
CITY: CHARLOTTE
STATE: NC
ZIP: 28273
4
1
a4.xml
4
X0306
4
2021-07-27
0
0001856430
Snap One Holdings Corp.
SNPO
0001739497
ELLIS JOSHUA D.
C/O SNAP ONE HOLDINGS CORP.
1800 CONTINENTAL BLVD., SUITE 200
CHARLOTTE
NC
28273
0
1
0
0
Chief Legal Officer
Common Stock
2021-07-27
4
A
0
27358
A
48660
D
Common Stock
2021-07-30
4
P
0
10000
18.00
A
58660
D
Stock Options (Right to Buy)
18.00
2021-07-27
4
A
0
83334
A
2029-08-01
Common Stock
83334
83334
D
Stock Options (Right to Buy)
18.00
2021-07-27
4
A
0
38612
A
2030-08-01
Common Stock
38612
38612
D
Represents shares of restricted common stock received from the issuer in respect of unvested units held from two grants in Crackle Holdings L.P. prior to the consummation of the initial public offering of the issuer, which shares will vest in equal installments semi-annually on each August 1 and February 1 with final vesting dates of August 1, 2024 and August 1, 2025, respectively. These securities were previously reported on the Form 3 filed by the Reporting Person.
Includes shares received in a distribution from Crackle Holdings L.P. in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P.
Represents stock options received by the reporting person in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. These securities were previously reported on the Form 3 filed by the Reporting Person, although the options were previously reported together as one class with an Expiration Date that was incorrectly stated as 07/27/2031.
Of these options, 58,334 are unvested options which will vest in equal installments semi-annually on each August 1 and February 1 with a final vesting date of August 1, 2024.
These options are unvested and will vest 20% on August 1, 2021 and thereafter in equal installments of 10% semi-annually on each February 1 and August 1 with a final vesting date of August 1, 2025.
/s/ JD Ellis
2021-08-03