0001104659-21-099641.txt : 20210803 0001104659-21-099641.hdr.sgml : 20210803 20210803200846 ACCESSION NUMBER: 0001104659-21-099641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS JOSHUA D. CENTRAL INDEX KEY: 0001739497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40683 FILM NUMBER: 211141820 MAIL ADDRESS: STREET 1: CONTROL4 CORP. STREET 2: 11734 S. ELECTION ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snap One Holdings Corp. CENTRAL INDEX KEY: 0001856430 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 821952221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: (704) 927-7620 MAIL ADDRESS: STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28273 4 1 a4.xml 4 X0306 4 2021-07-27 0 0001856430 Snap One Holdings Corp. SNPO 0001739497 ELLIS JOSHUA D. C/O SNAP ONE HOLDINGS CORP. 1800 CONTINENTAL BLVD., SUITE 200 CHARLOTTE NC 28273 0 1 0 0 Chief Legal Officer Common Stock 2021-07-27 4 A 0 27358 A 48660 D Common Stock 2021-07-30 4 P 0 10000 18.00 A 58660 D Stock Options (Right to Buy) 18.00 2021-07-27 4 A 0 83334 A 2029-08-01 Common Stock 83334 83334 D Stock Options (Right to Buy) 18.00 2021-07-27 4 A 0 38612 A 2030-08-01 Common Stock 38612 38612 D Represents shares of restricted common stock received from the issuer in respect of unvested units held from two grants in Crackle Holdings L.P. prior to the consummation of the initial public offering of the issuer, which shares will vest in equal installments semi-annually on each August 1 and February 1 with final vesting dates of August 1, 2024 and August 1, 2025, respectively. These securities were previously reported on the Form 3 filed by the Reporting Person. Includes shares received in a distribution from Crackle Holdings L.P. in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. Represents stock options received by the reporting person in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. These securities were previously reported on the Form 3 filed by the Reporting Person, although the options were previously reported together as one class with an Expiration Date that was incorrectly stated as 07/27/2031. Of these options, 58,334 are unvested options which will vest in equal installments semi-annually on each August 1 and February 1 with a final vesting date of August 1, 2024. These options are unvested and will vest 20% on August 1, 2021 and thereafter in equal installments of 10% semi-annually on each February 1 and August 1 with a final vesting date of August 1, 2025. /s/ JD Ellis 2021-08-03