0001739439-23-000015.txt : 20230530 0001739439-23-000015.hdr.sgml : 20230530 20230530130521 ACCESSION NUMBER: 0001739439-23-000015 CONFORMED SUBMISSION TYPE: 13F-NT/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230524 DATE AS OF CHANGE: 20230530 EFFECTIVENESS DATE: 20230524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller Capital Management L.P. CENTRAL INDEX KEY: 0001739439 IRS NUMBER: 820309154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18743 FILM NUMBER: 23974256 BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 2125495100 MAIL ADDRESS: STREET 1: 45 ROCKEFELLER PLAZA, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 13F-NT/A 1 primary_doc.xml X0202 13F-NT/A LIVE false true false 0001739439 XXXXXXXX 12-31-2022 12-31-2022 true 1 RESTATEMENT Rockefeller Capital Management L.P.

45 ROCKEFELLER PLAZA, 5TH FLOOR NEW YORK NY 10111

13F NOTICE 028-18743 NONE Y The NT filing done for this entity for this time period was done in error. Please refer to the HR filing done for this entity for this time period. Lastly, the list of other managers reporting for this manager were reported in error. Below is a list of those managers: ROCKEFELLER & CO. LLC ROCKEFELLER TRUST COMPANY, N.A. ROCKEFELLER TRUST COMPANY (Delaware) ROCKEFELLER Financial LLC ROCKEFELLER Financial Services Inc Andrew Bagley 6098810127 Andrew Bagley Hamilton NJ 05-24-2023