0000897069-24-001103.txt : 20240517 0000897069-24-001103.hdr.sgml : 20240517 20240517171032 ACCESSION NUMBER: 0000897069-24-001103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreger Bradley Allen CENTRAL INDEX KEY: 0001739205 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39757 FILM NUMBER: 24961251 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velo3D, Inc. CENTRAL INDEX KEY: 0001825079 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2710 LAKEVIEW CT CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (408) 610-3915 MAIL ADDRESS: STREET 1: 2710 LAKEVIEW CT CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: JAWS Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200921 FORMER COMPANY: FORMER CONFORMED NAME: Spitfire Acquisition Corp DATE OF NAME CHANGE: 20200916 4 1 form4.xml X0508 4 2024-05-15 0001825079 Velo3D, Inc. VLD 0001739205 Kreger Bradley Allen C/O VELO3D, INC. 2710 LAKEVIEW CT FREMONT CA 94538 true true Interim CEO false Common Stock 2024-05-15 4 M 0 29196 A 224199 D Common Stock 2024-05-15 4 S 0 10735 0.2306 D 213464 D Restricted Stock Unit (RSU) 2024-05-15 4 M 0 29196 0 D Common Stock 29196 321165 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of RSUs. The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. /s/ Arnold Calonje as attorney-in-fact for Bradley Allen Kreger 2024-05-17