0001738800-18-000002.txt : 20181018
0001738800-18-000002.hdr.sgml : 20181018
20181018131251
ACCESSION NUMBER: 0001738800-18-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20181018
DATE AS OF CHANGE: 20181018
EFFECTIVENESS DATE: 20181018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carofin, LLC
CENTRAL INDEX KEY: 0001738800
IRS NUMBER: 825278326
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-311581
FILM NUMBER: 181128046
BUSINESS ADDRESS:
STREET 1: 100 ELKS CLUB ROAD
CITY: BREVARD
STATE: NC
ZIP: 28712
BUSINESS PHONE: 828-393-0088 EXT 520
MAIL ADDRESS:
STREET 1: 100 ELKS CLUB ROAD
CITY: BREVARD
STATE: NC
ZIP: 28712
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001738800
Carofin, LLC
100 ELKS CLUB ROAD
BREVARD
NC
NORTH CAROLINA
28712
828-393-0088 EXT 520
NORTH CAROLINA
None
None
Limited Liability Company
true
2018
Bruce
Roberts
100 Elks Club Road
Brevard
NC
NORTH CAROLINA
28712
Executive Officer
Other Banking and Financial Services
Decline to Disclose
- 06b
true
0001738800-18-000001
2018-06-15
false
true
false
25000
Bruce Roberts
1489110
Carolina Financial Securities, LLC
41970
100 Elks Club Road
Brevard
NC
NORTH CAROLINA
28712
FL
FLORIDA
NC
NORTH CAROLINA
false
Bruce Smith
2332178
Carolina Financial Securites, LLC
41970
10 Corbin Drive
Darien
CT
CONNECTICUT
06820
NY
NEW YORK
false
1500000
850000
650000
false
3
0
0
There is no sales commission for this offering.
0
false
Carofin, LLC
Bruce V Roberts
Bruce V Roberts
CEO
2018-10-18