The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | Stock | 023135106 | 118 | 59 | SH | SOLE | 0 | 59 | 0 | 0 | |
SIRIUS XM RADIO INC | Stock | 82968B103 | 13 | 2,034 | SH | SOLE | 0 | 2,034 | 0 | 0 | |
STARBUCKS CORP | Stock | 855244109 | 17 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
HECLA MNG CO COM | Stock | 422704106 | 26 | 9,261 | SH | SOLE | 0 | 9,261 | 0 | 0 | |
EATON VANCE TAX ADVT DIV INCM COM | CEF | 27828G107 | 53 | 2,148 | SH | SOLE | 0 | 2,148 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 281 | 1,875 | SH | SOLE | 0 | 1,875 | 0 | 0 | |
THOMSON REUTERS CORP COM | Stock | 884903105 | 10 | 229 | SH | SOLE | 0 | 229 | 0 | 0 | |
COSTCO WHOLESALE CORP | Stock | 22160K105 | 24 | 104 | SH | SOLE | 0 | 104 | 0 | 0 | |
ISHARES MSCI KLD 400 SOCIAL ETF | ETF | 464288570 | 4 | 33 | SH | SOLE | 0 | 33 | 0 | 0 | |
YUM! BRANDS INC | Stock | 988498101 | 29 | 320 | SH | SOLE | 0 | 320 | 0 | 0 | |
COCA COLA CO COM | Stock | 191216100 | 8 | 176 | SH | SOLE | 0 | 176 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L P | Stock | 293792107 | 152 | 5,290 | SH | SOLE | 0 | 5,290 | 0 | 0 | |
PPG INDS INC COM | Stock | 693506107 | 44 | 400 | SH | SOLE | 0 | 400 | 0 | 0 | |
INTEL CORP COM | Stock | 458140100 | 30 | 643 | SH | SOLE | 0 | 643 | 0 | 0 | |
NETFLIX INC COM | Stock | 64110L106 | 19 | 50 | SH | SOLE | 0 | 50 | 0 | 0 | |
PACCAR INC COM | Stock | 693718108 | 20 | 289 | SH | SOLE | 0 | 289 | 0 | 0 | |
EMERSON ELEC CO COM | Stock | 291011104 | 18 | 233 | SH | SOLE | 0 | 233 | 0 | 0 | |
YUM CHINA HLDGS INC COM | Stock | 98850P109 | 11 | 320 | SH | SOLE | 0 | 320 | 0 | 0 | |
FEDEX CORP | Stock | 31428X106 | 19 | 79 | SH | SOLE | 0 | 79 | 0 | 0 | |
PEPSICO INC COM | Stock | 713448108 | 28 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 464287457 | 64 | 776 | SH | SOLE | 0 | 776 | 0 | 0 | |
DXC TECHNOLOGY CO COM | Stock | 23355L106 | 9 | 91 | SH | SOLE | 0 | 91 | 0 | 0 | |
HONEYWELL INTL INC | Stock | 438516106 | 32 | 195 | SH | SOLE | 0 | 195 | 0 | 0 | |
INGERSOLL-RAND PLC SHS | Stock | G47791101 | 72 | 700 | SH | SOLE | 0 | 700 | 0 | 0 | |
FORD MOTOR COMPANY | Stock | 345370860 | 1 | 69 | SH | SOLE | 0 | 69 | 0 | 0 | |
HOME DEPOT | Stock | 437076102 | 47 | 229 | SH | SOLE | 0 | 229 | 0 | 0 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 22 | 148 | SH | SOLE | 0 | 148 | 0 | 0 | |
SPDR GOLD ETF | ETF | 78463V107 | 201 | 1,779 | SH | SOLE | 0 | 1,779 | 0 | 0 | |
BECTON DICKINSON & CO COM | Stock | 075887109 | 16 | 61 | SH | SOLE | 0 | 61 | 0 | 0 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 346 | 2,218 | SH | SOLE | 0 | 2,218 | 0 | 0 | |
ISHARES S&P SMALL-CAP FUND | ETF | 464287804 | 7,599 | 87,109 | SH | SOLE | 0 | 87,108 | 0 | 0 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | ETF | 92206C409 | 84 | 1,081 | SH | SOLE | 0 | 1,081 | 0 | 0 | |
FISERV INC COM | Stock | 337738108 | 41 | 494 | SH | SOLE | 0 | 494 | 0 | 0 | |
PRINCIPAL FINANCIAL GROUP INC | Stock | 74251V102 | 70 | 1,200 | SH | SOLE | 0 | 1,200 | 0 | 0 | |
NEWMONT MINING CORP COM | Stock | 651639106 | 35 | 1,151 | SH | SOLE | 0 | 1,151 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A SHS | Stock | L8681T102 | 98 | 540 | SH | SOLE | 0 | 540 | 0 | 0 | |
COMCAST CORP NEW CL A | Stock | 20030N101 | 15 | 436 | SH | SOLE | 0 | 436 | 0 | 0 | |
MICROSOFT | Stock | 594918104 | 42 | 370 | SH | SOLE | 0 | 370 | 0 | 0 | |
ARES CAP CORP COM | CEF | 04010L103 | 47 | 2,745 | SH | SOLE | 0 | 2,745 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 084670108 | 960 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
BOEING CO COM | Stock | 097023105 | 41 | 111 | SH | SOLE | 0 | 110 | 0 | 0 | |
TESLA MOTORS INC | Stock | 88160R101 | 148 | 560 | SH | SOLE | 0 | 560 | 0 | 0 | |
ISHARES TR MSCI NEW ZEALAND INVESTABLE MKT INDEX FD | ETF | 464289123 | 219 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 24,556 | 91,952 | SH | SOLE | 0 | 91,951 | 0 | 0 | |
PRICELINE.COM INC | Stock | 09857L108 | 20 | 10 | SH | SOLE | 0 | 10 | 0 | 0 | |
LEAR CORP COM NEW | Stock | 521865204 | 44 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
GABELLI DIVD & INCOME TR COM | CEF | 36242H104 | 52 | 2,184 | SH | SOLE | 0 | 2,184 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | Stock | 559080106 | 84 | 1,240 | SH | SOLE | 0 | 1,240 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 29273V100 | 94 | 5,420 | SH | SOLE | 0 | 5,420 | 0 | 0 | |
APTIV PLC SHS | Stock | G6095L109 | 7 | 80 | SH | SOLE | 0 | 80 | 0 | 0 | |
NUVEEN TX ADV TOTAL RET STRGY COM | CEF | 67090H102 | 48 | 3,579 | SH | SOLE | 0 | 3,579 | 0 | 0 | |
VISA INC COM CL A | Stock | 92826C839 | 22 | 144 | SH | SOLE | 0 | 144 | 0 | 0 | |
MCEWEN MNG INC COM | Stock | 58039P107 | 43 | 22,037 | SH | SOLE | 0 | 22,037 | 0 | 0 | |
ISHARES MSCI INDIA INDEX FUND | ETF | 46429B598 | 8,962 | 276,016 | SH | SOLE | 0 | 276,015 | 0 | 0 | |
AMERICAN TOWER CORP NEW COM | REIT | 03027X100 | 16 | 110 | SH | SOLE | 0 | 110 | 0 | 0 | |
ISHARES MSCI GLOBAL GOLD MINERS ETF | ETF | 46434G855 | 105 | 7,364 | SH | SOLE | 0 | 7,364 | 0 | 0 | |
PIMCO DYNAMIC INCOME FD SHS | CEF | 72201Y101 | 84 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
DIAMONDBACK ENERGY INC COM | Stock | 25278X109 | 5 | 35 | SH | SOLE | 0 | 35 | 0 | 0 | |
MOODYS CORP COM | Stock | 615369105 | 12 | 70 | SH | SOLE | 0 | 70 | 0 | 0 | |
ISHARES CORE MSCI EAFE ETF | ETF | 46432F842 | 2,176 | 33,958 | SH | SOLE | 0 | 33,958 | 0 | 0 | |
ABBVIE INC COM | Stock | 00287Y109 | 8 | 80 | SH | SOLE | 0 | 80 | 0 | 0 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 322 | 6,221 | SH | SOLE | 0 | 6,221 | 0 | 0 | |
TRUSTCO BK CORP N Y COM | Stock | 898349105 | 8 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
MOLECULIN BIOTECH INC COM | Stock | 60855D101 | 4 | 2,659 | SH | SOLE | 0 | 2,659 | 0 | 0 | |
CISCO SYS INC | Stock | 17275R102 | 14 | 297 | SH | SOLE | 0 | 297 | 0 | 0 | |
VANECK VECTORS JUNIOR GOLD MINERS ETF | ETF | 92189F791 | 358 | 13,076 | SH | SOLE | 0 | 13,076 | 0 | 0 | |
ENERGY SELECT SECTOR SPDR | ETF | 81369Y506 | 32 | 426 | SH | SOLE | 0 | 426 | 0 | 0 | |
ISHARES NASDAQ BIOTECHNOLOGY | ETF | 464287556 | 10,709 | 87,822 | SH | SOLE | 0 | 87,821 | 0 | 0 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 17 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
ISHARES S&P 500 INDEX | ETF | 464287200 | 34,053 | 116,330 | SH | SOLE | 0 | 116,329 | 0 | 0 | |
ONEOK INC NEW COM | Stock | 682680103 | 113 | 1,660 | SH | SOLE | 0 | 1,660 | 0 | 0 | |
UNION PAC CORP COM | Stock | 907818108 | 37 | 229 | SH | SOLE | 0 | 229 | 0 | 0 | |
ISHARES MBS BOND ETF | ETF | 464288588 | 155 | 1,504 | SH | SOLE | 0 | 1,504 | 0 | 0 | |
REPUBLIC SERVICES INC | Stock | 760759100 | 31 | 421 | SH | SOLE | 0 | 421 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC COM | Stock | 883556102 | 29 | 117 | SH | SOLE | 0 | 117 | 0 | 0 | |
LOCKHEED MARTIN CORP | Stock | 539830109 | 10 | 28 | SH | SOLE | 0 | 28 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 48 | 428 | SH | SOLE | 0 | 428 | 0 | 0 | |
ORACLE CORPORATION | Stock | 68389X105 | 15 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
TEXAS INSTRS INC COM | Stock | 882508104 | 36 | 340 | SH | SOLE | 0 | 340 | 0 | 0 | |
PFIZER INC COM | Stock | 717081103 | 76 | 1,722 | SH | SOLE | 0 | 1,722 | 0 | 0 | |
MARKET VECTORS ETF TRUST AGRIBUSINESS | ETF | 92189F700 | 33 | 499 | SH | SOLE | 0 | 499 | 0 | 0 | |
APPLIED MATLS INC COM | Stock | 038222105 | 44 | 1,131 | SH | SOLE | 0 | 1,130 | 0 | 0 | |
SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF | ETF | 78464A730 | 741 | 17,114 | SH | SOLE | 0 | 17,114 | 0 | 0 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 248 | 2,354 | SH | SOLE | 0 | 2,354 | 0 | 0 | |
CITIZENS FINL GROUP INC COM | Stock | 174610105 | 18 | 474 | SH | SOLE | 0 | 474 | 0 | 0 | |
CARA THERAPEUTICS INC COM | Stock | 140755109 | 48 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
LAM RESEARCH CORP COM | Stock | 512807108 | 10 | 65 | SH | SOLE | 0 | 65 | 0 | 0 | |
CITIGROUP INC | Stock | 172967424 | 17 | 232 | SH | SOLE | 0 | 232 | 0 | 0 | |
AMERICAN WTR WKS CO INC NEW COM | Stock | 030420103 | 23 | 267 | SH | SOLE | 0 | 267 | 0 | 0 | |
LOWES COS INC COM | Stock | 548661107 | 18 | 160 | SH | SOLE | 0 | 160 | 0 | 0 | |
TORONTO DOMINION BK ONT COM NEW | Stock | 891160509 | 15 | 246 | SH | SOLE | 0 | 246 | 0 | 0 | |
BLACKROCK INC COM | Stock | 09247X101 | 7 | 15 | SH | SOLE | 0 | 15 | 0 | 0 | |
ISHARES CORE S&P MID CAP ETF | ETF | 464287507 | 10,574 | 52,529 | SH | SOLE | 0 | 52,528 | 0 | 0 | |
APPLE INC | Stock | 037833100 | 69 | 307 | SH | SOLE | 0 | 307 | 0 | 0 | |
WESTERN ASST MNGD MUN FD INC COM | CEF | 95766M105 | 30 | 2,518 | SH | SOLE | 0 | 2,518 | 0 | 0 | |
DISNEY WALT CO COM DISNEY | Stock | 254687106 | 16 | 140 | SH | SOLE | 0 | 140 | 0 | 0 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 288 | 2,271 | SH | SOLE | 0 | 2,271 | 0 | 0 |