The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 32,416 | 44,000,000 | PRN | SOLE | 44,000,000 | 0 | 0 | |||
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 13,334 | 18,500,000 | PRN | SOLE | 18,500,000 | 0 | 0 | |||
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 15,266 | 15,820,000 | PRN | SOLE | 15,820,000 | 0 | 0 | |||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 7,530 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | |||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 48,735 | 56,065,000 | PRN | SOLE | 56,065,000 | 0 | 0 | |||
ALTERYX INC | NOTE 1.000% 8/0 | 02156BAF0 | 3,130 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | |||
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 51,983 | 54,149,000 | PRN | SOLE | 54,149,000 | 0 | 0 | |||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 19,959 | 24,679,000 | PRN | SOLE | 24,679,000 | 0 | 0 | |||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 53,903 | 62,500,000 | PRN | SOLE | 62,500,000 | 0 | 0 | |||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 21,155 | 25,177,000 | PRN | SOLE | 25,177,000 | 0 | 0 | |||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 34,329 | 20,500,000 | PRN | SOLE | 20,500,000 | 0 | 0 | |||
CHART INDS INC | NOTE 1.000%11/1 | 16115QAE0 | 88,495 | 30,367,000 | PRN | SOLE | 30,367,000 | 0 | 0 | |||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 3,044 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | |||
CUTERA INC | NOTE 2.250% 3/1 | 232109AB4 | 13,179 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | |||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 20,066 | 21,752,000 | PRN | SOLE | 21,752,000 | 0 | 0 | |||
EQT CORP | NOTE 1.750% 5/0 | 26884LAK5 | 13,917 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | |||
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 2,309 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | |||
FARFETCH LTD | NOTE 3.750% 5/0 | 30744WAD9 | 549 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | |||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 28,411 | 33,181,000 | PRN | SOLE | 33,181,000 | 0 | 0 | |||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 61,714 | 65,606,000 | PRN | SOLE | 65,606,000 | 0 | 0 | |||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 19,582 | 22,476,000 | PRN | SOLE | 22,476,000 | 0 | 0 | |||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 24,727 | 24,150,000 | PRN | SOLE | 24,150,000 | 0 | 0 | |||
HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | 19,852 | 20,759,000 | PRN | SOLE | 20,759,000 | 0 | 0 | |||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 50,018 | 28,053,000 | PRN | SOLE | 28,053,000 | 0 | 0 | |||
I3 VERTICALS LLC | NOTE 1.000% 2/1 | 44933TAB2 | 14,834 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | |||
INFINERA CORP | NOTE 3.750% 8/0 | 45667GAG8 | 3,275 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | |||
INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | 66,021 | 30,836,000 | PRN | SOLE | 30,836,000 | 0 | 0 | |||
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 4,120 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | |||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 19,000 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | |||
LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | 39,678 | 43,000,000 | PRN | SOLE | 43,000,000 | 0 | 0 | |||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 10,663 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | |||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 8,922 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | |||
NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 63845RAB3 | 19,757 | 20,500,000 | PRN | SOLE | 20,500,000 | 0 | 0 | |||
NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 18,574 | 19,500,000 | PRN | SOLE | 19,500,000 | 0 | 0 | |||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 61,522 | 71,346,000 | PRN | SOLE | 71,346,000 | 0 | 0 | |||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 32,763 | 35,330,000 | PRN | SOLE | 35,330,000 | 0 | 0 | |||
OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | 29,458 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | |||
ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | 21,570 | 11,954,000 | PRN | SOLE | 11,954,000 | 0 | 0 | |||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 28,808 | 29,173,000 | PRN | SOLE | 29,173,000 | 0 | 0 | |||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 24,997 | 27,446,000 | PRN | SOLE | 27,446,000 | 0 | 0 | |||
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 10,601 | 8,321,000 | PRN | SOLE | 8,321,000 | 0 | 0 | |||
PTC THERAPEUTICS INC | NOTE 1.500% 9/1 | 69366JAD3 | 2,394 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | 9,154 | 10,427,000 | PRN | SOLE | 10,427,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 6,146 | 6,950,000 | PRN | SOLE | 6,950,000 | 0 | 0 | |||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 9,878 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | |||
ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 780153BQ4 | 59,292 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | |||
SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 803607AD2 | 55,107 | 49,000,000 | PRN | SOLE | 49,000,000 | 0 | 0 | |||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 28,985 | 34,000,000 | PRN | SOLE | 34,000,000 | 0 | 0 | |||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 12,986 | 16,076,000 | PRN | SOLE | 16,076,000 | 0 | 0 | |||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 11,062 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | |||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 25,892 | 22,800,000 | PRN | SOLE | 22,800,000 | 0 | 0 | |||
VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | 7,128 | 3,383,000 | PRN | SOLE | 3,383,000 | 0 | 0 | |||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 20,214 | 23,469,000 | PRN | SOLE | 23,469,000 | 0 | 0 | |||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 48,577 | 49,354,000 | PRN | SOLE | 49,354,000 | 0 | 0 | |||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 19,579 | 17,413,000 | PRN | SOLE | 17,413,000 | 0 | 0 | |||
WIX COM LTD | NOTE 8/1 | 92940WAD1 | 11,148 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 |