The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | BBG0192XPG92 | 21,422,683 | 25,537,000 | PRN | SOLE | 25,537,000 | 0 | 0 | ||
| 8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | BBG00NB7DLM6 | 5,628,251 | 6,185,000 | PRN | SOLE | 6,185,000 | 0 | 0 | ||
| ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | BBG00YY9XPT5 | 41,670,617 | 50,565,000 | PRN | SOLE | 50,565,000 | 0 | 0 | ||
| ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | BBG00PXGRTS9 | 53,794,073 | 57,999,000 | PRN | SOLE | 57,999,000 | 0 | 0 | ||
| ATI INC | NOTE 3.500% 6/1 | 01741RAK8 | BBG00VJGBN66 | 23,204,999 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
| BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | BBG00S002C17 | 9,264,876 | 12,165,000 | PRN | SOLE | 12,165,000 | 0 | 0 | ||
| BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | BBG012G19M79 | 7,192,760 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 | BBG00ZL7RVW0 | 27,848,438 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | ||
| BLOOMIN BRANDS INC | NOTE 5.000% 5/0 | 094235AB4 | BBG00TP7KMV8 | 9,175,000 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| CONFLUENT INC | NOTE 1/1 | 20717MAB9 | BBG013Z971C1 | 3,806,640 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| COUPA SOFTWARE INC | NOTE 0.375% 6/1 | 22266LAF3 | BBG00VDFGRD2 | 21,257,500 | 22,000,000 | PRN | SOLE | 22,000,000 | 0 | 0 | ||
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | BBG00PCCDKY8 | 13,974,790 | 14,407,000 | PRN | SOLE | 14,407,000 | 0 | 0 | ||
| DOCUSIGN INC | NOTE 1/1 | 256163AD8 | BBG00YVT8ML7 | 21,295,401 | 22,505,000 | PRN | SOLE | 22,505,000 | 0 | 0 | ||
| DROPBOX INC | NOTE 3/0 | 26210CAC8 | BBG00ZF28315 | 3,191,024 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
| ENVESTNET INC | COM | 29404K106 | BBG000Q4NZ54 | 10,145,023 | 164,425 | SH | SOLE | 164,425 | 0 | 0 | ||
| ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | BBG00WS5PL76 | 10,185,280 | 11,200,000 | PRN | SOLE | 11,200,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | BBG00R2MPXM5 | 2,536,317 | 2,789,000 | PRN | SOLE | 2,789,000 | 0 | 0 | ||
| FASTLY INC | NOTE 3/1 | 31188VAB6 | BBG00ZHQYVF4 | 20,183,698 | 27,650,000 | PRN | SOLE | 27,650,000 | 0 | 0 | ||
| FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | BBG00V0Y4LN0 | 18,937,900 | 20,500,000 | PRN | SOLE | 20,500,000 | 0 | 0 | ||
| FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | BBG00XS6Q9T4 | 6,229,008 | 7,666,000 | PRN | SOLE | 7,666,000 | 0 | 0 | ||
| HEALTH CATALYST INC | NOTE 2.500% 4/1 | 42225TAB3 | BBG00T40Y174 | 12,755,054 | 14,550,000 | PRN | SOLE | 14,550,000 | 0 | 0 | ||
| HESKA CORP | NOTE 3.750% 9/1 | 42805EAB4 | BBG00Q881S94 | 6,847,659 | 6,616,000 | PRN | SOLE | 6,616,000 | 0 | 0 | ||
| INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | BBG00LX0NNY3 | 13,180,728 | 13,185,000 | PRN | SOLE | 13,185,000 | 0 | 0 | ||
| INFINERA CORP | DEBT 3.750% 8/0 | 45667GAF0 | BBG01920C066 | 8,697,500 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 | BBG00PZ5Z2R2 | 46,393,749 | 30,836,000 | PRN | SOLE | 30,836,000 | 0 | 0 | ||
| INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | BBG00JVKDJG6 | 916,046 | 977,000 | PRN | SOLE | 977,000 | 0 | 0 | ||
| IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | BBG00R3L6254 | 38,610,613 | 42,313,000 | PRN | SOLE | 42,313,000 | 0 | 0 | ||
| KBR INC | NOTE 2.500%11/0 | 48242WAB2 | BBG00MJNRBJ6 | 91,263,976 | 43,150,000 | PRN | SOLE | 43,150,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | BBG00BFHDFR4 | 333,333 | 5,576 | SH | SOLE | 5,576 | 0 | 0 | ||
| LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | BBG00NGL3Y25 | 29,623,678 | 31,461,000 | PRN | SOLE | 31,461,000 | 0 | 0 | ||
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 | BBG00V6PY2P0 | 6,109,543 | 6,950,000 | PRN | SOLE | 6,950,000 | 0 | 0 | ||
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | BBG00R2G6425 | 6,485,888 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | BBG00TSW3BY0 | 18,726,605 | 21,250,000 | PRN | SOLE | 21,250,000 | 0 | 0 | ||
| MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | BBG00TZ53832 | 16,286,412 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| NEOGENOMICS INC | NOTE 1.250% 5/0 | 64049MAA8 | BBG00TL9VKF8 | 3,395,200 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | BBG00SZTDMX7 | 3,675,000 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | BBG00KXH8HM1 | 33,176,250 | 33,750,000 | PRN | SOLE | 33,750,000 | 0 | 0 | ||
| NUTANIX INC | NOTE 1/1 | 67059NAB4 | BBG00JRRW4N0 | 6,974,520 | 6,992,000 | PRN | SOLE | 6,992,000 | 0 | 0 | ||
| NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | BBG00S1J0PR0 | 5,283,600 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
| NUVASIVE INC | NOTE 1.000% 6/0 | 670704AL9 | BBG00V3MT9L5 | 26,439,102 | 26,910,000 | PRN | SOLE | 26,910,000 | 0 | 0 | ||
| OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | BBG00XK43LV2 | 38,485,167 | 43,889,000 | PRN | SOLE | 43,889,000 | 0 | 0 | ||
| ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | BBG00G6S5JD5 | 5,034,872 | 1,673,000 | PRN | SOLE | 1,673,000 | 0 | 0 | ||
| OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | BBG00N8DNHJ9 | 9,968,991 | 11,485,000 | PRN | SOLE | 11,485,000 | 0 | 0 | ||
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | BBG00RTV3HK7 | 59,591,590 | 68,730,000 | PRN | SOLE | 68,730,000 | 0 | 0 | ||
| PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | BBG00P1J6781 | 2,350,000 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | BBG00Y60MH97 | 24,858,500 | 29,950,000 | PRN | SOLE | 29,950,000 | 0 | 0 | ||
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | BBG00PC35Y95 | 7,361,140 | 8,977,000 | PRN | SOLE | 8,977,000 | 0 | 0 | ||
| RAPID7 INC | NOTE 2.250% 5/0 | 753422AD6 | BBG00TJXFGP4 | 24,585,765 | 25,484,000 | PRN | SOLE | 25,484,000 | 0 | 0 | ||
| RINGCENTRAL INC | NOTE 3/1 | 76680RAH0 | BBG00X8R33H1 | 1,971,875 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | BBG00S1KH2T8 | 13,083,140 | 15,125,000 | PRN | SOLE | 15,125,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | DEBT 1.250% 9/1 | 803607AC4 | BBG019M33H98 | 23,138,600 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | BBG00J5M4YD1 | 5,611,938 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | BBG00M0GRTS2 | 5,794,026 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
| SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | BBG00ZFDC5N7 | 5,279,320 | 6,498,000 | PRN | SOLE | 6,498,000 | 0 | 0 | ||
| SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | BBG00K9Y6NS4 | 46,257,098 | 46,902,000 | PRN | SOLE | 46,902,000 | 0 | 0 | ||
| THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | BBG00VDFKGQ7 | 3,706,506 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
| TRICIDA INC | NOTE 3.500% 5/1 | 89610FAB7 | BBG00TZ87YX2 | 198,750 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | BBG013JZ3JK7 | 44,079,750 | 58,500,000 | PRN | SOLE | 58,500,000 | 0 | 0 | ||
| VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | BBG00V94HBV6 | 10,479,924 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
| VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 922417AF7 | BBG00TTDQKF7 | 32,300,268 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | BBG00ZXN23R7 | 19,701,158 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
| WIX COM LTD | NOTE 8/1 | 92940WAD1 | BBG00WLM45F5 | 34,850,000 | 41,000,000 | PRN | SOLE | 41,000,000 | 0 | 0 | ||
| WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | BBG00PZ6YKY3 | 34,791,257 | 28,088,000 | PRN | SOLE | 28,088,000 | 0 | 0 | ||