X0201

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000062378 
Series ID Record:2
Series ID
S000062377 
Series ID Record:3
Series ID
S000062376 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2019-12-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
BlackRock Variable Series Funds II, Inc. 
b. Investment Company Act file number ( e.g., 811-)
811-23346 
c. CIK
0001738072 
d. LEI
549300CYYTFFNBNORE26 

Item B.2. Address and telephone number of Registrant.

a. Street 1
100 Bellevue Parkway 
Street 2
 
b. City
Wilmington 
c. State, if applicable
DELAWARE  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
19809 
f. Telephone number (including country code if foreign)
800-441-7762 
g. Public Website, if any
www.blackrock.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
BlackRock International Limited 
b. Street 1
1 Semple Street 
Street 2
 
c. City
Edinburgh 
d. State, if applicable
 
e. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
f. Zip code and zip code extension, or foreign postal code
EH3 8BL 
g. Telephone number (including country code if foreign)
44 131 472 7200 
h. Briefly describe the books and records kept at this location:
Records related to its functions as sub-advisor 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
BlackRock Advisors, LLC 
b. Street 1
100 Bellevue Parkway 
Street 2
 
c. City
Wilmington 
d. State, if applicable
DELAWARE  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
19809 
g. Telephone number (including country code if foreign)
302-797-2000 
h. Briefly describe the books and records kept at this location:
Records related to its functions as advisor and administrator 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
BNY Mellon Investment Servicing (US) Inc. 
b. Street 1
301 Bellevue Parkway 
Street 2
 
c. City
Wilmington 
d. State, if applicable
DELAWARE  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
19809 
g. Telephone number (including country code if foreign)
302-791-1700 
h. Briefly describe the books and records kept at this location:
Records related to its functions as transfer agent 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
BlackRock (Singapore) Limited 
b. Street 1
20 Anson Road 
Street 2
 
c. City
Singapore 
d. State, if applicable
 
e. Foreign country, if applicable
SINGAPORE  
f. Zip code and zip code extension, or foreign postal code
079912 
g. Telephone number (including country code if foreign)
65 6411 3000 
h. Briefly describe the books and records kept at this location:
Records related to its functions as sub-advisor 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, N.A. 
b. Street 1
383 Madison Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10179 
g. Telephone number (including country code if foreign)
212-648-0466 
h. Briefly describe the books and records kept at this location:
Records related to its functions as custodian, sub-administrator, and accounting agent 
Location books Record: 6
a. Name of person (e.g., a custodian of records)
BlackRock Investments, LLC 
b. Street 1
40 East 52nd Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10022 
g. Telephone number (including country code if foreign)
609-282-3046 
h. Briefly describe the books and records kept at this location:
Records related to its functions as distributor 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
BlackRock-advised Funds 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
3 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Cynthia L. Egan 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-21036 
File Number Record: 2
File Number Record:
811-08081 
File Number Record: 3
File Number Record:
811-02857 
File Number Record: 4
File Number Record:
811-05542 
File Number Record: 5
File Number Record:
811-07642 
File Number Record: 6
File Number Record:
811-05739 
File Number Record: 7
File Number Record:
811-08573 
File Number Record: 8
File Number Record:
811-10331 
File Number Record: 9
File Number Record:
811-10333 
File Number Record: 10
File Number Record:
811-08215 
File Number Record: 11
File Number Record:
811-05603 
File Number Record: 12
File Number Record:
811-04375 
File Number Record: 13
File Number Record:
811-07136 
File Number Record: 14
File Number Record:
811-07660 
File Number Record: 15
File Number Record:
811-21126 
File Number Record: 16
File Number Record:
811-06414 
File Number Record: 17
File Number Record:
811-21434 
File Number Record: 18
File Number Record:
811-06660 
File Number Record: 19
File Number Record:
811-21506 
File Number Record: 20
File Number Record:
811-06728 
File Number Record: 21
File Number Record:
811-21051 
File Number Record: 22
File Number Record:
811-21124 
File Number Record: 23
File Number Record:
811-08707 
File Number Record: 24
File Number Record:
811-07354 
File Number Record: 25
File Number Record:
811-09401 
File Number Record: 26
File Number Record:
811-21037 
File Number Record: 27
File Number Record:
811-21179 
File Number Record: 28
File Number Record:
811-21702 
File Number Record: 29
File Number Record:
811-10339 
File Number Record: 30
File Number Record:
811-21178 
File Number Record: 31
File Number Record:
811-21457 
File Number Record: 32
File Number Record:
811-21729 
File Number Record: 33
File Number Record:
811-21346 
File Number Record: 34
File Number Record:
811-23218 
File Number Record: 35
File Number Record:
811-21349 
File Number Record: 36
File Number Record:
811-21181 
File Number Record: 37
File Number Record:
811-23341 
File Number Record: 38
File Number Record:
811-22426 
File Number Record: 39
File Number Record:
811-22603 
File Number Record: 40
File Number Record:
811-09191 
File Number Record: 41
File Number Record:
811-23344 
File Number Record: 42
File Number Record:
811-21972 
File Number Record: 43
File Number Record:
811-22032 
File Number Record: 44
File Number Record:
811-22606 
File Number Record: 45
File Number Record:
811-02688 
File Number Record: 46
File Number Record:
811-10543 
File Number Record: 47
File Number Record:
811-04802 
File Number Record: 48
File Number Record:
811-22501 
File Number Record: 49
File Number Record:
811-21053 
File Number Record: 50
File Number Record:
811-23345 
File Number Record: 51
File Number Record:
811-21656 
File Number Record: 52
File Number Record:
811-22774 
File Number Record: 53
File Number Record:
811-21413 
File Number Record: 54
File Number Record:
811-04264 
File Number Record: 55
File Number Record:
811-05611 
File Number Record: 56
File Number Record:
811-23340 
File Number Record: 57
File Number Record:
811-06500 
File Number Record: 58
File Number Record:
811-06502 
File Number Record: 59
File Number Record:
811-06692 
File Number Record: 60
File Number Record:
811-07083 
File Number Record: 61
File Number Record:
811-07478 
File Number Record: 62
File Number Record:
811-07080 
File Number Record: 63
File Number Record:
811-08349 
File Number Record: 64
File Number Record:
811-08217 
File Number Record: 65
File Number Record:
811-08603 
File Number Record: 66
File Number Record:
811-08621 
File Number Record: 67
File Number Record:
811-10337 
File Number Record: 68
File Number Record:
811-21184 
File Number Record: 69
File Number Record:
811-21348 
File Number Record: 70
File Number Record:
811-21793 
File Number Record: 71
File Number Record:
811-21784 
File Number Record: 72
File Number Record:
811-22991 
File Number Record: 73
File Number Record:
811-21835 
File Number Record: 74
File Number Record:
811-23428 
File Number Record: 75
File Number Record:
811-07156 
File Number Record: 76
File Number Record:
811-23285 
File Number Record: 77
File Number Record:
811-21180 
File Number Record: 78
File Number Record:
811-23343 
File Number Record: 79
File Number Record:
811-23357 
File Number Record: 80
File Number Record:
811-06499 
File Number Record: 81
File Number Record:
811-23380 
File Number Record: 82
File Number Record:
811-06540 
File Number Record: 83
File Number Record:
811-06570 
File Number Record: 84
File Number Record:
811-21566 
File Number Record: 85
File Number Record:
811-21318 
File Number Record: 86
File Number Record:
811-23339 
Director Record: 2
a. Full Name
Karen P. Robards 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-07083 
File Number Record: 2
File Number Record:
811-21506 
File Number Record: 3
File Number Record:
811-21318 
File Number Record: 4
File Number Record:
811-23341 
File Number Record: 5
File Number Record:
811-22774 
File Number Record: 6
File Number Record:
811-04802 
File Number Record: 7
File Number Record:
811-06660 
File Number Record: 8
File Number Record:
811-07136 
File Number Record: 9
File Number Record:
811-08573 
File Number Record: 10
File Number Record:
811-07478 
File Number Record: 11
File Number Record:
811-10339 
File Number Record: 12
File Number Record:
811-21051 
File Number Record: 13
File Number Record:
811-23380 
File Number Record: 14
File Number Record:
811-08603 
File Number Record: 15
File Number Record:
811-10337 
File Number Record: 16
File Number Record:
811-21180 
File Number Record: 17
File Number Record:
811-22426 
File Number Record: 18
File Number Record:
811-05739 
File Number Record: 19
File Number Record:
811-04375 
File Number Record: 20
File Number Record:
811-08215 
File Number Record: 21
File Number Record:
811-06500 
File Number Record: 22
File Number Record:
811-07660 
File Number Record: 23
File Number Record:
811-08707 
File Number Record: 24
File Number Record:
811-10333 
File Number Record: 25
File Number Record:
811-21037 
File Number Record: 26
File Number Record:
811-21053 
File Number Record: 27
File Number Record:
811-10543 
File Number Record: 28
File Number Record:
811-06728 
File Number Record: 29
File Number Record:
811-21124 
File Number Record: 30
File Number Record:
811-07642 
File Number Record: 31
File Number Record:
811-21349 
File Number Record: 32
File Number Record:
811-10331 
File Number Record: 33
File Number Record:
811-21835 
File Number Record: 34
File Number Record:
811-21348 
File Number Record: 35
File Number Record:
811-21784 
File Number Record: 36
File Number Record:
811-22501 
File Number Record: 37
File Number Record:
811-23218 
File Number Record: 38
File Number Record:
811-21413 
File Number Record: 39
File Number Record:
811-21656 
File Number Record: 40
File Number Record:
811-23339 
File Number Record: 41
File Number Record:
811-23357 
File Number Record: 42
File Number Record:
811-06499 
File Number Record: 43
File Number Record:
811-06502 
File Number Record: 44
File Number Record:
811-08217 
File Number Record: 45
File Number Record:
811-21179 
File Number Record: 46
File Number Record:
811-22032 
File Number Record: 47
File Number Record:
811-22606 
File Number Record: 48
File Number Record:
811-23345 
File Number Record: 49
File Number Record:
811-23344 
File Number Record: 50
File Number Record:
811-06414 
File Number Record: 51
File Number Record:
811-07156 
File Number Record: 52
File Number Record:
811-05603 
File Number Record: 53
File Number Record:
811-21036 
File Number Record: 54
File Number Record:
811-23428 
File Number Record: 55
File Number Record:
811-09191 
File Number Record: 56
File Number Record:
811-08349 
File Number Record: 57
File Number Record:
811-21972 
File Number Record: 58
File Number Record:
811-22991 
File Number Record: 59
File Number Record:
811-09401 
File Number Record: 60
File Number Record:
811-21178 
File Number Record: 61
File Number Record:
811-21181 
File Number Record: 62
File Number Record:
811-06540 
File Number Record: 63
File Number Record:
811-08621 
File Number Record: 64
File Number Record:
811-21126 
File Number Record: 65
File Number Record:
811-21702 
File Number Record: 66
File Number Record:
811-21566 
File Number Record: 67
File Number Record:
811-23343 
File Number Record: 68
File Number Record:
811-02857 
File Number Record: 69
File Number Record:
811-02688 
File Number Record: 70
File Number Record:
811-04264 
File Number Record: 71
File Number Record:
811-05611 
File Number Record: 72
File Number Record:
811-06570 
File Number Record: 73
File Number Record:
811-07080 
File Number Record: 74
File Number Record:
811-05542 
File Number Record: 75
File Number Record:
811-07354 
File Number Record: 76
File Number Record:
811-06692 
File Number Record: 77
File Number Record:
811-21434 
File Number Record: 78
File Number Record:
811-21184 
File Number Record: 79
File Number Record:
811-08081 
File Number Record: 80
File Number Record:
811-21346 
File Number Record: 81
File Number Record:
811-21457 
File Number Record: 82
File Number Record:
811-21729 
File Number Record: 83
File Number Record:
811-21793 
File Number Record: 84
File Number Record:
811-22603 
File Number Record: 85
File Number Record:
811-23285 
File Number Record: 86
File Number Record:
811-23340 
Director Record: 3
a. Full Name
John M. Perlowski 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-03189 
File Number Record: 2
File Number Record:
811-06660 
File Number Record: 3
File Number Record:
811-08162 
File Number Record: 4
File Number Record:
811-08217 
File Number Record: 5
File Number Record:
811-09401 
File Number Record: 6
File Number Record:
811-07136 
File Number Record: 7
File Number Record:
811-21835 
File Number Record: 8
File Number Record:
811-23357 
File Number Record: 9
File Number Record:
811-02556 
File Number Record: 10
File Number Record:
811-23343 
File Number Record: 11
File Number Record:
811-06211 
File Number Record: 12
File Number Record:
811-06499 
File Number Record: 13
File Number Record:
811-05742 
File Number Record: 14
File Number Record:
811-04375 
File Number Record: 15
File Number Record:
811-06570 
File Number Record: 16
File Number Record:
811-07478 
File Number Record: 17
File Number Record:
811-09651 
File Number Record: 18
File Number Record:
811-07083 
File Number Record: 19
File Number Record:
811-22426 
File Number Record: 20
File Number Record:
811-10095 
File Number Record: 21
File Number Record:
811-10333 
File Number Record: 22
File Number Record:
811-04802 
File Number Record: 23
File Number Record:
811-07080 
File Number Record: 24
File Number Record:
811-05576 
File Number Record: 25
File Number Record:
811-07177 
File Number Record: 26
File Number Record:
811-07885 
File Number Record: 27
File Number Record:
811-08621 
File Number Record: 28
File Number Record:
811-10543 
File Number Record: 29
File Number Record:
811-02354 
File Number Record: 30
File Number Record:
811-21051 
File Number Record: 31
File Number Record:
811-21126 
File Number Record: 32
File Number Record:
811-21179 
File Number Record: 33
File Number Record:
811-02688 
File Number Record: 34
File Number Record:
811-02809 
File Number Record: 35
File Number Record:
811-21759 
File Number Record: 36
File Number Record:
811-21793 
File Number Record: 37
File Number Record:
811-04612 
File Number Record: 38
File Number Record:
811-02857 
File Number Record: 39
File Number Record:
811-02739 
File Number Record: 40
File Number Record:
811-05739 
File Number Record: 41
File Number Record:
811-04282 
File Number Record: 42
File Number Record:
811-03290 
File Number Record: 43
File Number Record:
811-21413 
File Number Record: 44
File Number Record:
811-22501 
File Number Record: 45
File Number Record:
811-22991 
File Number Record: 46
File Number Record:
811-23345 
File Number Record: 47
File Number Record:
811-23344 
File Number Record: 48
File Number Record:
811-05542 
File Number Record: 49
File Number Record:
811-06349 
File Number Record: 50
File Number Record:
811-07642 
File Number Record: 51
File Number Record:
811-07332 
File Number Record: 52
File Number Record:
811-05603 
File Number Record: 53
File Number Record:
811-09191 
File Number Record: 54
File Number Record:
811-21036 
File Number Record: 55
File Number Record:
811-06414 
File Number Record: 56
File Number Record:
811-07899 
File Number Record: 57
File Number Record:
811-07660 
File Number Record: 58
File Number Record:
811-21346 
File Number Record: 59
File Number Record:
811-22603 
File Number Record: 60
File Number Record:
811-03091 
File Number Record: 61
File Number Record:
811-22061 
File Number Record: 62
File Number Record:
811-08349 
File Number Record: 63
File Number Record:
811-23402 
File Number Record: 64
File Number Record:
811-05611 
File Number Record: 65
File Number Record:
811-08573 
File Number Record: 66
File Number Record:
811-05723 
File Number Record: 67
File Number Record:
811-09735 
File Number Record: 68
File Number Record:
811-06500 
File Number Record: 69
File Number Record:
811-06669 
File Number Record: 70
File Number Record:
811-10337 
File Number Record: 71
File Number Record:
811-08215 
File Number Record: 72
File Number Record:
811-07156 
File Number Record: 73
File Number Record:
811-21181 
File Number Record: 74
File Number Record:
811-21434 
File Number Record: 75
File Number Record:
811-21506 
File Number Record: 76
File Number Record:
811-21457 
File Number Record: 77
File Number Record:
811-07171 
File Number Record: 78
File Number Record:
811-21972 
File Number Record: 79
File Number Record:
811-23218 
File Number Record: 80
File Number Record:
811-23341 
File Number Record: 81
File Number Record:
811-21037 
File Number Record: 82
File Number Record:
811-21180 
File Number Record: 83
File Number Record:
811-23340 
File Number Record: 84
File Number Record:
811-21184 
File Number Record: 85
File Number Record:
811-23380 
File Number Record: 86
File Number Record:
811-21656 
File Number Record: 87
File Number Record:
811-21784 
File Number Record: 88
File Number Record:
811-21763 
File Number Record: 89
File Number Record:
811-22606 
File Number Record: 90
File Number Record:
811-22774 
File Number Record: 91
File Number Record:
811-23339 
File Number Record: 92
File Number Record:
811-02405 
File Number Record: 93
File Number Record:
811-03310 
File Number Record: 94
File Number Record:
811-02661 
File Number Record: 95
File Number Record:
811-06540 
File Number Record: 96
File Number Record:
811-04264 
File Number Record: 97
File Number Record:
811-06692 
File Number Record: 98
File Number Record:
811-05149 
File Number Record: 99
File Number Record:
811-08603 
File Number Record: 100
File Number Record:
811-08707 
File Number Record: 101
File Number Record:
811-05178 
File Number Record: 102
File Number Record:
811-21348 
File Number Record: 103
File Number Record:
811-21349 
File Number Record: 104
File Number Record:
811-23428 
File Number Record: 105
File Number Record:
811-21318 
File Number Record: 106
File Number Record:
811-21124 
File Number Record: 107
File Number Record:
811-06728 
File Number Record: 108
File Number Record:
811-06502 
File Number Record: 109
File Number Record:
811-08081 
File Number Record: 110
File Number Record:
811-09637 
File Number Record: 111
File Number Record:
811-08797 
File Number Record: 112
File Number Record:
811-07354 
File Number Record: 113
File Number Record:
811-10331 
File Number Record: 114
File Number Record:
811-09739 
File Number Record: 115
File Number Record:
811-21178 
File Number Record: 116
File Number Record:
811-10631 
File Number Record: 117
File Number Record:
811-10339 
File Number Record: 118
File Number Record:
811-21053 
File Number Record: 119
File Number Record:
811-21729 
File Number Record: 120
File Number Record:
811-21702 
File Number Record: 121
File Number Record:
811-21566 
File Number Record: 122
File Number Record:
811-22032 
File Number Record: 123
File Number Record:
811-23285 
Director Record: 4
a. Full Name
Michael J. Castellano 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-06692 
File Number Record: 2
File Number Record:
811-21037 
File Number Record: 3
File Number Record:
811-04264 
File Number Record: 4
File Number Record:
811-05739 
File Number Record: 5
File Number Record:
811-07642 
File Number Record: 6
File Number Record:
811-06500 
File Number Record: 7
File Number Record:
811-21036 
File Number Record: 8
File Number Record:
811-21051 
File Number Record: 9
File Number Record:
811-21972 
File Number Record: 10
File Number Record:
811-06499 
File Number Record: 11
File Number Record:
811-23340 
File Number Record: 12
File Number Record:
811-21349 
File Number Record: 13
File Number Record:
811-21793 
File Number Record: 14
File Number Record:
811-04375 
File Number Record: 15
File Number Record:
811-06540 
File Number Record: 16
File Number Record:
811-08573 
File Number Record: 17
File Number Record:
811-08621 
File Number Record: 18
File Number Record:
811-07660 
File Number Record: 19
File Number Record:
811-09401 
File Number Record: 20
File Number Record:
811-10333 
File Number Record: 21
File Number Record:
811-21566 
File Number Record: 22
File Number Record:
811-21124 
File Number Record: 23
File Number Record:
811-22501 
File Number Record: 24
File Number Record:
811-21348 
File Number Record: 25
File Number Record:
811-21346 
File Number Record: 26
File Number Record:
811-23344 
File Number Record: 27
File Number Record:
811-21457 
File Number Record: 28
File Number Record:
811-21702 
File Number Record: 29
File Number Record:
811-22426 
File Number Record: 30
File Number Record:
811-21835 
File Number Record: 31
File Number Record:
811-23218 
File Number Record: 32
File Number Record:
811-23380 
File Number Record: 33
File Number Record:
811-02688 
File Number Record: 34
File Number Record:
811-07083 
File Number Record: 35
File Number Record:
811-23357 
File Number Record: 36
File Number Record:
811-05603 
File Number Record: 37
File Number Record:
811-07156 
File Number Record: 38
File Number Record:
811-21053 
File Number Record: 39
File Number Record:
811-21126 
File Number Record: 40
File Number Record:
811-10337 
File Number Record: 41
File Number Record:
811-21180 
File Number Record: 42
File Number Record:
811-23343 
File Number Record: 43
File Number Record:
811-21318 
File Number Record: 44
File Number Record:
811-23428 
File Number Record: 45
File Number Record:
811-07478 
File Number Record: 46
File Number Record:
811-06570 
File Number Record: 47
File Number Record:
811-06728 
File Number Record: 48
File Number Record:
811-10331 
File Number Record: 49
File Number Record:
811-06414 
File Number Record: 50
File Number Record:
811-07354 
File Number Record: 51
File Number Record:
811-09191 
File Number Record: 52
File Number Record:
811-21181 
File Number Record: 53
File Number Record:
811-08217 
File Number Record: 54
File Number Record:
811-10543 
File Number Record: 55
File Number Record:
811-21784 
File Number Record: 56
File Number Record:
811-21656 
File Number Record: 57
File Number Record:
811-21506 
File Number Record: 58
File Number Record:
811-21729 
File Number Record: 59
File Number Record:
811-22774 
File Number Record: 60
File Number Record:
811-22606 
File Number Record: 61
File Number Record:
811-23339 
File Number Record: 62
File Number Record:
811-06502 
File Number Record: 63
File Number Record:
811-07080 
File Number Record: 64
File Number Record:
811-08081 
File Number Record: 65
File Number Record:
811-08603 
File Number Record: 66
File Number Record:
811-05542 
File Number Record: 67
File Number Record:
811-23345 
File Number Record: 68
File Number Record:
811-02857 
File Number Record: 69
File Number Record:
811-04802 
File Number Record: 70
File Number Record:
811-06660 
File Number Record: 71
File Number Record:
811-05611 
File Number Record: 72
File Number Record:
811-08215 
File Number Record: 73
File Number Record:
811-08349 
File Number Record: 74
File Number Record:
811-08707 
File Number Record: 75
File Number Record:
811-07136 
File Number Record: 76
File Number Record:
811-10339 
File Number Record: 77
File Number Record:
811-21184 
File Number Record: 78
File Number Record:
811-21413 
File Number Record: 79
File Number Record:
811-21179 
File Number Record: 80
File Number Record:
811-21434 
File Number Record: 81
File Number Record:
811-22991 
File Number Record: 82
File Number Record:
811-22032 
File Number Record: 83
File Number Record:
811-21178 
File Number Record: 84
File Number Record:
811-22603 
File Number Record: 85
File Number Record:
811-23341 
File Number Record: 86
File Number Record:
811-23285 
Director Record: 5
a. Full Name
R. Glenn Hubbard 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-07080 
File Number Record: 2
File Number Record:
811-08215 
File Number Record: 3
File Number Record:
811-22606 
File Number Record: 4
File Number Record:
811-06728 
File Number Record: 5
File Number Record:
811-21346 
File Number Record: 6
File Number Record:
811-08707 
File Number Record: 7
File Number Record:
811-08081 
File Number Record: 8
File Number Record:
811-23357 
File Number Record: 9
File Number Record:
811-23343 
File Number Record: 10
File Number Record:
811-05739 
File Number Record: 11
File Number Record:
811-08349 
File Number Record: 12
File Number Record:
811-21457 
File Number Record: 13
File Number Record:
811-21506 
File Number Record: 14
File Number Record:
811-05603 
File Number Record: 15
File Number Record:
811-04375 
File Number Record: 16
File Number Record:
811-06414 
File Number Record: 17
File Number Record:
811-07354 
File Number Record: 18
File Number Record:
811-07478 
File Number Record: 19
File Number Record:
811-10331 
File Number Record: 20
File Number Record:
811-08621 
File Number Record: 21
File Number Record:
811-10339 
File Number Record: 22
File Number Record:
811-04264 
File Number Record: 23
File Number Record:
811-21348 
File Number Record: 24
File Number Record:
811-08217 
File Number Record: 25
File Number Record:
811-21413 
File Number Record: 26
File Number Record:
811-06499 
File Number Record: 27
File Number Record:
811-21318 
File Number Record: 28
File Number Record:
811-21036 
File Number Record: 29
File Number Record:
811-21181 
File Number Record: 30
File Number Record:
811-10333 
File Number Record: 31
File Number Record:
811-08573 
File Number Record: 32
File Number Record:
811-06500 
File Number Record: 33
File Number Record:
811-21793 
File Number Record: 34
File Number Record:
811-06660 
File Number Record: 35
File Number Record:
811-21434 
File Number Record: 36
File Number Record:
811-23345 
File Number Record: 37
File Number Record:
811-23428 
File Number Record: 38
File Number Record:
811-22032 
File Number Record: 39
File Number Record:
811-23218 
File Number Record: 40
File Number Record:
811-21972 
File Number Record: 41
File Number Record:
811-21656 
File Number Record: 42
File Number Record:
811-21126 
File Number Record: 43
File Number Record:
811-21784 
File Number Record: 44
File Number Record:
811-21124 
File Number Record: 45
File Number Record:
811-07660 
File Number Record: 46
File Number Record:
811-21835 
File Number Record: 47
File Number Record:
811-22991 
File Number Record: 48
File Number Record:
811-23339 
File Number Record: 49
File Number Record:
811-05611 
File Number Record: 50
File Number Record:
811-06502 
File Number Record: 51
File Number Record:
811-06692 
File Number Record: 52
File Number Record:
811-06570 
File Number Record: 53
File Number Record:
811-02688 
File Number Record: 54
File Number Record:
811-21037 
File Number Record: 55
File Number Record:
811-23285 
File Number Record: 56
File Number Record:
811-21566 
File Number Record: 57
File Number Record:
811-04802 
File Number Record: 58
File Number Record:
811-06540 
File Number Record: 59
File Number Record:
811-07083 
File Number Record: 60
File Number Record:
811-09401 
File Number Record: 61
File Number Record:
811-10337 
File Number Record: 62
File Number Record:
811-07136 
File Number Record: 63
File Number Record:
811-21184 
File Number Record: 64
File Number Record:
811-21702 
File Number Record: 65
File Number Record:
811-22774 
File Number Record: 66
File Number Record:
811-09191 
File Number Record: 67
File Number Record:
811-07642 
File Number Record: 68
File Number Record:
811-07156 
File Number Record: 69
File Number Record:
811-08603 
File Number Record: 70
File Number Record:
811-21180 
File Number Record: 71
File Number Record:
811-21178 
File Number Record: 72
File Number Record:
811-22501 
File Number Record: 73
File Number Record:
811-05542 
File Number Record: 74
File Number Record:
811-23341 
File Number Record: 75
File Number Record:
811-10543 
File Number Record: 76
File Number Record:
811-02857 
File Number Record: 77
File Number Record:
811-21729 
File Number Record: 78
File Number Record:
811-21179 
File Number Record: 79
File Number Record:
811-23380 
File Number Record: 80
File Number Record:
811-22426 
File Number Record: 81
File Number Record:
811-23344 
File Number Record: 82
File Number Record:
811-22603 
File Number Record: 83
File Number Record:
811-21349 
File Number Record: 84
File Number Record:
811-21051 
File Number Record: 85
File Number Record:
811-23340 
File Number Record: 86
File Number Record:
811-21053 
Director Record: 6
a. Full Name
Frank J. Fabozzi 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-06728 
File Number Record: 2
File Number Record:
811-08081 
File Number Record: 3
File Number Record:
811-21126 
File Number Record: 4
File Number Record:
811-21656 
File Number Record: 5
File Number Record:
811-22774 
File Number Record: 6
File Number Record:
811-06414 
File Number Record: 7
File Number Record:
811-07354 
File Number Record: 8
File Number Record:
811-23428 
File Number Record: 9
File Number Record:
811-05739 
File Number Record: 10
File Number Record:
811-06660 
File Number Record: 11
File Number Record:
811-08573 
File Number Record: 12
File Number Record:
811-10331 
File Number Record: 13
File Number Record:
811-10543 
File Number Record: 14
File Number Record:
811-22501 
File Number Record: 15
File Number Record:
811-02688 
File Number Record: 16
File Number Record:
811-07642 
File Number Record: 17
File Number Record:
811-08349 
File Number Record: 18
File Number Record:
811-06570 
File Number Record: 19
File Number Record:
811-21179 
File Number Record: 20
File Number Record:
811-21178 
File Number Record: 21
File Number Record:
811-21051 
File Number Record: 22
File Number Record:
811-09191 
File Number Record: 23
File Number Record:
811-21348 
File Number Record: 24
File Number Record:
811-21037 
File Number Record: 25
File Number Record:
811-21346 
File Number Record: 26
File Number Record:
811-21124 
File Number Record: 27
File Number Record:
811-07083 
File Number Record: 28
File Number Record:
811-21413 
File Number Record: 29
File Number Record:
811-21434 
File Number Record: 30
File Number Record:
811-08215 
File Number Record: 31
File Number Record:
811-22603 
File Number Record: 32
File Number Record:
811-23339 
File Number Record: 33
File Number Record:
811-23218 
File Number Record: 34
File Number Record:
811-21702 
File Number Record: 35
File Number Record:
811-22991 
File Number Record: 36
File Number Record:
811-23380 
File Number Record: 37
File Number Record:
811-23285 
File Number Record: 38
File Number Record:
811-04802 
File Number Record: 39
File Number Record:
811-05542 
File Number Record: 40
File Number Record:
811-06500 
File Number Record: 41
File Number Record:
811-07156 
File Number Record: 42
File Number Record:
811-08621 
File Number Record: 43
File Number Record:
811-10339 
File Number Record: 44
File Number Record:
811-09401 
File Number Record: 45
File Number Record:
811-21053 
File Number Record: 46
File Number Record:
811-21184 
File Number Record: 47
File Number Record:
811-21972 
File Number Record: 48
File Number Record:
811-23357 
File Number Record: 49
File Number Record:
811-21318 
File Number Record: 50
File Number Record:
811-22032 
File Number Record: 51
File Number Record:
811-23341 
File Number Record: 52
File Number Record:
811-10337 
File Number Record: 53
File Number Record:
811-21457 
File Number Record: 54
File Number Record:
811-23340 
File Number Record: 55
File Number Record:
811-23344 
File Number Record: 56
File Number Record:
811-21835 
File Number Record: 57
File Number Record:
811-23345 
File Number Record: 58
File Number Record:
811-23343 
File Number Record: 59
File Number Record:
811-02857 
File Number Record: 60
File Number Record:
811-04264 
File Number Record: 61
File Number Record:
811-04375 
File Number Record: 62
File Number Record:
811-06502 
File Number Record: 63
File Number Record:
811-06499 
File Number Record: 64
File Number Record:
811-06540 
File Number Record: 65
File Number Record:
811-06692 
File Number Record: 66
File Number Record:
811-05611 
File Number Record: 67
File Number Record:
811-07136 
File Number Record: 68
File Number Record:
811-07478 
File Number Record: 69
File Number Record:
811-08603 
File Number Record: 70
File Number Record:
811-08217 
File Number Record: 71
File Number Record:
811-07660 
File Number Record: 72
File Number Record:
811-08707 
File Number Record: 73
File Number Record:
811-21180 
File Number Record: 74
File Number Record:
811-21181 
File Number Record: 75
File Number Record:
811-21349 
File Number Record: 76
File Number Record:
811-21729 
File Number Record: 77
File Number Record:
811-21784 
File Number Record: 78
File Number Record:
811-21793 
File Number Record: 79
File Number Record:
811-22426 
File Number Record: 80
File Number Record:
811-22606 
File Number Record: 81
File Number Record:
811-07080 
File Number Record: 82
File Number Record:
811-05603 
File Number Record: 83
File Number Record:
811-10333 
File Number Record: 84
File Number Record:
811-21036 
File Number Record: 85
File Number Record:
811-21566 
File Number Record: 86
File Number Record:
811-21506 
Director Record: 7
a. Full Name
Henry Gabbay 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-21566 
File Number Record: 2
File Number Record:
811-23339 
File Number Record: 3
File Number Record:
811-08217 
File Number Record: 4
File Number Record:
811-22991 
File Number Record: 5
File Number Record:
811-08707 
File Number Record: 6
File Number Record:
811-10543 
File Number Record: 7
File Number Record:
811-07354 
File Number Record: 8
File Number Record:
811-07642 
File Number Record: 9
File Number Record:
811-21318 
File Number Record: 10
File Number Record:
811-22501 
File Number Record: 11
File Number Record:
811-21784 
File Number Record: 12
File Number Record:
811-23340 
File Number Record: 13
File Number Record:
811-02857 
File Number Record: 14
File Number Record:
811-04375 
File Number Record: 15
File Number Record:
811-06499 
File Number Record: 16
File Number Record:
811-06502 
File Number Record: 17
File Number Record:
811-05739 
File Number Record: 18
File Number Record:
811-05542 
File Number Record: 19
File Number Record:
811-07080 
File Number Record: 20
File Number Record:
811-06660 
File Number Record: 21
File Number Record:
811-21037 
File Number Record: 22
File Number Record:
811-10339 
File Number Record: 23
File Number Record:
811-07660 
File Number Record: 24
File Number Record:
811-08603 
File Number Record: 25
File Number Record:
811-08621 
File Number Record: 26
File Number Record:
811-05603 
File Number Record: 27
File Number Record:
811-06570 
File Number Record: 28
File Number Record:
811-09401 
File Number Record: 29
File Number Record:
811-06692 
File Number Record: 30
File Number Record:
811-02688 
File Number Record: 31
File Number Record:
811-04802 
File Number Record: 32
File Number Record:
811-21729 
File Number Record: 33
File Number Record:
811-21346 
File Number Record: 34
File Number Record:
811-04264 
File Number Record: 35
File Number Record:
811-23218 
File Number Record: 36
File Number Record:
811-09191 
File Number Record: 37
File Number Record:
811-23345 
File Number Record: 38
File Number Record:
811-07083 
File Number Record: 39
File Number Record:
811-10333 
File Number Record: 40
File Number Record:
811-08081 
File Number Record: 41
File Number Record:
811-23357 
File Number Record: 42
File Number Record:
811-08573 
File Number Record: 43
File Number Record:
811-21053 
File Number Record: 44
File Number Record:
811-07156 
File Number Record: 45
File Number Record:
811-21349 
File Number Record: 46
File Number Record:
811-07478 
File Number Record: 47
File Number Record:
811-21413 
File Number Record: 48
File Number Record:
811-21656 
File Number Record: 49
File Number Record:
811-22774 
File Number Record: 50
File Number Record:
811-10331 
File Number Record: 51
File Number Record:
811-07136 
File Number Record: 52
File Number Record:
811-21457 
File Number Record: 53
File Number Record:
811-22032 
File Number Record: 54
File Number Record:
811-23344 
File Number Record: 55
File Number Record:
811-23428 
File Number Record: 56
File Number Record:
811-23380 
File Number Record: 57
File Number Record:
811-05611 
File Number Record: 58
File Number Record:
811-06500 
File Number Record: 59
File Number Record:
811-06540 
File Number Record: 60
File Number Record:
811-06728 
File Number Record: 61
File Number Record:
811-06414 
File Number Record: 62
File Number Record:
811-08215 
File Number Record: 63
File Number Record:
811-21051 
File Number Record: 64
File Number Record:
811-21179 
File Number Record: 65
File Number Record:
811-10337 
File Number Record: 66
File Number Record:
811-08349 
File Number Record: 67
File Number Record:
811-21036 
File Number Record: 68
File Number Record:
811-21434 
File Number Record: 69
File Number Record:
811-21180 
File Number Record: 70
File Number Record:
811-21184 
File Number Record: 71
File Number Record:
811-21126 
File Number Record: 72
File Number Record:
811-21178 
File Number Record: 73
File Number Record:
811-21181 
File Number Record: 74
File Number Record:
811-21506 
File Number Record: 75
File Number Record:
811-21702 
File Number Record: 76
File Number Record:
811-21793 
File Number Record: 77
File Number Record:
811-21835 
File Number Record: 78
File Number Record:
811-22603 
File Number Record: 79
File Number Record:
811-21972 
File Number Record: 80
File Number Record:
811-22426 
File Number Record: 81
File Number Record:
811-23343 
File Number Record: 82
File Number Record:
811-23285 
File Number Record: 83
File Number Record:
811-21124 
File Number Record: 84
File Number Record:
811-22606 
File Number Record: 85
File Number Record:
811-21348 
File Number Record: 86
File Number Record:
811-23341 
Director Record: 8
a. Full Name
Robert Fairbairn 
b. CRD number, if any
004992372 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-06414 
File Number Record: 2
File Number Record:
811-08217 
File Number Record: 3
File Number Record:
811-08707 
File Number Record: 4
File Number Record:
811-10631 
File Number Record: 5
File Number Record:
811-21051 
File Number Record: 6
File Number Record:
811-21318 
File Number Record: 7
File Number Record:
811-21566 
File Number Record: 8
File Number Record:
811-05603 
File Number Record: 9
File Number Record:
811-22603 
File Number Record: 10
File Number Record:
811-06669 
File Number Record: 11
File Number Record:
811-07660 
File Number Record: 12
File Number Record:
811-09739 
File Number Record: 13
File Number Record:
811-21729 
File Number Record: 14
File Number Record:
811-22501 
File Number Record: 15
File Number Record:
811-23285 
File Number Record: 16
File Number Record:
811-23340 
File Number Record: 17
File Number Record:
811-02688 
File Number Record: 18
File Number Record:
811-07136 
File Number Record: 19
File Number Record:
811-05742 
File Number Record: 20
File Number Record:
811-04802 
File Number Record: 21
File Number Record:
811-08573 
File Number Record: 22
File Number Record:
811-07171 
File Number Record: 23
File Number Record:
811-09651 
File Number Record: 24
File Number Record:
811-10339 
File Number Record: 25
File Number Record:
811-21053 
File Number Record: 26
File Number Record:
811-21835 
File Number Record: 27
File Number Record:
811-22061 
File Number Record: 28
File Number Record:
811-22606 
File Number Record: 29
File Number Record:
811-23343 
File Number Record: 30
File Number Record:
811-23357 
File Number Record: 31
File Number Record:
811-23402 
File Number Record: 32
File Number Record:
811-02809 
File Number Record: 33
File Number Record:
811-06499 
File Number Record: 34
File Number Record:
811-04264 
File Number Record: 35
File Number Record:
811-06692 
File Number Record: 36
File Number Record:
811-07354 
File Number Record: 37
File Number Record:
811-07642 
File Number Record: 38
File Number Record:
811-08621 
File Number Record: 39
File Number Record:
811-21346 
File Number Record: 40
File Number Record:
811-08603 
File Number Record: 41
File Number Record:
811-08797 
File Number Record: 42
File Number Record:
811-10095 
File Number Record: 43
File Number Record:
811-21702 
File Number Record: 44
File Number Record:
811-21124 
File Number Record: 45
File Number Record:
811-21972 
File Number Record: 46
File Number Record:
811-02354 
File Number Record: 47
File Number Record:
811-02661 
File Number Record: 48
File Number Record:
811-05611 
File Number Record: 49
File Number Record:
811-06570 
File Number Record: 50
File Number Record:
811-05576 
File Number Record: 51
File Number Record:
811-04612 
File Number Record: 52
File Number Record:
811-08215 
File Number Record: 53
File Number Record:
811-04375 
File Number Record: 54
File Number Record:
811-02739 
File Number Record: 55
File Number Record:
811-03310 
File Number Record: 56
File Number Record:
811-05149 
File Number Record: 57
File Number Record:
811-21036 
File Number Record: 58
File Number Record:
811-06349 
File Number Record: 59
File Number Record:
811-05739 
File Number Record: 60
File Number Record:
811-21181 
File Number Record: 61
File Number Record:
811-21179 
File Number Record: 62
File Number Record:
811-06211 
File Number Record: 63
File Number Record:
811-06728 
File Number Record: 64
File Number Record:
811-08349 
File Number Record: 65
File Number Record:
811-08081 
File Number Record: 66
File Number Record:
811-09735 
File Number Record: 67
File Number Record:
811-21349 
File Number Record: 68
File Number Record:
811-10331 
File Number Record: 69
File Number Record:
811-21506 
File Number Record: 70
File Number Record:
811-21126 
File Number Record: 71
File Number Record:
811-21184 
File Number Record: 72
File Number Record:
811-21759 
File Number Record: 73
File Number Record:
811-21434 
File Number Record: 74
File Number Record:
811-21180 
File Number Record: 75
File Number Record:
811-22032 
File Number Record: 76
File Number Record:
811-23339 
File Number Record: 77
File Number Record:
811-23341 
File Number Record: 78
File Number Record:
811-22426 
File Number Record: 79
File Number Record:
811-23344 
File Number Record: 80
File Number Record:
811-02556 
File Number Record: 81
File Number Record:
811-03091 
File Number Record: 82
File Number Record:
811-02857 
File Number Record: 83
File Number Record:
811-05542 
File Number Record: 84
File Number Record:
811-06502 
File Number Record: 85
File Number Record:
811-04282 
File Number Record: 86
File Number Record:
811-07885 
File Number Record: 87
File Number Record:
811-07156 
File Number Record: 88
File Number Record:
811-21413 
File Number Record: 89
File Number Record:
811-23218 
File Number Record: 90
File Number Record:
811-10543 
File Number Record: 91
File Number Record:
811-10333 
File Number Record: 92
File Number Record:
811-21793 
File Number Record: 93
File Number Record:
811-21656 
File Number Record: 94
File Number Record:
811-23345 
File Number Record: 95
File Number Record:
811-23428 
File Number Record: 96
File Number Record:
811-02405 
File Number Record: 97
File Number Record:
811-06500 
File Number Record: 98
File Number Record:
811-05178 
File Number Record: 99
File Number Record:
811-03290 
File Number Record: 100
File Number Record:
811-06660 
File Number Record: 101
File Number Record:
811-07080 
File Number Record: 102
File Number Record:
811-07177 
File Number Record: 103
File Number Record:
811-08162 
File Number Record: 104
File Number Record:
811-07899 
File Number Record: 105
File Number Record:
811-06540 
File Number Record: 106
File Number Record:
811-05723 
File Number Record: 107
File Number Record:
811-09191 
File Number Record: 108
File Number Record:
811-03189 
File Number Record: 109
File Number Record:
811-10337 
File Number Record: 110
File Number Record:
811-07478 
File Number Record: 111
File Number Record:
811-07083 
File Number Record: 112
File Number Record:
811-07332 
File Number Record: 113
File Number Record:
811-09401 
File Number Record: 114
File Number Record:
811-21457 
File Number Record: 115
File Number Record:
811-21178 
File Number Record: 116
File Number Record:
811-21784 
File Number Record: 117
File Number Record:
811-21763 
File Number Record: 118
File Number Record:
811-23380 
File Number Record: 119
File Number Record:
811-22774 
File Number Record: 120
File Number Record:
811-09637 
File Number Record: 121
File Number Record:
811-21037 
File Number Record: 122
File Number Record:
811-21348 
File Number Record: 123
File Number Record:
811-22991 
Director Record: 9
a. Full Name
W. Carl Kester 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-07136 
File Number Record: 2
File Number Record:
811-06570 
File Number Record: 3
File Number Record:
811-10339 
File Number Record: 4
File Number Record:
811-07478 
File Number Record: 5
File Number Record:
811-08707 
File Number Record: 6
File Number Record:
811-23380 
File Number Record: 7
File Number Record:
811-08349 
File Number Record: 8
File Number Record:
811-02688 
File Number Record: 9
File Number Record:
811-06502 
File Number Record: 10
File Number Record:
811-07642 
File Number Record: 11
File Number Record:
811-08621 
File Number Record: 12
File Number Record:
811-21349 
File Number Record: 13
File Number Record:
811-23428 
File Number Record: 14
File Number Record:
811-21181 
File Number Record: 15
File Number Record:
811-04375 
File Number Record: 16
File Number Record:
811-05739 
File Number Record: 17
File Number Record:
811-06414 
File Number Record: 18
File Number Record:
811-08215 
File Number Record: 19
File Number Record:
811-07080 
File Number Record: 20
File Number Record:
811-10331 
File Number Record: 21
File Number Record:
811-21126 
File Number Record: 22
File Number Record:
811-21348 
File Number Record: 23
File Number Record:
811-23341 
File Number Record: 24
File Number Record:
811-23285 
File Number Record: 25
File Number Record:
811-04802 
File Number Record: 26
File Number Record:
811-07083 
File Number Record: 27
File Number Record:
811-08573 
File Number Record: 28
File Number Record:
811-05603 
File Number Record: 29
File Number Record:
811-21036 
File Number Record: 30
File Number Record:
811-21051 
File Number Record: 31
File Number Record:
811-09191 
File Number Record: 32
File Number Record:
811-21457 
File Number Record: 33
File Number Record:
811-22991 
File Number Record: 34
File Number Record:
811-21053 
File Number Record: 35
File Number Record:
811-21793 
File Number Record: 36
File Number Record:
811-21784 
File Number Record: 37
File Number Record:
811-21566 
File Number Record: 38
File Number Record:
811-21318 
File Number Record: 39
File Number Record:
811-21972 
File Number Record: 40
File Number Record:
811-07660 
File Number Record: 41
File Number Record:
811-22774 
File Number Record: 42
File Number Record:
811-23218 
File Number Record: 43
File Number Record:
811-08603 
File Number Record: 44
File Number Record:
811-21346 
File Number Record: 45
File Number Record:
811-10543 
File Number Record: 46
File Number Record:
811-21434 
File Number Record: 47
File Number Record:
811-22603 
File Number Record: 48
File Number Record:
811-05611 
File Number Record: 49
File Number Record:
811-21184 
File Number Record: 50
File Number Record:
811-23345 
File Number Record: 51
File Number Record:
811-06540 
File Number Record: 52
File Number Record:
811-04264 
File Number Record: 53
File Number Record:
811-06500 
File Number Record: 54
File Number Record:
811-10333 
File Number Record: 55
File Number Record:
811-10337 
File Number Record: 56
File Number Record:
811-22032 
File Number Record: 57
File Number Record:
811-21178 
File Number Record: 58
File Number Record:
811-21835 
File Number Record: 59
File Number Record:
811-08081 
File Number Record: 60
File Number Record:
811-21656 
File Number Record: 61
File Number Record:
811-21037 
File Number Record: 62
File Number Record:
811-21506 
File Number Record: 63
File Number Record:
811-22426 
File Number Record: 64
File Number Record:
811-23343 
File Number Record: 65
File Number Record:
811-23344 
File Number Record: 66
File Number Record:
811-22501 
File Number Record: 67
File Number Record:
811-02857 
File Number Record: 68
File Number Record:
811-06728 
File Number Record: 69
File Number Record:
811-07354 
File Number Record: 70
File Number Record:
811-06660 
File Number Record: 71
File Number Record:
811-06499 
File Number Record: 72
File Number Record:
811-07156 
File Number Record: 73
File Number Record:
811-05542 
File Number Record: 74
File Number Record:
811-06692 
File Number Record: 75
File Number Record:
811-09401 
File Number Record: 76
File Number Record:
811-21180 
File Number Record: 77
File Number Record:
811-08217 
File Number Record: 78
File Number Record:
811-21124 
File Number Record: 79
File Number Record:
811-21413 
File Number Record: 80
File Number Record:
811-23357 
File Number Record: 81
File Number Record:
811-22606 
File Number Record: 82
File Number Record:
811-23339 
File Number Record: 83
File Number Record:
811-23340 
File Number Record: 84
File Number Record:
811-21729 
File Number Record: 85
File Number Record:
811-21179 
File Number Record: 86
File Number Record:
811-21702 
Director Record: 10
a. Full Name
Richard E. Cavanagh 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-05611 
File Number Record: 2
File Number Record:
811-07642 
File Number Record: 3
File Number Record:
811-10339 
File Number Record: 4
File Number Record:
811-08349 
File Number Record: 5
File Number Record:
811-23218 
File Number Record: 6
File Number Record:
811-21179 
File Number Record: 7
File Number Record:
811-02688 
File Number Record: 8
File Number Record:
811-07660 
File Number Record: 9
File Number Record:
811-07354 
File Number Record: 10
File Number Record:
811-23339 
File Number Record: 11
File Number Record:
811-02857 
File Number Record: 12
File Number Record:
811-06570 
File Number Record: 13
File Number Record:
811-10333 
File Number Record: 14
File Number Record:
811-21178 
File Number Record: 15
File Number Record:
811-06660 
File Number Record: 16
File Number Record:
811-21793 
File Number Record: 17
File Number Record:
811-22774 
File Number Record: 18
File Number Record:
811-05739 
File Number Record: 19
File Number Record:
811-21729 
File Number Record: 20
File Number Record:
811-08217 
File Number Record: 21
File Number Record:
811-08081 
File Number Record: 22
File Number Record:
811-09401 
File Number Record: 23
File Number Record:
811-04264 
File Number Record: 24
File Number Record:
811-23340 
File Number Record: 25
File Number Record:
811-21180 
File Number Record: 26
File Number Record:
811-04375 
File Number Record: 27
File Number Record:
811-05603 
File Number Record: 28
File Number Record:
811-07080 
File Number Record: 29
File Number Record:
811-08573 
File Number Record: 30
File Number Record:
811-08603 
File Number Record: 31
File Number Record:
811-06728 
File Number Record: 32
File Number Record:
811-21051 
File Number Record: 33
File Number Record:
811-21702 
File Number Record: 34
File Number Record:
811-21413 
File Number Record: 35
File Number Record:
811-21181 
File Number Record: 36
File Number Record:
811-21346 
File Number Record: 37
File Number Record:
811-05542 
File Number Record: 38
File Number Record:
811-08707 
File Number Record: 39
File Number Record:
811-21506 
File Number Record: 40
File Number Record:
811-21566 
File Number Record: 41
File Number Record:
811-23343 
File Number Record: 42
File Number Record:
811-23345 
File Number Record: 43
File Number Record:
811-09191 
File Number Record: 44
File Number Record:
811-22991 
File Number Record: 45
File Number Record:
811-21349 
File Number Record: 46
File Number Record:
811-06502 
File Number Record: 47
File Number Record:
811-06414 
File Number Record: 48
File Number Record:
811-07478 
File Number Record: 49
File Number Record:
811-10543 
File Number Record: 50
File Number Record:
811-21053 
File Number Record: 51
File Number Record:
811-21124 
File Number Record: 52
File Number Record:
811-23344 
File Number Record: 53
File Number Record:
811-21318 
File Number Record: 54
File Number Record:
811-21972 
File Number Record: 55
File Number Record:
811-21457 
File Number Record: 56
File Number Record:
811-23357 
File Number Record: 57
File Number Record:
811-07083 
File Number Record: 58
File Number Record:
811-23285 
File Number Record: 59
File Number Record:
811-23428 
File Number Record: 60
File Number Record:
811-04802 
File Number Record: 61
File Number Record:
811-06500 
File Number Record: 62
File Number Record:
811-07136 
File Number Record: 63
File Number Record:
811-06692 
File Number Record: 64
File Number Record:
811-10331 
File Number Record: 65
File Number Record:
811-21036 
File Number Record: 66
File Number Record:
811-21434 
File Number Record: 67
File Number Record:
811-08215 
File Number Record: 68
File Number Record:
811-06540 
File Number Record: 69
File Number Record:
811-21348 
File Number Record: 70
File Number Record:
811-07156 
File Number Record: 71
File Number Record:
811-21126 
File Number Record: 72
File Number Record:
811-21784 
File Number Record: 73
File Number Record:
811-21037 
File Number Record: 74
File Number Record:
811-21184 
File Number Record: 75
File Number Record:
811-23380 
File Number Record: 76
File Number Record:
811-22426 
File Number Record: 77
File Number Record:
811-21835 
File Number Record: 78
File Number Record:
811-22606 
File Number Record: 79
File Number Record:
811-08621 
File Number Record: 80
File Number Record:
811-10337 
File Number Record: 81
File Number Record:
811-21656 
File Number Record: 82
File Number Record:
811-22032 
File Number Record: 83
File Number Record:
811-22603 
File Number Record: 84
File Number Record:
811-22501 
File Number Record: 85
File Number Record:
811-06499 
File Number Record: 86
File Number Record:
811-23341 
Director Record: 11
a. Full Name
Catherine A. Lynch 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-04802 
File Number Record: 2
File Number Record:
811-04264 
File Number Record: 3
File Number Record:
811-06692 
File Number Record: 4
File Number Record:
811-07660 
File Number Record: 5
File Number Record:
811-04375 
File Number Record: 6
File Number Record:
811-10543 
File Number Record: 7
File Number Record:
811-05542 
File Number Record: 8
File Number Record:
811-21413 
File Number Record: 9
File Number Record:
811-05603 
File Number Record: 10
File Number Record:
811-23380 
File Number Record: 11
File Number Record:
811-08217 
File Number Record: 12
File Number Record:
811-22603 
File Number Record: 13
File Number Record:
811-05611 
File Number Record: 14
File Number Record:
811-21126 
File Number Record: 15
File Number Record:
811-08707 
File Number Record: 16
File Number Record:
811-06728 
File Number Record: 17
File Number Record:
811-07156 
File Number Record: 18
File Number Record:
811-06540 
File Number Record: 19
File Number Record:
811-06570 
File Number Record: 20
File Number Record:
811-06500 
File Number Record: 21
File Number Record:
811-02688 
File Number Record: 22
File Number Record:
811-08215 
File Number Record: 23
File Number Record:
811-06499 
File Number Record: 24
File Number Record:
811-22426 
File Number Record: 25
File Number Record:
811-06502 
File Number Record: 26
File Number Record:
811-23344 
File Number Record: 27
File Number Record:
811-07083 
File Number Record: 28
File Number Record:
811-21793 
File Number Record: 29
File Number Record:
811-23343 
File Number Record: 30
File Number Record:
811-02857 
File Number Record: 31
File Number Record:
811-07478 
File Number Record: 32
File Number Record:
811-08621 
File Number Record: 33
File Number Record:
811-21037 
File Number Record: 34
File Number Record:
811-10331 
File Number Record: 35
File Number Record:
811-08081 
File Number Record: 36
File Number Record:
811-06660 
File Number Record: 37
File Number Record:
811-07642 
File Number Record: 38
File Number Record:
811-07136 
File Number Record: 39
File Number Record:
811-21434 
File Number Record: 40
File Number Record:
811-07080 
File Number Record: 41
File Number Record:
811-08349 
File Number Record: 42
File Number Record:
811-21835 
File Number Record: 43
File Number Record:
811-21346 
File Number Record: 44
File Number Record:
811-21566 
File Number Record: 45
File Number Record:
811-09191 
File Number Record: 46
File Number Record:
811-21729 
File Number Record: 47
File Number Record:
811-08603 
File Number Record: 48
File Number Record:
811-21506 
File Number Record: 49
File Number Record:
811-21349 
File Number Record: 50
File Number Record:
811-21180 
File Number Record: 51
File Number Record:
811-23340 
File Number Record: 52
File Number Record:
811-21124 
File Number Record: 53
File Number Record:
811-21784 
File Number Record: 54
File Number Record:
811-05739 
File Number Record: 55
File Number Record:
811-10339 
File Number Record: 56
File Number Record:
811-23428 
File Number Record: 57
File Number Record:
811-08573 
File Number Record: 58
File Number Record:
811-21184 
File Number Record: 59
File Number Record:
811-10333 
File Number Record: 60
File Number Record:
811-07354 
File Number Record: 61
File Number Record:
811-21051 
File Number Record: 62
File Number Record:
811-21181 
File Number Record: 63
File Number Record:
811-21053 
File Number Record: 64
File Number Record:
811-22501 
File Number Record: 65
File Number Record:
811-21702 
File Number Record: 66
File Number Record:
811-21457 
File Number Record: 67
File Number Record:
811-23341 
File Number Record: 68
File Number Record:
811-23285 
File Number Record: 69
File Number Record:
811-21348 
File Number Record: 70
File Number Record:
811-21972 
File Number Record: 71
File Number Record:
811-21656 
File Number Record: 72
File Number Record:
811-22606 
File Number Record: 73
File Number Record:
811-22032 
File Number Record: 74
File Number Record:
811-22774 
File Number Record: 75
File Number Record:
811-23339 
File Number Record: 76
File Number Record:
811-22991 
File Number Record: 77
File Number Record:
811-21179 
File Number Record: 78
File Number Record:
811-10337 
File Number Record: 79
File Number Record:
811-09401 
File Number Record: 80
File Number Record:
811-21318 
File Number Record: 81
File Number Record:
811-23345 
File Number Record: 82
File Number Record:
811-21036 
File Number Record: 83
File Number Record:
811-23357 
File Number Record: 84
File Number Record:
811-23218 
File Number Record: 85
File Number Record:
811-21178 
File Number Record: 86
File Number Record:
811-06414 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Charles Park 
b. CRD Number, if any
N/A 
c. Street Address 1
55 East 52nd Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10055 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-33145 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-30857 
Release number Record: 3
i. If yes, provide below the release number for each order
IC-25100 
Release number Record: 4
i. If yes, provide below the release number for each order
IC-32252 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
BlackRock Investments, LLC 
ii. SEC file number (e.g., 8-)
8-48436 
iii. CRD number
000038642 
iv. LEI, if any
N/A 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
Deloitte & Touche LLP 
b. PCAOB Number
34 
c. LEI, if any
N/A 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
BlackRock U.S. Government Bond V.I. Fund 
ii. Series identification number
S000062378 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
BlackRock Total Return V.I. Fund 
ii. Series identification number
S000062377 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

BlackRock High Yield V.I. Fund 

b. Series identication number, if any

S000062376 

c. LEI

UT2CQXX2NAVCUUUA7P13 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class I 
ii. Class identification number, if any

C000202342 

iii. Ticker symbol, if any

HICUI 

Shares Outstanding Record: 2
i. Full name of Class
Class III 
ii. Class identification number, if any

C000202343 

iii. Ticker symbol, if any

HCIII 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BlackRock Investment Management, LLC 
ii. LEI, if any

5493006MRTEZZ4S4CQ20 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Rebates paid to borrowers 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
BlackRock Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-47710 

iii.CRD number
000106614 
iv. LEI, if any

5493001LN9MRM6A35J74 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
BNY Mellon Investment Servicing (US) Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-01761 

iii. LEI, if any

549300CFZQLI9QMJ1Z03 

iv. State, if applicable
DELAWARE  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Group Holdings Ltd 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Refinitiv Global Markets Inc. 
ii. LEI, if any, or provide and describe other identifying number

000109120 

Description of other identifying number

CRD 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank SA/NV 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citigroup Global Markets Inc. 
ii. LEI, if any

MBNUM2BPBDO7JBLYG310 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Banco Nacional de Mexico SA 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Nordea Bank AB 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Nordea Bank AB 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
HSBC Argentina Bank SA 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Santander Securities Services SA 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
BlackRock Advisors, LLC 
ii. LEI, if any, or other identifying number

5493001LN9MRM6A35J74 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
BlackRock Execution Services 
b. SEC file number

8-48719 

c. CRD number
000039438 
d. LEI, if any

549300HFCRQ0NT5KY652 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 

Broker Dealers Record: 2
a. Full name
BlackRock Investments, LLC 
b. SEC file number

8-48436 

c. CRD number
000038642 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

642.95 

Brokers Record: 2
i. Full name of broker
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

205.71 

Brokers Record: 3
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

73.62 

Brokers Record: 4
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,717.27 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

142.79 

Brokers Record: 6
i. Full name of broker
Morgan Stanley & Co., Inc. 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

552.22 

Brokers Record: 7
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,397.3 

Brokers Record: 8
i. Full name of broker
BNY Mellon Capital Markets, LLC 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

160.52 

Brokers Record: 9
i. Full name of broker
Citigroup Global Markets, Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

225.99 

Brokers Record: 10
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

96.22 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

14,333.21 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BlackRock Liquidity Funds T-Fund 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493002L9DNZ83RX7V61 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

596,255,403.88 

Principal Transactions Record: 2
i. Full name of dealer
JP Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

282,862,738.6 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Securities, Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,467,204.58 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

68,621,241.54 

Principal Transactions Record: 5
i. Full name of dealer
BNY Mellon Capital Markets, LLC 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

57,773,692.54 

Principal Transactions Record: 6
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

61,818,779.93 

Principal Transactions Record: 7
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

93,979,173.49 

Principal Transactions Record: 8
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-81770 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

86,889,777.47 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

87,757,605.05 

Principal Transactions Record: 10
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

69,774,119.63 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,601,653,243.09 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

511,850,092.31 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,750,000,000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Toronto-Dominion Bank, New York Branch 
Line Institutions Record: 2
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 3
Name of institution
MUFG Bank, Ltd. 
Line Institutions Record: 4
Name of institution
Bank of America, N.A. 
Line Institutions Record: 5
Name of institution
Mizuho Bank, Ltd. 
Line Institutions Record: 6
Name of institution
Bank of Montreal 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
Banco Bilbao Vizcaya Argentaria, S.A. New York Branch 
Line Institutions Record: 13
Name of institution
Brown Brothers Harriman & Co. 
Line Institutions Record: 14
Name of institution
Societe Generale 
Line Institutions Record: 15
Name of institution
Deutsche Bank AG New York Branch 
Line Institutions Record: 16
Name of institution
State Street Bank and Trust Co. 
Line Institutions Record: 17
Name of institution
The Northern Trust Co. 
Line Institutions Record: 18
Name of institution
Citibank, N.A. 
Line Institutions Record: 19
Name of institution
Royal Bank of Canada 
Line Institutions Record: 20
Name of institution
BNP Paribas 
Line Institutions Record: 21
Name of institution
Standard Chartered Bank 
Line Institutions Record: 22
Name of institution
Morgan Stanley Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
BlackRock Advantage Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 2
Name of fund
BlackRock Advantage International Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 3
Name of fund
BlackRock 40/60 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 4
Name of fund
BlackRock High Yield Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 5
Name of fund
BlackRock Systematic Multi-Strategy Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 6
Name of fund
BATS: Series M Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 7
Name of fund
BATS: Series E Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 8
Name of fund
BlackRock Advantage Small Cap Core Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 9
Name of fund
BlackRock Mid Cap Dividend Fund 
SEC File number( e.g., 811- )
811-07177 
Shared Credit Users Record: 10
Name of fund
BlackRock High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 11
Name of fund
BlackRock Short-Term Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 12
Name of fund
BlackRock Advantage ESG U.S. Equity Fund  
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 13
Name of fund
BlackRock Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04802 
Shared Credit Users Record: 14
Name of fund
Master Large Cap Focus Growth Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 15
Name of fund
BlackRock Basic Value Fund, Inc. 
SEC File number( e.g., 811- )
811-02739 
Shared Credit Users Record: 16
Name of fund
BlackRock Global Dividend Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 17
Name of fund
BlackRock Commodity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 18
Name of fund
iShares Edge MSCI Min Vol USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 19
Name of fund
BlackRock Global Long/Short Credit Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 20
Name of fund
BlackRock Balanced Capital Fund, Inc. 
SEC File number( e.g., 811- )
811-02405 
Shared Credit Users Record: 21
Name of fund
BlackRock Advantage Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 22
Name of fund
BlackRock Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 23
Name of fund
BATS: Series S Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 24
Name of fund
BlackRock High Equity Income Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 25
Name of fund
BlackRock Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 26
Name of fund
BlackRock Short Obligations Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 27
Name of fund
BlackRock Tactical Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 28
Name of fund
BlackRock International Dividend Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 29
Name of fund
BlackRock Advantage Global Fund, Inc. 
SEC File number( e.g., 811- )
811-07171 
Shared Credit Users Record: 30
Name of fund
BlackRock GNMA Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 31
Name of fund
Master Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 32
Name of fund
BlackRock Equity Dividend Fund 
SEC File number( e.g., 811- )
811-05178 
Shared Credit Users Record: 33
Name of fund
BlackRock China A Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 34
Name of fund
BlackRock S&P 500 Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 35
Name of fund
Master Total Return Portfolio 
SEC File number( e.g., 811- )
811-21434 
Shared Credit Users Record: 36
Name of fund
BlackRock Advantage Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 37
Name of fund
BATS: Series C Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 38
Name of fund
BlackRock Total Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 39
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 40
Name of fund
BlackRock Credit Strategies Income Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 41
Name of fund
BlackRock Total Factor Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 42
Name of fund
BlackRock Natural Resources Trust 
SEC File number( e.g., 811- )
811-04282 
Shared Credit Users Record: 43
Name of fund
BATS: Series P Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 44
Name of fund
BlackRock GA Dynamic Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 45
Name of fund
BlackRock Global Allocation Fund, Inc. 
SEC File number( e.g., 811- )
811-05576 
Shared Credit Users Record: 46
Name of fund
BlackRock Capital Appreciation Fund, Inc. 
SEC File number( e.g., 811- )
811-06669 
Shared Credit Users Record: 47
Name of fund
BlackRock LifePath Smart Beta 2060 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 48
Name of fund
BlackRock Dynamic High Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 49
Name of fund
BlackRock Inflation Protected Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 50
Name of fund
iShares Total U.S. Stock Market Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 51
Name of fund
BlackRock Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 52
Name of fund
International Tilts Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 53
Name of fund
BlackRock Emerging Markets Fund, Inc. 
SEC File number( e.g., 811- )
811-05723 
Shared Credit Users Record: 54
Name of fund
BlackRock High Yield Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 55
Name of fund
BlackRock Advantage Large Cap Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 56
Name of fund
LifePath Dynamic 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 57
Name of fund
BlackRock EuroFund 
SEC File number( e.g., 811- )
811-04612 
Shared Credit Users Record: 58
Name of fund
BlackRock LifePath Smart Beta 2055 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 59
Name of fund
BlackRock New York Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 60
Name of fund
BlackRock Mid-Cap Growth Equity Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 61
Name of fund
LifePath Dynamic Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 62
Name of fund
BlackRock Long-Horizon Equity Fund 
SEC File number( e.g., 811- )
811-21759 
Shared Credit Users Record: 63
Name of fund
BlackRock Emerging Markets Equity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 64
Name of fund
BlackRock International Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 65
Name of fund
BlackRock Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 66
Name of fund
BlackRock Advantage U.S. Total Market V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 67
Name of fund
Large Cap Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 68
Name of fund
BlackRock GA Disciplined Volatility Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 69
Name of fund
LifePath Dynamic 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 70
Name of fund
BlackRock National Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 71
Name of fund
BlackRock 20/80 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 72
Name of fund
BlackRock International Fund 
SEC File number( e.g., 811- )
811-08797 
Shared Credit Users Record: 73
Name of fund
Master Small Cap Index Series 
SEC File number( e.g., 811- )
811-07885 
Shared Credit Users Record: 74
Name of fund
BATS: Series A Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 75
Name of fund
BlackRock Core Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 76
Name of fund
LifePath Index Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 77
Name of fund
Active Stock Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 78
Name of fund
BlackRock Managed Income Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 79
Name of fund
LifePath Index 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 80
Name of fund
BlackRock Large Cap Focus Growth V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 81
Name of fund
BlackRock LifePath Smart Beta 2025 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 82
Name of fund
BlackRock U.S. Mortgage Portfolio 
SEC File number( e.g., 811- )
811-23340 
Shared Credit Users Record: 83
Name of fund
BlackRock Health Sciences Opportunities Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 84
Name of fund
BlackRock Managed Volatility V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 85
Name of fund
BlackRock Low Duration Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 86
Name of fund
LifePath Dynamic 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 87
Name of fund
Master Advantage U.S. Total Market LLC 
SEC File number( e.g., 811- )
811-10095 
Shared Credit Users Record: 88
Name of fund
BlackRock California Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04264 
Shared Credit Users Record: 89
Name of fund
LifePath Index 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 90
Name of fund
iShares Developed Real Estate Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 91
Name of fund
BlackRock LifePath Smart Beta 2035 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 92
Name of fund
BlackRock LifePath Smart Beta Retirement Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 93
Name of fund
Master Advantage Large Cap Value Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 94
Name of fund
LifePath Index 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 95
Name of fund
iShares Municipal Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 96
Name of fund
BlackRock New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 97
Name of fund
BlackRock Event Driven Equity Fund 
SEC File number( e.g., 811- )
811-09637 
Shared Credit Users Record: 98
Name of fund
S&P 500 Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 99
Name of fund
BlackRock LifePath Smart Beta 2050 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 100
Name of fund
BlackRock Global Long/Short Equity Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 101
Name of fund
BlackRock Multi-Sector Opportunities Trust 
SEC File number( e.g., 811- )
811-23285 
Shared Credit Users Record: 102
Name of fund
BlackRock U.S. Government Bond V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 103
Name of fund
BlackRock 60/40 Target Allocation ETF V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 104
Name of fund
iShares Edge MSCI Multifactor USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 105
Name of fund
iShares Edge MSCI Min Vol EAFE Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 106
Name of fund
BlackRock Total Return V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 107
Name of fund
BlackRock Balanced Capital Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 108
Name of fund
iShares Russell Small/Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 109
Name of fund
BlackRock Global Allocation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 110
Name of fund
BlackRock Capital Appreciation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 111
Name of fund
iShares Russell Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 112
Name of fund
BlackRock International V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 113
Name of fund
BlackRock Multi-Asset Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 114
Name of fund
BlackRock Floating Rate Income Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 115
Name of fund
LifePath Dynamic 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 116
Name of fund
LifePath Dynamic 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 117
Name of fund
BlackRock All-Cap Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 118
Name of fund
BlackRock Small Cap Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 119
Name of fund
BlackRock Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 120
Name of fund
BlackRock Impact Bond Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 121
Name of fund
BlackRock 80/20 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 122
Name of fund
iShares Edge MSCI Multifactor Intl Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 123
Name of fund
LifePath Index 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 124
Name of fund
BlackRock LifePath Smart Beta 2040 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 125
Name of fund
BlackRock Equity Dividend V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 126
Name of fund
LifePath Dynamic 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 127
Name of fund
CoreAlpha Bond Master Portfolio 
SEC File number( e.g., 811- )
811-23343 
Shared Credit Users Record: 128
Name of fund
BlackRock 60/40 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 129
Name of fund
LifePath Dynamic 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 130
Name of fund
BlackRock Multi-Sector Opportunities Trust II 
SEC File number( e.g., 811- )
811-23357 
Shared Credit Users Record: 131
Name of fund
Master Focus Growth LLC 
SEC File number( e.g., 811- )
811-09735 
Shared Credit Users Record: 132
Name of fund
BlackRock LifePath Smart Beta 2045 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 133
Name of fund
iShares Short-Term TIPS Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 134
Name of fund
BlackRock Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 135
Name of fund
BlackRock LifePath Smart Beta 2030 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 136
Name of fund
BlackRock Strategic Income Opportunities Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 137
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 138
Name of fund
BlackRock Latin America Fund, Inc. 
SEC File number( e.g., 811- )
811-06349 
Shared Credit Users Record: 139
Name of fund
BlackRock Strategic Global Bond Fund, Inc. 
SEC File number( e.g., 811- )
811-05603 
Shared Credit Users Record: 140
Name of fund
BlackRock Basic Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 141
Name of fund
LifePath Dynamic 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 142
Name of fund
LifePath Index 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 143
Name of fund
LifePath Index 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 144
Name of fund
iShares MSCI EAFE International Index Fund 
SEC File number( e.g., 811- )
811-07899 
Shared Credit Users Record: 145
Name of fund
BlackRock Emerging Markets Flexible Dynamic Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 146
Name of fund
BlackRock Asian Dragon Fund, Inc. 
SEC File number( e.g., 811- )
811-02661 
Shared Credit Users Record: 147
Name of fund
BlackRock Capital Appreciation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 148
Name of fund
BlackRock Advantage Large Cap Core V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 149
Name of fund
BlackRock Global Allocation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 150
Name of fund
BlackRock Exchange Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 151
Name of fund
LifePath Index 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 152
Name of fund
Total International Ex U.S. Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 153
Name of fund
U.S. Total Bond Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 154
Name of fund
LifePath Index 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

BlackRock Total Return V.I. Fund 

b. Series identication number, if any

S000062377 

c. LEI

QEYJMZOKY3CA1LFEXI16 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class I 
ii. Class identification number, if any

C000202344 

iii. Ticker symbol, if any

CRBDI 

Shares Outstanding Record: 2
i. Full name of Class
Class III 
ii. Class identification number, if any

C000202345 

iii. Ticker symbol, if any

CBIII 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BlackRock Investment Management, LLC 
ii. LEI, if any

5493006MRTEZZ4S4CQ20 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Rebates paid to borrowers 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
BlackRock Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-47710 

iii.CRD number
000106614 
iv. LEI, if any

5493001LN9MRM6A35J74 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
BlackRock International Limited 
ii. SEC file number ( e.g., 801- ), if applicable

801-51087 

iii. CRD number
000106843 
iv. LEI, if any

5493008YUGP5E01IBD70 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:

2019-08-27 

Sub Advisors Record: 2
i. Full name
BlackRock (Singapore) Limited 
ii. SEC file number ( e.g., 801- ), if applicable

801-76926 

iii. CRD number
000164594 
iv. LEI, if any

549300UZGBQ6FHD2X729 

v. State, if applicable
 
vi. Foreign country, if applicable
SINGAPORE  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:

2019-08-27 

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
BNY Mellon Investment Servicing (US) Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-01761 

iii. LEI, if any

549300CFZQLI9QMJ1Z03 

iv. State, if applicable
DELAWARE  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Group Holdings Ltd 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Refinitiv Global Markets Inc. 
ii. LEI, if any, or provide and describe other identifying number

000109120 

Description of other identifying number

CRD 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank SA/NV 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
BNP Paribas Securities Services SCA 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank Ltd 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
SRI LANKA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Banco Nacional de Mexico SA 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank NA 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Bank Handlowy w Warszawie SA 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
UniCredit Bank Czech Republic and Slovakia as 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Standard Chartered Bank Thai Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Bank Leumi leIsrael BM 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank del Peru SA 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC Bank China Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Privredna banka Zagreb dd 
ii. LEI, if any

549300ZHFZ4CSK7VS460 

iii. State, if applicable
 
iv. Foreign country, if applicable
CROATIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Cititrust Colombia SA 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Citibank AS 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC Argentina Bank SA 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
BlackRock Advisors, LLC 
ii. LEI, if any, or other identifying number

5493001LN9MRM6A35J74 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
BlackRock Investments, LLC 
b. SEC file number

8-48436 

c. CRD number
000038642 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 

Broker Dealers Record: 2
a. Full name
BlackRock Execution Services 
b. SEC file number

8-48719 

c. CRD number
000039438 
d. LEI, if any

549300HFCRQ0NT5KY652 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
R.J. O'Brien Securities, LLC 
ii. SEC file number

8-67587 

iii. CRD number
000143624 
iv. LEI, if any

WOPZ3KWZW5JSJMG3U094 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,653.52 

Brokers Record: 2
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,643.47 

Brokers Record: 3
i. Full name of broker
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

549300HS3WTRS6D88H32 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,311.67 

Brokers Record: 4
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,663.17 

Brokers Record: 5
i. Full name of broker
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,030.52 

Brokers Record: 6
i. Full name of broker
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,593.09 

Brokers Record: 7
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,342.61 

Brokers Record: 8
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,901.25 

Brokers Record: 9
i. Full name of broker
Citigroup Global Markets, Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,150.23 

Brokers Record: 10
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,634.13 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

63,908.87 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,853,501,590.13 

Principal Transactions Record: 2
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

N1GZ7BBF3NP8GI976H15 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

547,340,256.69 

Principal Transactions Record: 3
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

169,316,670.8 

Principal Transactions Record: 4
i. Full name of dealer
JP Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,685,679,241.66 

Principal Transactions Record: 5
i. Full name of dealer
BlackRock Liquidity Funds T-Fund 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493002L9DNZ83RX7V61 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

491,110,086.76 

Principal Transactions Record: 6
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,014,678,580.44 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-81770 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

708,536,555.98 

Principal Transactions Record: 8
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

390,555,604.86 

Principal Transactions Record: 9
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

632,498,242.64 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,224,034,311.63 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,234,432,113.16 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

603,839,870.21 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,750,000,000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
Banco Bilbao Vizcaya Argentaria, S.A. New York Branch 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
Bank of America, N.A. 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
State Street Bank and Trust Co. 
Line Institutions Record: 9
Name of institution
Societe Generale 
Line Institutions Record: 10
Name of institution
Deutsche Bank AG New York Branch 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 13
Name of institution
Mizuho Bank, Ltd. 
Line Institutions Record: 14
Name of institution
Bank of Montreal 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
The Toronto-Dominion Bank, New York Branch 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 18
Name of institution
Brown Brothers Harriman & Co. 
Line Institutions Record: 19
Name of institution
MUFG Bank, Ltd. 
Line Institutions Record: 20
Name of institution
The Northern Trust Co. 
Line Institutions Record: 21
Name of institution
Citibank, N.A. 
Line Institutions Record: 22
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
BATS: Series A Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 2
Name of fund
BATS: Series C Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 3
Name of fund
BlackRock Advantage Small Cap Core Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 4
Name of fund
BlackRock National Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 5
Name of fund
BlackRock Mid Cap Dividend Fund 
SEC File number( e.g., 811- )
811-07177 
Shared Credit Users Record: 6
Name of fund
BlackRock Equity Dividend Fund 
SEC File number( e.g., 811- )
811-05178 
Shared Credit Users Record: 7
Name of fund
BATS: Series S Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 8
Name of fund
BlackRock U.S. Mortgage Portfolio 
SEC File number( e.g., 811- )
811-23340 
Shared Credit Users Record: 9
Name of fund
iShares Edge MSCI Multifactor USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 10
Name of fund
BlackRock EuroFund 
SEC File number( e.g., 811- )
811-04612 
Shared Credit Users Record: 11
Name of fund
BATS: Series P Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 12
Name of fund
BlackRock Advantage ESG U.S. Equity Fund  
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 13
Name of fund
BlackRock High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 14
Name of fund
BlackRock Advantage Global Fund, Inc. 
SEC File number( e.g., 811- )
811-07171 
Shared Credit Users Record: 15
Name of fund
Master Advantage U.S. Total Market LLC 
SEC File number( e.g., 811- )
811-10095 
Shared Credit Users Record: 16
Name of fund
BlackRock Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 17
Name of fund
BATS: Series M Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 18
Name of fund
BlackRock Basic Value Fund, Inc. 
SEC File number( e.g., 811- )
811-02739 
Shared Credit Users Record: 19
Name of fund
BlackRock Advantage Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 20
Name of fund
Master Large Cap Focus Growth Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 21
Name of fund
iShares Edge MSCI Min Vol EAFE Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 22
Name of fund
iShares Developed Real Estate Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 23
Name of fund
BlackRock Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04802 
Shared Credit Users Record: 24
Name of fund
BlackRock Advantage Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 25
Name of fund
BlackRock Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 26
Name of fund
BlackRock Commodity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 27
Name of fund
BlackRock Short-Term Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 28
Name of fund
BlackRock California Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04264 
Shared Credit Users Record: 29
Name of fund
BlackRock Capital Appreciation Fund, Inc. 
SEC File number( e.g., 811- )
811-06669 
Shared Credit Users Record: 30
Name of fund
BlackRock Short Obligations Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 31
Name of fund
BlackRock Natural Resources Trust 
SEC File number( e.g., 811- )
811-04282 
Shared Credit Users Record: 32
Name of fund
BlackRock Dynamic High Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 33
Name of fund
iShares Edge MSCI Multifactor Intl Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 34
Name of fund
BlackRock Total Factor Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 35
Name of fund
BlackRock High Equity Income Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 36
Name of fund
BlackRock Mid-Cap Growth Equity Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 37
Name of fund
iShares Russell Small/Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 38
Name of fund
BlackRock Capital Appreciation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 39
Name of fund
BlackRock New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 40
Name of fund
iShares Total U.S. Stock Market Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 41
Name of fund
BlackRock International Dividend Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 42
Name of fund
BlackRock Advantage Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 43
Name of fund
BlackRock Global Dividend Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 44
Name of fund
BlackRock Health Sciences Opportunities Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 45
Name of fund
BlackRock 40/60 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 46
Name of fund
BlackRock Multi-Asset Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 47
Name of fund
iShares Russell Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 48
Name of fund
BlackRock Advantage International Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 49
Name of fund
BlackRock Balanced Capital Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 50
Name of fund
BlackRock Tactical Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 51
Name of fund
BlackRock 60/40 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 52
Name of fund
BlackRock Advantage Large Cap Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 53
Name of fund
BlackRock Credit Strategies Income Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 54
Name of fund
Master Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 55
Name of fund
BlackRock Global Allocation Fund, Inc. 
SEC File number( e.g., 811- )
811-05576 
Shared Credit Users Record: 56
Name of fund
BlackRock Balanced Capital Fund, Inc. 
SEC File number( e.g., 811- )
811-02405 
Shared Credit Users Record: 57
Name of fund
BlackRock Global Long/Short Credit Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 58
Name of fund
BlackRock Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 59
Name of fund
BlackRock LifePath Smart Beta 2055 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 60
Name of fund
BlackRock Core Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 61
Name of fund
BlackRock LifePath Smart Beta 2030 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 62
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 63
Name of fund
BlackRock LifePath Smart Beta Retirement Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 64
Name of fund
LifePath Dynamic 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 65
Name of fund
BlackRock Emerging Markets Equity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 66
Name of fund
BlackRock Low Duration Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 67
Name of fund
BlackRock Managed Income Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 68
Name of fund
BlackRock Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 69
Name of fund
BlackRock Total Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 70
Name of fund
BlackRock GNMA Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 71
Name of fund
BlackRock Long-Horizon Equity Fund 
SEC File number( e.g., 811- )
811-21759 
Shared Credit Users Record: 72
Name of fund
BlackRock All-Cap Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 73
Name of fund
BlackRock LifePath Smart Beta 2035 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 74
Name of fund
BlackRock High Yield Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 75
Name of fund
BlackRock LifePath Smart Beta 2050 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 76
Name of fund
BlackRock Emerging Markets Fund, Inc. 
SEC File number( e.g., 811- )
811-05723 
Shared Credit Users Record: 77
Name of fund
BlackRock Inflation Protected Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 78
Name of fund
BlackRock Latin America Fund, Inc. 
SEC File number( e.g., 811- )
811-06349 
Shared Credit Users Record: 79
Name of fund
BlackRock Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 80
Name of fund
iShares Municipal Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 81
Name of fund
BlackRock LifePath Smart Beta 2040 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 82
Name of fund
BlackRock Emerging Markets Flexible Dynamic Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 83
Name of fund
BlackRock LifePath Smart Beta 2025 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 84
Name of fund
Active Stock Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 85
Name of fund
LifePath Dynamic 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 86
Name of fund
BlackRock LifePath Smart Beta 2045 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 87
Name of fund
BlackRock GA Disciplined Volatility Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 88
Name of fund
LifePath Dynamic 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 89
Name of fund
BlackRock Asian Dragon Fund, Inc. 
SEC File number( e.g., 811- )
811-02661 
Shared Credit Users Record: 90
Name of fund
BlackRock Basic Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 91
Name of fund
BlackRock Exchange Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 92
Name of fund
LifePath Index 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 93
Name of fund
BlackRock GA Dynamic Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 94
Name of fund
LifePath Index 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 95
Name of fund
BlackRock Systematic Multi-Strategy Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 96
Name of fund
CoreAlpha Bond Master Portfolio 
SEC File number( e.g., 811- )
811-23343 
Shared Credit Users Record: 97
Name of fund
BlackRock LifePath Smart Beta 2060 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 98
Name of fund
iShares MSCI EAFE International Index Fund 
SEC File number( e.g., 811- )
811-07899 
Shared Credit Users Record: 99
Name of fund
BlackRock Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 100
Name of fund
BlackRock Multi-Sector Opportunities Trust 
SEC File number( e.g., 811- )
811-23285 
Shared Credit Users Record: 101
Name of fund
BlackRock Advantage U.S. Total Market V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 102
Name of fund
BlackRock 60/40 Target Allocation ETF V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 103
Name of fund
LifePath Index 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 104
Name of fund
iShares Short-Term TIPS Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 105
Name of fund
LifePath Dynamic 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 106
Name of fund
BlackRock Large Cap Focus Growth V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 107
Name of fund
BlackRock Global Allocation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 108
Name of fund
BlackRock Multi-Sector Opportunities Trust II 
SEC File number( e.g., 811- )
811-23357 
Shared Credit Users Record: 109
Name of fund
LifePath Index 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 110
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 111
Name of fund
BlackRock Strategic Global Bond Fund, Inc. 
SEC File number( e.g., 811- )
811-05603 
Shared Credit Users Record: 112
Name of fund
BlackRock Global Allocation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 113
Name of fund
BlackRock Equity Dividend V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 114
Name of fund
Large Cap Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 115
Name of fund
S&P 500 Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 116
Name of fund
International Tilts Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 117
Name of fund
LifePath Dynamic 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 118
Name of fund
BlackRock Managed Volatility V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 119
Name of fund
BlackRock S&P 500 Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 120
Name of fund
BlackRock Capital Appreciation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 121
Name of fund
Master Small Cap Index Series 
SEC File number( e.g., 811- )
811-07885 
Shared Credit Users Record: 122
Name of fund
BlackRock Small Cap Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 123
Name of fund
LifePath Index 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 124
Name of fund
LifePath Dynamic 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 125
Name of fund
LifePath Index 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 126
Name of fund
BlackRock International Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 127
Name of fund
BlackRock New York Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 128
Name of fund
LifePath Dynamic 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 129
Name of fund
LifePath Index 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 130
Name of fund
Master Advantage Large Cap Value Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 131
Name of fund
BATS: Series E Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 132
Name of fund
iShares Edge MSCI Min Vol USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 133
Name of fund
BlackRock Event Driven Equity Fund 
SEC File number( e.g., 811- )
811-09637 
Shared Credit Users Record: 134
Name of fund
BlackRock Impact Bond Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 135
Name of fund
LifePath Index 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 136
Name of fund
BlackRock 20/80 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 137
Name of fund
LifePath Dynamic Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 138
Name of fund
BlackRock High Yield V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 139
Name of fund
Total International Ex U.S. Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 140
Name of fund
BlackRock Advantage Large Cap Core V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 141
Name of fund
BlackRock Strategic Income Opportunities Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 142
Name of fund
LifePath Index Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 143
Name of fund
BlackRock China A Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 144
Name of fund
BlackRock High Yield Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 145
Name of fund
BlackRock International Fund 
SEC File number( e.g., 811- )
811-08797 
Shared Credit Users Record: 146
Name of fund
U.S. Total Bond Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 147
Name of fund
BlackRock International V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 148
Name of fund
LifePath Dynamic 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 149
Name of fund
BlackRock Floating Rate Income Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 150
Name of fund
BlackRock U.S. Government Bond V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 151
Name of fund
BlackRock 80/20 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 152
Name of fund
Master Focus Growth LLC 
SEC File number( e.g., 811- )
811-09735 
Shared Credit Users Record: 153
Name of fund
BlackRock Global Long/Short Equity Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 154
Name of fund
Master Total Return Portfolio 
SEC File number( e.g., 811- )
811-21434 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

BlackRock U.S. Government Bond V.I. Fund 

b. Series identication number, if any

S000062378 

c. LEI

QROP7ZHEIUKVGACOOV07 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class III 
ii. Class identification number, if any

C000202347 

iii. Ticker symbol, if any

GBIII 

Shares Outstanding Record: 2
i. Full name of Class
Class I 
ii. Class identification number, if any

C000202346 

iii. Ticker symbol, if any

GVBDI 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BlackRock Investment Management, LLC 
ii. LEI, if any

5493006MRTEZZ4S4CQ20 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox checked  vi. Other  
Checkbox not checked   N/A  
If other, describe:

Rebates paid to borrowers 

f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
BlackRock Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-47710 

iii.CRD number
000106614 
iv. LEI, if any

5493001LN9MRM6A35J74 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
BNY Mellon Investment Servicing (US) Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-01761 

iii. LEI, if any

549300CFZQLI9QMJ1Z03 

iv. State, if applicable
DELAWARE  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Refinitiv Global Markets Inc. 
ii. LEI, if any, or provide and describe other identifying number

000109120 

Description of other identifying number

CRD 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Group Holdings Ltd 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Standard Chartered Bank Thai Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Cititrust Colombia SA 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
BNP Paribas Securities Services SCA 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank NA 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Wells Fargo Securities LLC 
ii. LEI, if any

VYVVCKR63DVZZN70PB21 

iii. State, if applicable
NORTH CAROLINA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
HSBC Bank China Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Leumi leIsrael BM 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Euroclear Bank SA/NV 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Citigroup Global Markets Inc. 
ii. LEI, if any

MBNUM2BPBDO7JBLYG310 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banco Nacional de Mexico SA 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Mizuho Bank Ltd 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
BlackRock Advisors, LLC 
ii. LEI, if any, or other identifying number

5493001LN9MRM6A35J74 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
BlackRock Investments, LLC 
b. SEC file number

8-48436 

c. CRD number
000038642 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 

Broker Dealers Record: 2
a. Full name
BlackRock Execution Services 
b. SEC file number

8-48719 

c. CRD number
000039438 
d. LEI, if any

549300HFCRQ0NT5KY652 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

549300HS3WTRS6D88H32 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

450.11 

Brokers Record: 2
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

531.15 

Brokers Record: 3
i. Full name of broker
J.P. Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

540.29 

Brokers Record: 4
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

388.26 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets, Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,166.65 

Brokers Record: 6
i. Full name of broker
Deutsche Bank Securities, Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

204.58 

Brokers Record: 7
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

237.37 

Brokers Record: 8
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,476.5 

Brokers Record: 9
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

194.71 

Brokers Record: 10
i. Full name of broker
R.J. O'Brien Securities, LLC 
ii. SEC file number

8-67587 

iii. CRD number
000143624 
iv. LEI, if any

WOPZ3KWZW5JSJMG3U094 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

389.56 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

7,258.36 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,188,533,839.37 

Principal Transactions Record: 2
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

N1GZ7BBF3NP8GI976H15 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

501,259,676.19 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank Securities, Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

368,961,237 

Principal Transactions Record: 4
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

518,666,910.19 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-12900 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

112,818,403.79 

Principal Transactions Record: 6
i. Full name of dealer
BlackRock Liquidity Funds T-Fund 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493002L9DNZ83RX7V61 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

156,639,892.67 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

8-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

305,062,418.34 

Principal Transactions Record: 8
i. Full name of dealer
JP Morgan Securities LLC 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

304,971,077.77 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

120,312,244.1 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

119,195,768.29 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,919,443,228.31 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

58,704,734.83 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,750,000,000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
Societe Generale 
Line Institutions Record: 3
Name of institution
Banco Bilbao Vizcaya Argentaria, S.A. New York Branch 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
Bank of America, N.A. 
Line Institutions Record: 7
Name of institution
MUFG Bank, Ltd. 
Line Institutions Record: 8
Name of institution
Mizuho Bank, Ltd. 
Line Institutions Record: 9
Name of institution
Deutsche Bank AG New York Branch 
Line Institutions Record: 10
Name of institution
State Street Bank and Trust Co. 
Line Institutions Record: 11
Name of institution
The Northern Trust Co. 
Line Institutions Record: 12
Name of institution
Brown Brothers Harriman & Co. 
Line Institutions Record: 13
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 14
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 17
Name of institution
The Toronto-Dominion Bank, New York Branch 
Line Institutions Record: 18
Name of institution
Barclays Bank PLC 
Line Institutions Record: 19
Name of institution
Citibank, N.A. 
Line Institutions Record: 20
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 21
Name of institution
Bank of Montreal 
Line Institutions Record: 22
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
BlackRock Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 2
Name of fund
BlackRock U.S. Mortgage Portfolio 
SEC File number( e.g., 811- )
811-23340 
Shared Credit Users Record: 3
Name of fund
BlackRock Advantage Small Cap Core Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 4
Name of fund
BlackRock New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 5
Name of fund
BATS: Series C Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 6
Name of fund
BlackRock Impact Bond Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 7
Name of fund
Master Advantage U.S. Total Market LLC 
SEC File number( e.g., 811- )
811-10095 
Shared Credit Users Record: 8
Name of fund
BlackRock Basic Value Fund, Inc. 
SEC File number( e.g., 811- )
811-02739 
Shared Credit Users Record: 9
Name of fund
BlackRock High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 10
Name of fund
BlackRock California Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04264 
Shared Credit Users Record: 11
Name of fund
BlackRock Short-Term Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 12
Name of fund
iShares Edge MSCI Multifactor USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 13
Name of fund
iShares Total U.S. Stock Market Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 14
Name of fund
BATS: Series E Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 15
Name of fund
BlackRock Global Long/Short Equity Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 16
Name of fund
BlackRock New York Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 17
Name of fund
BlackRock Global Dividend Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 18
Name of fund
BlackRock Dynamic High Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 19
Name of fund
BlackRock High Equity Income Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 20
Name of fund
BlackRock Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 21
Name of fund
BlackRock Advantage Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 22
Name of fund
iShares Russell Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 23
Name of fund
BlackRock 60/40 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 24
Name of fund
iShares Edge MSCI Min Vol EAFE Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 25
Name of fund
BlackRock Health Sciences Opportunities Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 26
Name of fund
BlackRock Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-04802 
Shared Credit Users Record: 27
Name of fund
BlackRock Tactical Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 28
Name of fund
LifePath Dynamic 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 29
Name of fund
BlackRock Advantage Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 30
Name of fund
BlackRock All-Cap Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 31
Name of fund
Master Large Cap Focus Growth Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 32
Name of fund
BlackRock Short Obligations Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 33
Name of fund
LifePath Index 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 34
Name of fund
BATS: Series M Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 35
Name of fund
BlackRock International Dividend Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 36
Name of fund
BlackRock 40/60 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 37
Name of fund
BlackRock Core Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 38
Name of fund
iShares Edge MSCI Min Vol USA Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 39
Name of fund
BlackRock Advantage Global Fund, Inc. 
SEC File number( e.g., 811- )
811-07171 
Shared Credit Users Record: 40
Name of fund
BlackRock Event Driven Equity Fund 
SEC File number( e.g., 811- )
811-09637 
Shared Credit Users Record: 41
Name of fund
BlackRock Mid Cap Dividend Fund 
SEC File number( e.g., 811- )
811-07177 
Shared Credit Users Record: 42
Name of fund
BlackRock Advantage Large Cap Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 43
Name of fund
BlackRock Global Long/Short Credit Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 44
Name of fund
BlackRock Multi-Asset Income Portfolio 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 45
Name of fund
BlackRock Floating Rate Income Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 46
Name of fund
Master Total Return Portfolio 
SEC File number( e.g., 811- )
811-21434 
Shared Credit Users Record: 47
Name of fund
BlackRock Multi-Sector Opportunities Trust II 
SEC File number( e.g., 811- )
811-23357 
Shared Credit Users Record: 48
Name of fund
iShares Developed Real Estate Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 49
Name of fund
BlackRock 80/20 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 50
Name of fund
BlackRock 20/80 Target Allocation Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 51
Name of fund
BlackRock Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 52
Name of fund
Master Focus Growth LLC 
SEC File number( e.g., 811- )
811-09735 
Shared Credit Users Record: 53
Name of fund
BlackRock Capital Appreciation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 54
Name of fund
BlackRock LifePath Smart Beta 2055 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 55
Name of fund
LifePath Index Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 56
Name of fund
BlackRock LifePath Smart Beta 2025 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 57
Name of fund
BATS: Series P Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 58
Name of fund
BlackRock 60/40 Target Allocation ETF V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 59
Name of fund
BlackRock Advantage International Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 60
Name of fund
BlackRock Latin America Fund, Inc. 
SEC File number( e.g., 811- )
811-06349 
Shared Credit Users Record: 61
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 62
Name of fund
BlackRock Advantage Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 63
Name of fund
BATS: Series S Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 64
Name of fund
BlackRock Advantage ESG U.S. Equity Fund  
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 65
Name of fund
BlackRock Mid-Cap Growth Equity Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 66
Name of fund
BlackRock Equity Dividend V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 67
Name of fund
BlackRock Basic Value V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 68
Name of fund
BlackRock Credit Strategies Income Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 69
Name of fund
BlackRock Exchange Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 70
Name of fund
BlackRock High Yield Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 71
Name of fund
BlackRock Managed Income Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 72
Name of fund
BlackRock International Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 73
Name of fund
BlackRock Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04375 
Shared Credit Users Record: 74
Name of fund
iShares Edge MSCI Multifactor Intl Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 75
Name of fund
BlackRock China A Opportunities Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 76
Name of fund
BlackRock Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 77
Name of fund
BlackRock Low Duration Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 78
Name of fund
iShares Russell Small/Mid-Cap Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 79
Name of fund
BlackRock Total Emerging Markets Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 80
Name of fund
Master Advantage Large Cap Value Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 81
Name of fund
BlackRock Inflation Protected Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 82
Name of fund
BlackRock Emerging Markets Fund, Inc. 
SEC File number( e.g., 811- )
811-05723 
Shared Credit Users Record: 83
Name of fund
BlackRock Natural Resources Trust 
SEC File number( e.g., 811- )
811-04282 
Shared Credit Users Record: 84
Name of fund
BlackRock LifePath Smart Beta 2045 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 85
Name of fund
BlackRock EuroFund 
SEC File number( e.g., 811- )
811-04612 
Shared Credit Users Record: 86
Name of fund
BlackRock Capital Appreciation Fund, Inc. 
SEC File number( e.g., 811- )
811-06669 
Shared Credit Users Record: 87
Name of fund
BlackRock National Municipal Fund 
SEC File number( e.g., 811- )
811-02688 
Shared Credit Users Record: 88
Name of fund
LifePath Index 2060 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 89
Name of fund
BlackRock Emerging Markets Equity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 90
Name of fund
BlackRock LifePath Smart Beta Retirement Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 91
Name of fund
BlackRock Long-Horizon Equity Fund 
SEC File number( e.g., 811- )
811-21759 
Shared Credit Users Record: 92
Name of fund
BlackRock Equity Dividend Fund 
SEC File number( e.g., 811- )
811-05178 
Shared Credit Users Record: 93
Name of fund
BlackRock High Yield Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 94
Name of fund
BlackRock Energy & Resources Portfolio 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 95
Name of fund
BlackRock Total Factor Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 96
Name of fund
BlackRock Systematic Multi-Strategy Fund 
SEC File number( e.g., 811- )
811-23341 
Shared Credit Users Record: 97
Name of fund
BlackRock Strategic Global Bond Fund, Inc. 
SEC File number( e.g., 811- )
811-05603 
Shared Credit Users Record: 98
Name of fund
LifePath Dynamic 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 99
Name of fund
BlackRock GNMA Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 100
Name of fund
BlackRock Balanced Capital Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 101
Name of fund
LifePath Dynamic Retirement Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 102
Name of fund
BlackRock Capital Appreciation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 103
Name of fund
CoreAlpha Bond Master Portfolio 
SEC File number( e.g., 811- )
811-23343 
Shared Credit Users Record: 104
Name of fund
LifePath Index 2045 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 105
Name of fund
LifePath Dynamic 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 106
Name of fund
BlackRock LifePath Smart Beta 2040 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 107
Name of fund
BlackRock LifePath Smart Beta 2030 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 108
Name of fund
BlackRock Managed Volatility V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 109
Name of fund
BlackRock Advantage Large Cap Core V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 110
Name of fund
BlackRock High Yield V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 111
Name of fund
BlackRock LifePath Smart Beta 2050 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 112
Name of fund
BlackRock International Fund 
SEC File number( e.g., 811- )
811-08797 
Shared Credit Users Record: 113
Name of fund
BlackRock Global Allocation Fund, Inc. 
SEC File number( e.g., 811- )
811-05576 
Shared Credit Users Record: 114
Name of fund
BlackRock Advantage U.S. Total Market V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 115
Name of fund
BlackRock Large Cap Focus Growth V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 116
Name of fund
BlackRock GA Disciplined Volatility Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 117
Name of fund
Master Advantage Large Cap Core Portfolio 
SEC File number( e.g., 811- )
811-09739 
Shared Credit Users Record: 118
Name of fund
LifePath Index 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 119
Name of fund
LifePath Dynamic 2025 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 120
Name of fund
BlackRock Asian Dragon Fund, Inc. 
SEC File number( e.g., 811- )
811-02661 
Shared Credit Users Record: 121
Name of fund
BlackRock Multi-Sector Opportunities Trust 
SEC File number( e.g., 811- )
811-23285 
Shared Credit Users Record: 122
Name of fund
LifePath Dynamic 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 123
Name of fund
BlackRock S&P 500 Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 124
Name of fund
iShares Short-Term TIPS Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 125
Name of fund
Large Cap Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 126
Name of fund
LifePath Index 2030 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 127
Name of fund
iShares Municipal Bond Index Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 128
Name of fund
BlackRock U.S. Government Bond Portfolio 
SEC File number( e.g., 811- )
811-23345 
Shared Credit Users Record: 129
Name of fund
S&P 500 Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 130
Name of fund
BlackRock Emerging Markets Flexible Dynamic Bond Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 131
Name of fund
Active Stock Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 132
Name of fund
BlackRock Total Return V.I. Fund 
SEC File number( e.g., 811- )
811-23346 
Shared Credit Users Record: 133
Name of fund
U.S. Total Bond Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 134
Name of fund
BlackRock Global Allocation Portfolio 
SEC File number( e.g., 811- )
811-03091 
Shared Credit Users Record: 135
Name of fund
BlackRock Global Allocation V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 136
Name of fund
BlackRock International V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 137
Name of fund
BlackRock Small Cap Index V.I. Fund 
SEC File number( e.g., 811- )
811-03290 
Shared Credit Users Record: 138
Name of fund
LifePath Index 2055 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 139
Name of fund
International Tilts Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 140
Name of fund
LifePath Dynamic 2040 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 141
Name of fund
LifePath Dynamic 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 142
Name of fund
LifePath Dynamic 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 143
Name of fund
LifePath Index 2050 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 144
Name of fund
LifePath Index 2035 Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 145
Name of fund
Total International Ex U.S. Index Master Portfolio 
SEC File number( e.g., 811- )
811-08162 
Shared Credit Users Record: 146
Name of fund
Master Small Cap Index Series 
SEC File number( e.g., 811- )
811-07885 
Shared Credit Users Record: 147
Name of fund
BlackRock Commodity Strategies Fund 
SEC File number( e.g., 811- )
811-05742 
Shared Credit Users Record: 148
Name of fund
BATS: Series A Portfolio 
SEC File number( e.g., 811- )
811-21457 
Shared Credit Users Record: 149
Name of fund
BlackRock Balanced Capital Fund, Inc. 
SEC File number( e.g., 811- )
811-02405 
Shared Credit Users Record: 150
Name of fund
BlackRock LifePath Smart Beta 2060 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 151
Name of fund
BlackRock LifePath Smart Beta 2035 Fund 
SEC File number( e.g., 811- )
811-22061 
Shared Credit Users Record: 152
Name of fund
BlackRock GA Dynamic Equity Fund 
SEC File number( e.g., 811- )
811-21763 
Shared Credit Users Record: 153
Name of fund
BlackRock Strategic Income Opportunities Portfolio 
SEC File number( e.g., 811- )
811-23339 
Shared Credit Users Record: 154
Name of fund
iShares MSCI EAFE International Index Fund 
SEC File number( e.g., 811- )
811-07899 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
BlackRock Variable Series Funds II, Inc. 
Date
2020-03-13 
Signature
Ann Frechette 
Title
Assistant Treasurer