0001193125-18-340670.txt : 20181203 0001193125-18-340670.hdr.sgml : 20181203 20181203115735 ACCESSION NUMBER: 0001193125-18-340670 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20181203 DATE AS OF CHANGE: 20181203 GROUP MEMBERS: CBG HOLDINGS LLC GROUP MEMBERS: CONSTELLATION BRANDS CANADA HOLDINGS ULC GROUP MEMBERS: CONSTELLATION BRANDS, INC. GROUP MEMBERS: CONSTELLATION CAPITAL LLC GROUP MEMBERS: CONSTELLATION INTERNATIONAL HOLDINGS LTD GROUP MEMBERS: GREENSTAR CANADA INVESTMENT CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Canopy Growth Corp CENTRAL INDEX KEY: 0001737927 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90568 FILM NUMBER: 181213297 BUSINESS ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 BUSINESS PHONE: 855-558-9333 MAIL ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Greenstar Canada Investment Limited Partnership CENTRAL INDEX KEY: 0001746720 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 350 BAY STREET STREET 2: SUITE 1300 CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-628-4502 MAIL ADDRESS: STREET 1: 350 BAY STREET STREET 2: SUITE 1300 CITY: TORONTO STATE: A6 ZIP: M5H 2S6 SC 13D/A 1 d661593dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

Canopy Growth Corporation

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

901164

(CUSIP Number)

Lloyd H. Spencer, Esq.

Nixon Peabody LLP

799 9th Street NW, Suite 500

Washington, D.C. 20001

(202) 585-8303

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 3, 2018

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


Page 2 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Greenstar Canada Investment Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

British Columbia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

37,753,802

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

37,753,802

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

37,753,802

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.6%

14  

TYPE OF REPORTING PERSON

 

PN


Page 3 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Greenstar Canada Investment Corporation

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

British Columbia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

37,753,802

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

37,753,802

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

37,753,802

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.6%

14  

TYPE OF REPORTING PERSON

 

CO


Page 4 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Constellation Brands Canada Holdings ULC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Nova Scotia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

37,753,802

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

37,753,802

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

37,753,802

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.6%

14  

TYPE OF REPORTING PERSON

 

HC and CO


Page 5 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Constellation Capital LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

37,753,802

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

37,753,802

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

37,753,802

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.6%

14  

TYPE OF REPORTING PERSON

 

HC and CO


Page 6 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Constellation International Holdings Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

37,753,802

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

37,753,802

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

37,753,802

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

10.6%

14  

TYPE OF REPORTING PERSON

 

HC and CO


Page 7 of 16

SCHEDULE 13D

CUSIP No. 901164

 

  1   

NAME OF REPORTING PERSONS

 

Constellation Brands, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☒        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

281,999,255

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

281,999,255

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

281,999,255

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

56.9%

14  

TYPE OF REPORTING PERSON

 

HC and CO


Page 8 of 16

 

This Amendment No. 3 to Schedule 13D (this “Amendment”) is being filed by Greenstar Canada Investment Limited Partnership (“Greenstar LP”), Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited, and Constellation Brands, Inc., a Delaware corporation (“Constellation”) pursuant to Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

This Amendment amends the Schedule 13D filed on July 17, 2018 by Greenstar LP, Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation (the “Initial Schedule 13D”), as the Initial Schedule 13D was amended by (i) Amendment No. 1 filed on August 16, 2018 (the “First Amendment”), by Greenstar LP, Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited, CBG Holdings LLC, a Delaware Limited Liability Company (“CBG”), and Constellation (collectively, the “Reporting Persons”) and (ii) Amendment No. 2 filed on November 2, 2018 (the “Second Amendment” and together with the First Amendment and the Initial Schedule 13D, the “Schedule 13D”) by CBG and Constellation.

 

Item 1.

Security and Issuer.

Item 1 of the Schedule 13D is hereby amended and restated in its entirety as follows:

The title and class of equity securities to which this Amendment relates is the Common Shares, no par value (the “Common Shares”), of Canopy Growth Corporation, a company organized and existing under the laws of Canada (the “Issuer” or “Canopy”). The principal executive offices of the Issuer are located at 1 Hershey Drive, Smiths Falls, Ontario Canada, K7A 0A8.

 

Item 2.

Identity and Background.

Item 2 of the Schedule 13D is hereby revised and supplemented with the following:

(a) – (c) The principal office address or business address of Greenstar LP and of Greenstar Canada Investment Corporation is 150 King Street West, Suite 200, Toronto, Ontario M5H 1J9.

Current information concerning the identity and background of each executive officer and director of CBG, Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation is set forth on Annex A (collectively, the “Covered Persons”), attached hereto and incorporated herein by reference.

 

Item 4.

Purpose of Transaction

Item 4 of the Schedule 13D is hereby revised and supplemented with the following:

As previously reported, Greenstar LP, a wholly-owned subsidiary of Constellation, beneficially owns (i) 18,876,901 Common Shares and (ii) 18,876,901 Common Share purchase warrants (the “Greenstar Warrants”) of which 9,438,451 are currently exercisable by Greenstar LP (the “Greenstar First Tranche Warrants”) and 9,438,450 become exercisable by Greenstar LP on February 1, 2019 (the “Greenstar Second Tranche Warrants”). This Amendment is being filed to reflect the beneficial ownership of the Common Shares underlying the Greenstar


Page 9 of 16

 

Second Tranche Warrants, which are exercisable within 60 days of the date hereof. The Greenstar First Tranche Warrants and the Greenstar Second Tranche Warrants are exercisable at an exercise price of C$12.9783 per Common Share and expire, in accordance with their terms, on May 1, 2020; provided that at the time of exercising the Greenstar Warrants, Greenstar LP still owns at least 18,876,901 Common Shares.

Except as set forth in this Amendment or previously disclosed in the Schedule 13D, the Reporting Persons have no present plans or proposals that relate to or would result in any of the actions described in Item 4(a) through (j) of Schedule 13D. The Reporting Persons may evaluate on a continuing basis their investment in the Issuer and expect that they may from time to time acquire or dispose of Common Shares or other securities of the Issuer. The Reporting Persons may purchase or sell Common Shares or exercise the Greenstar Warrants or the CBG Warrants (as defined below) in the future, either on the open market or in private transactions, in each case, depending on a number of factors, including general market and economic conditions and other available investment opportunities. Depending on market conditions, general economic and industry conditions, the Issuer’s business and financial condition and/or other relevant factors, the Reporting Persons may develop other plans or intentions in the future relating to one or more of the actions described in Item 4(a) through (j) of Schedule 13D.

 

Item 5.

Interest in Securities of the Issuer

Paragraphs (a) through (e) of Item 5 of the Schedule 13D are hereby revised and supplemented with the following:

(a)-(e) Greenstar LP has direct beneficial ownership of 18,876,901 Common Shares and pursuant to the Greenstar Warrants the right to acquire (i) an additional 9,438,451 Common Shares as of the date hereof and (ii) an additional 9,438,450 Common Shares within 60 days of the date hereof. Greenstar Canada Investment Corporation is the general partner of Greenstar LP and is wholly-owned by Constellation Brands Canada Holdings ULC, which in turn is wholly-owned by Constellation Capital LLC, which in turn is wholly-owned by Constellation International Holdings Limited, which in turn is wholly-owned by Constellation.

The aggregate percentage of Common Shares reported owned by each Reporting Person named herein is based upon 337,362,196 Common Shares outstanding, which is the total number of Common Shares outstanding as of November 1, 2018, as indicated by the Issuer, which number is inclusive of the Common Shares acquired by CBG on that date plus (i) 9,438,451 Common Shares underlying the First Tranche Greenstar Warrants held by Greenstar LP that are currently exercisable by Greenstar LP, (ii) 9,438,450 Common Shares underlying the Second Tranche Greenstar Warrants held by Greenstar LP that are exercisable within 60 days of the date hereof, and (iii) in the case of Constellation, 139,745,453 Common Shares underlying the warrants acquired by CBG on November 1, 2018 that are currently exercisable by CBG (the “CBG Warrants”). All Common Shares underlying the Greenstar Warrants and, in the case of Constellation, the CBG Warrants are treated as issued and outstanding only for the purpose of computing the percentage ownership of the Reporting Persons pursuant to Rule 13d-3(1)(i) under the Act.

As the general partner of Greenstar LP, Greenstar Canada Investment Corporation may be deemed the beneficial owner of the Common Shares held by Greenstar LP and the Common Shares underlying the Greenstar Warrants held by Greenstar LP. With the exception of CBG, which is a direct wholly-owned subsidiary of Constellation, the other Reporting Persons may be deemed the beneficial owner of the Common Shares held by Greenstar LP and the Common Shares underlying the Greenstar Warrants held by Greenstar LP as indirect holders through their indirect ownership of Greenstar LP.


Page 10 of 16

 

The reporting of these Common Shares as beneficially owned by each of the Reporting Persons (other than Greenstar LP and CBG, each as to its own Common Shares) shall not be construed as an admission that such Reporting Person is the beneficial owner of such shares for purposes of Sections 13(d) or 13(g) of the Exchange Act or otherwise.

Except as set forth herein, to the best knowledge of the Reporting Persons, the Covered Persons do not beneficially own any Common Shares as of November 30, 2018 other than Covered Persons (i) James A. Sabia, Jr., who owns jointly with his spouse 1,500 Common Shares through the James A. Sabia, Jr. and Brooke M. Sabia Trust which Common Shares were acquired using personal funds and (ii) Thomas M. McCorry, who personally owns 175 Common Shares which were acquired using his personal funds. The Reporting Persons disclaim beneficial ownership of each Covered Person’s Common Shares and such Common Shares are excluded from the aggregate amounts reported by the Reporting Persons in this Amendment and Schedule 13D.

Except as set forth herein or in the Second Amendment, neither the Reporting Persons, nor to the best knowledge of the Reporting Persons, any of the Covered Persons, has engaged in any transaction involving any Common Shares during the 60-day period ended November 30, 2018.

 

Item 7.

Material to Be Filed as Exhibits

 

Exhibit No.

  

Description

99.1    Joint Filing Agreement among the Reporting Persons dated December 3, 2018.


Signatures

After reasonable inquiry and to the best of the undersigned’s knowledge and belief I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 3, 2018     CBG Holdings LLC
    By:  

 /s/ David Klein

    Name:    David Klein
    Title:    President
    Greenstar Canada Investment Limited Partnership
    By:   Greenstar Canada Investment Corporation, its general partner
    By:  

 /s/ Garth Hankinson

    Name:    Garth Hankinson
    Title:    Vice President
    Greenstar Canada Investment Corporation
    By:  

 /s/ Garth Hankinson

    Name:    Garth Hankinson
    Title:    Vice President
    Constellation Brands Canada Holdings ULC
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer
    Constellation Capital LLC
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer
    Constellation International Holdings Limited
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer
    Constellation Brands, Inc.
    By:  

 /s/ James O. Bourdeau

    Name:    James O. Bourdeau
    Title:    Executive Vice President, General Counsel and Secretary


Annex A

The following is a list, as of December 3, 2018, of the executive officers and directors of each of CBG Holdings LLC, Greenstar Canada Investment Corporation, Constellation Brands Canada Holdings ULC, Constellation Capital LLC, Constellation International Holdings Limited and Constellation Brands, Inc. (collectively, the “Covered Persons”), setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and citizenship for each such person. Each Covered Person is a citizen of the United States, unless otherwise noted, and does not have any other principal occupation (outside of similar positions held with respect to other entities directly or indirectly affiliated with Constellation Brands, Inc.) unless otherwise noted.

Executive Officers of CBG Holdings LLC:

 

Name

 

Position

 

Business Address

 

Citizenship

David Klein   President   207 High Point Drive, Building 100, Victor, New York 14564   US
Oksana S. Dominach   Vice President and Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Garth Hankinson   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US
Jeffrey H. LaBarge   Vice President and Assistant Secretary   207 High Point Drive, Building 100, Victor, New York 14564   US
Barbara J. LaVerdi   Secretary and Assistant Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Thomas M. McCorry   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US
Timothy D. Robins   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US

Directors of CBG Holdings LLC:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

James O. Bourdeau   Executive Vice President, General Counsel and Secretary of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
David Klein   Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US


Executive Officers of Greenstar Canada Investment Corporation:

 

Name

 

Position

 

Business Address

 

Citizenship

David Klein   President   207 High Point Drive, Building 100, Victor, New York 14564   US
Oksana S. Dominach   Vice President and Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Christopher Edwards   Vice President   131 S. Dearborn Street, Chicago, Illinois 60603   US
Garth Hankinson   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US
Barbara J. LaVerdi   Secretary   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US

Directors of Greenstar Canada Investment Corporation:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

James O. Bourdeau   Executive Vice President, General Counsel and Secretary of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
Christopher Edwards   Senior Vice President, Strategy of Constellation Brands, Inc.   131 S. Dearborn Street, Chicago, Illinois 60603   US
David Klein   Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US

Executive Officers of Constellation Brands Canada Holdings ULC:

 

Name

 

Position

 

Business Address

 

Citizenship

David Klein   President   207 High Point Drive, Building 100, Victor, New York 14564   US
Oksana S. Dominach   Vice President and Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Barbara J. LaVerdi   Secretary and Assistant Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US

Directors of Constellation Brands Canada Holdings ULC:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

Oksana S. Dominach   Senior Vice President and Treasurer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Senior Vice President, Tax of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US


Executive Officers of Constellation Capital LLC:

 

Name

 

Position

 

Business Address

 

Citizenship

David Klein   President   207 High Point Drive, Building 100, Victor, New York 14564   US
Oksana S. Dominach   Vice President and Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Barbara J. LaVerdi   Secretary and Assistant Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US

Directors of Constellation Capital LLC:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

James O. Bourdeau   Executive Vice President, General Counsel and Secretary of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
David Klein   Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US

Executive Officers of Constellation International Holdings Limited:

 

Name

 

Position

 

Business Address

 

Citizenship

F. Paul Hetterich   President   207 High Point Drive, Building 100, Victor, New York 14564   US
David Klein   Executive Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US
Christopher Stenzel   Executive Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US and United Kingdom
Oksana S. Dominach   Vice President and Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Barbara J. LaVerdi   Secretary and Assistant Treasurer   207 High Point Drive, Building 100, Victor, New York 14564   US
Janet Stewart   Vice President   207 High Point Drive, Building 100, Victor, New York 14564   US

Directors of Constellation International Holdings Limited:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

F. Paul Hetterich   Executive Vice President and President, Beer Division of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
David Klein   Executive Vice President and Chief Financial Officer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
Christopher Stenzel   Executive Vice President and President, Wine & Spirits Division of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US and United Kingdom


Executive Officers of Constellation Brands, Inc.:

 

Name

 

Position

 

Business Address

 

Citizenship

Robert Sands   Chief Executive Officer   207 High Point Drive, Building 100, Victor, New York 14564   US
Richard Sands   Chairman of the Board   207 High Point Drive, Building 100, Victor, New York 14564   US
William A. Newlands   President and Chief Operating Officer   131 S. Dearborn Street, Chicago, Illinois 60603   US
David Klein   Executive Vice President and Chief Financial Officer   207 High Point Drive, Building 100, Victor, New York 14564   US
James O. Bourdeau   Executive Vice President, General Counsel and Secretary   207 High Point Drive, Building 100, Victor, New York 14564   US
Thomas M. Kane   Executive Vice President and Chief Human Resources Officer   207 High Point Drive, Building 100, Victor, New York 14564   US
James A. Sabia, Jr.   Executive Vice President and Chief Marketing Officer   131 S. Dearborn Street, Chicago, Illinois 60603   US
F. Paul Hetterich   Executive Vice President and President, Beer Division   207 High Point Drive, Building 100, Victor, New York 14564   US
Christopher Stenzel   Executive Vice President and President, Wine & Spirits Division   207 High Point Drive, Building 100, Victor, New York 14564   US and United Kingdom


Directors of Constellation Brands, Inc.:

 

Name

 

Principal Occupation or Employment

 

Business Address

 

Citizenship

Jennifer M. Daniels   Chief Legal Officer and Secretary of Colgate-Palmolive Company   207 High Point Drive, Building 100, Victor, New York 14564   US
Jerry Fowden   Chief Executive Officer of Cott Corporation   207 High Point Drive, Building 100, Victor, New York 14564   United Kingdom
Barry A. Fromberg   Senior Advisor to CEO of HNI Healthcare   207 High Point Drive, Building 100, Victor, New York 14564   US
Robert L. Hanson   Chief Executive Officer of John Hardy Global Limited   207 High Point Drive, Building 100, Victor, New York 14564   US
Ernesto M. Hernandez   President and Managing Director of General Motors de Mexico, S. de R.L. de C.V.   207 High Point Drive, Building 100, Victor, New York 14564   Mexico
Susan Somersille Johnson   Executive Vice President and Chief Marketing Officer of SunTrust Banks, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
James A. Locke III   Senior Counsel to the law firm of Nixon Peabody LLP   207 High Point Drive, Building 100, Victor, New York 14564   US
Daniel J. McCarthy   President and Chief Executive Officer of Frontier Communications Corporation   207 High Point Drive, Building 100, Victor, New York 14564   US
Richard Sands   Chairman of the Board of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
Robert Sands   Chief Executive Officer of Constellation Brands, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
Judy A. Schmeling   Former Chief Operating Officer of HSN, Inc., and former President of HSN’s Cornerstone Brands   207 High Point Drive, Building 100, Victor, New York 14564   US
Keith E. Wandell   Retired Chairman of the Board, President and Chief Executive Officer of Harley-Davidson, Inc.   207 High Point Drive, Building 100, Victor, New York 14564   US
EX-99.1 2 d661593dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of this Amendment No. 3 to Schedule 13D, including amendments thereto, with respect to the shares of Common Shares, no par value, of Canopy Growth Corporation and further agrees that this Joint Filing Agreement be filed with the Securities and Exchange Commission as an exhibit to such filing; provided, however, that no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing unless such person knows or has reason to believe such information is inaccurate (as provided in Rule 13d-1(k)(1)(ii)). This Joint Filing Agreement may be executed in one or more counterparts, all of which together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the persons named below have executed this Joint Filing Agreement as of the date set forth below.

 

Dated: December 3, 2018     CBG Holdings LLC
    By:  

 /s/ David Klein

    Name:    David Klein
    Title:    President
    Greenstar Canada Investment Limited Partnership
    By:   Greenstar Canada Investment Corporation, its general partner
    By:  

 /s/ Garth Hankinson

    Name:    Garth Hankinson
    Title:    Vice President
    Greenstar Canada Investment Corporation
    By:  

 /s/ Garth Hankinson

    Name:    Garth Hankinson
    Title:    Vice President
    Constellation Brands Canada Holdings ULC
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer
    Constellation Capital LLC
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer


    Constellation International Holdings Limited
    By:  

 /s/ Oksana S. Dominach

    Name:    Oksana S. Dominach
    Title:    Vice President and Treasurer
    Constellation Brands, Inc.
    By:  

 /s/ James O. Bourdeau

    Name:    James O. Bourdeau
    Title:    Executive Vice President, General Counsel and Secretary