0000899243-20-009805.txt : 20200401 0000899243-20-009805.hdr.sgml : 20200401 20200401160038 ACCESSION NUMBER: 0000899243-20-009805 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kovacevic Rade Nikola CENTRAL INDEX KEY: 0001806397 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38496 FILM NUMBER: 20765336 MAIL ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITHS FALLS STATE: A6 ZIP: K7A 0A8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canopy Growth Corp CENTRAL INDEX KEY: 0001737927 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 BUSINESS PHONE: 855-558-9333 MAIL ADDRESS: STREET 1: 1 HERSHEY DRIVE CITY: SMITH FALLS STATE: A6 ZIP: K7A0A8 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-04-01 0 0001737927 Canopy Growth Corp CGC 0001806397 Kovacevic Rade Nikola C/O CANOPY GROWTH CORPORATION 1 HERSHEY DRIVE SMITHS FALLS A6 K7A 0A8 ONTARIO, CANADA 0 1 0 0 President Common Shares 335293 D Common Shares 5319 I By spouse Common Shares 4314 I By spouse's Canadian RESP Stock Option 11.71 2023-02-27 Common Shares 13333 D Stock Option 8.18 2023-06-28 Common Shares 73333 D Stock Option 27.99 2024-02-15 Common Shares 60000 D Stock Option 36.34 2024-12-24 Common Shares 100000 D Stock Option 27.85 2025-12-12 Common Shares 32315 D Stock Option 21.34 2026-03-27 Common Shares 84349 D 42,174 of the shares reported herein were granted on March 27, 2020 in the form of restricted stock units, and will vest equally in three annual installments on the first, second and third anniversary of the grant date. The options are fully vested. The options were granted on June 28, 2017 and vest on the third anniversary of the grant date. The options were granted on February 15, 2018 and vest in three equal annual installments on the first, second and third anniversaries of the grant date. The options were granted on December 24, 2018 and vest in three equal annual installments on the first, second and third anniversaries of the grant date. On December 12, 2019, the reporting person was granted an option to purchase 96,946 shares of common shares. The option vests in three equal annual installments beginning on the second anniversary of the grant date based on satisfaction of certain performance criteria. The first of the performance criteria is tied directly to the market price of the common shares, and as such 32,315 options are reportable as of the date of this Form 3. The other options are subject to performance criteria that have not been met and therefore are not reported in Table II. The options were granted on March 27, 2020 and vest in three equal annual installments on the first, second and third anniversaries of the grant date. The exercise price is expressed in Canadian dollars. /s/ Rade Nikola Kovacevic 2020-04-01