Senior Portfolio Manager

0001737871-19-000004.txt : 20190502 0001737871-19-000004.hdr.sgml : 20190502 20190502084732 ACCESSION NUMBER: 0001737871-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190502 DATE AS OF CHANGE: 20190502 EFFECTIVENESS DATE: 20190502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LFA - Lugano Financial Advisors SA CENTRAL INDEX KEY: 0001737871 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1217 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18897 FILM NUMBER: 19789929 BUSINESS ADDRESS: STREET 1: VIA F. PELLI 3 CITY: LUGANO STATE: V8 ZIP: 6900 BUSINESS PHONE: 0919124961 MAIL ADDRESS: STREET 1: VIA F. PELLI 3 CITY: LUGANO STATE: V8 ZIP: 6900 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true true 0001737871 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT LFA - Lugano Financial Advisors SA

VIA F. PELLI 3 LUGANO V8 6900

13F HOLDINGS REPORT 028-18897 N Niccolo Badoglio Senior Portfolio Manager 0041919226916 Niccolo Badoglio Lugano V8 05-02-2019 0 137 166860 false INFORMATION TABLE 2 13F2019Q1.xml Alerian MLP ETF ALERIAN MLP 00162Q866 908 90579 SH SOLE 908 0 0 AT&T Inc COM 00206R102 303 9665 SH SOLE 303 0 0 Abn Ic Cred Str-SBI COM 003057106 293 24200 SH SOLE 293 0 0 Adidas Sp ADR COM 00687A107 20 165 SH SOLE 20 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 62 340 SH SOLE 62 0 0 Alphab Non Vtg Rg-C CAP STK CL C 02079K107 158 135 SH SOLE 158 0 0 Alphabet Inc CAP STK CL A 02079K305 820 697 SH SOLE 820 0 0 Altria Group Inc COM 02209S103 162 2829 SH SOLE 162 0 0 Amazon.com Inc COM 023135106 76 43 SH SOLE 76 0 0 Amgen Inc COM 031162100 299 1578 SH SOLE 299 0 0 ANTHEM INC COM 036752103 5 20 SH SOLE 5 0 0 Apple Inc COM 037833100 289 1524 SH SOLE 289 0 0 Applied Materials Inc COM 038222105 169 4282 SH SOLE 169 0 0 Archer-Daniels Mid COM 039483102 632 14665 SH SOLE 632 0 0 ARES CAP CORP COM 04010L103 3 220 SH SOLE 3 0 0 Bank of America Corp COM 060505104 273 9925 SH SOLE 273 0 0 BAXTER INTL INC COM 071813109 48 600 SH SOLE 48 0 0 Berkshire Hathaway Inc CL B NEW 084670702 457 2276 SH SOLE 457 0 0 Best Buy Rg COM 086516101 254 3582 SH SOLE 254 0 0 BLACKROCK INC COM 09247X101 5 13 SH SOLE 5 0 0 Boston Scientific Corp COM 101137107 6 170 SH SOLE 6 0 0 Bristol-Myers Squibb Co COM 110122108 153 3207 SH SOLE 153 0 0 Broadcom Ltd COM 11135F101 51 170 SH SOLE 51 0 0 CVS Health Corp COM 126650100 238 4418 SH SOLE 238 0 0 Campbell Soup Co COM 134429109 245 6429 SH SOLE 245 0 0 Cardinal Health COM 14149Y108 151 3139 SH SOLE 151 0 0 Charter Communications Inc CL A 16119P108 459 1324 SH SOLE 459 0 0 Chevron Corp COM 166764100 195 1590 SH SOLE 195 0 0 Cisco Systems Inc COM 17275R102 163 3025 SH SOLE 163 0 0 Citigroup Inc COM 172967424 27 442 SH SOLE 27 0 0 Coca Cola COM 191216100 5 123 SH SOLE 5 0 0 Cognizant Technology Solutions CL A 192446102 887 12251 SH SOLE 887 0 0 ConAgra Foods COM 205887102 142 5153 SH SOLE 142 0 0 ConocoPhillips COM 20825C104 380 5703 SH SOLE 380 0 0 Corning Inc Rg COM 219350105 319 9645 SH SOLE 319 0 0 Costco Wholesale Corp COM 22160K105 19 80 SH SOLE 19 0 0 DE Harv CSI300-A XTRACK HRVST CSI 233051879 1098 38236 SH SOLE 1098 0 0 Walt Disney Co/The COM DISNEY 254687106 841 7575 SH SOLE 841 0 0 Dollar Gen Corp New COM 256677105 5 46 SH SOLE 5 0 0 Ecolab Inc COM 278865100 210 1194 SH SOLE 210 0 0 Exeleon Corp COM 30161N101 29 587 SH SOLE 29 0 0 Facebook Inc CL A 30303M102 58 351 SH SOLE 58 0 0 Franklin Resources Inc COM 354613101 277 8380 SH SOLE 277 0 0 Freeport-McMoRan Inc CL B 35671D857 286 22245 SH SOLE 286 0 0 GAP COM 364760108 245 9374 SH SOLE 245 0 0 General Mills Inc COM 370334104 209 4052 SH SOLE 209 0 0 Gilead Sciences Inc COM 375558103 179 2760 SH SOLE 179 0 0 Global X Robotics & Artificial RBTCS ARTFL INTE 37954Y715 20 1000 SH SOLE 20 0 0 Global X Lithium & Battery Tec LITHIUM BTRY ETF 37954Y855 16 600 SH SOLE 16 0 0 Home Depot Inc/The COM 437076102 685 3570 SH SOLE 685 0 0 Humana Inc COM 444859102 262 988 SH SOLE 262 0 0 IMPACT SHS FDS I TR SUS DV GGE ETF 45259A308 53 2680 SH SOLE 53 0 0 IndexIQ ETF Trust - IQ Hedge M HEDGE MLTI ETF 45409B107 6593 219339 SH SOLE 6593 0 0 IQ Merger Arbitrage ETF IQ MRGR ARB ETF 45409B800 9173 287402 SH SOLE 9173 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2 18 SH SOLE 2 0 0 Invesco QQQ UNIT SER 1 46090E103 850 4735 SH SOLE 850 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1868 76095 SH SOLE 1868 0 0 ISHARES INC US INTL HGH YLD 464286178 70 1445 SH SOLE 70 0 0 iShares MSCI Switzerland ETF MSCI SWITZERLAND 464286749 133 3791 SH SOLE 133 0 0 ISHARES INC MSCI GERMANY ETF 464286806 1039 38611 SH SOLE 1039 0 0 iShares Select Dividend ETF SELECT DIVID ETF 464287168 32 331 SH SOLE 32 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 176 620 SH SOLE 176 0 0 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 5931 138232 SH SOLE 5931 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 206 1939 SH SOLE 206 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 2279 35148 SH SOLE 2279 0 0 iShares U.S. Industrials ETF US INDUSTRIALS 464287754 56 370 SH SOLE 56 0 0 iShares MSCI All Country Asia MSCI AC ASIA ETF 464288182 35 500 SH SOLE 35 0 0 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 53 1148 SH SOLE 53 0 0 iShares MSCI ACWI ETF MSCI ACWI ETF 464288257 50 700 SH SOLE 50 0 0 iShares JP Morgan USD Emerging JPMORGAN USD EMG 464288281 12431 112948 SH SOLE 12431 0 0 iShares iBoxx $ High Yield Cor IBOXX HI YD ETF 464288513 6066 70171 SH SOLE 6066 0 0 iShares MBS ETF MBS ETF 464288588 11 110 SH SOLE 11 0 0 iShares Inter Credit Bond INTRMD CR BD ETF 464288638 410 7439 SH SOLE 410 0 0 iShares 3-7 Year Treasury Bond 3 7 YR TREAS BD 464288661 13516 109708 SH SOLE 13516 0 0 iShares US Preferred Stock ETF S&P US PFD STK 464288687 1867 51097 SH SOLE 1867 0 0 iSh MSCI US ESG MSCI USA ESG SLC 464288802 1557 13171 SH SOLE 1557 0 0 iShares MSCI Europe Financials MSCI EURO FL ETF 464289180 468 25800 SH SOLE 468 0 0 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 368 7243 SH SOLE 368 0 0 iShares Core High Dividend ETF CORE HIGH DV ETF 46429B663 17 190 SH SOLE 17 0 0 iShares Commodities Select Str COMMOD SEL STG 46431W853 3589 108538 SH SOLE 3589 0 0 iShares MSCI Global Metals & M MSCI GBL ETF NEW 46434G848 96 3100 SH SOLE 96 0 0 iShares Currency Hedged MSCI E CUR HD EURZN ETF 46434V639 1311 44666 SH SOLE 1311 0 0 iShares Ccy Hedged MSCI Japan HDG MSCI JAPAN 46434V886 468 15195 SH SOLE 468 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 173 5253 SH SOLE 173 0 0 ISHARES TR ESG MSCI EAFE 46435G516 379 6000 SH SOLE 379 0 0 iShares MSCI Global Impact ETF MSCI GLOBAL IMP 46435G532 146 2490 SH SOLE 146 0 0 iShares Currency Hedged MSCI U MSCI UN KNGDOM 46435G862 710 30089 SH SOLE 710 0 0 JPMorgan Chase & Co COM 46625H100 1047 10348 SH SOLE 1047 0 0 KLA-TENCOR CORP COM 482480100 155 1301 SH SOLE 155 0 0 Kellogg Co COM 487836108 147 2574 SH SOLE 147 0 0 Kimberly-Clark COM 494368103 209 1694 SH SOLE 209 0 0 Kohl's Corp COM 500255104 169 2472 SH SOLE 169 0 0 Lam Research Corp COM 512807108 336 1878 SH SOLE 336 0 0 MACYS INC COM 55616P104 81 3380 SH SOLE 81 0 0 Mastercard Inc CL A 57636Q104 1100 4673 SH SOLE 1100 0 0 McKesson Corp COM 58155Q103 70 602 SH SOLE 70 0 0 MERCK & CO INC COM 58933Y105 7 90 SH SOLE 7 0 0 Microsoft Corp COM 594918104 6 51 SH SOLE 6 0 0 NextEra Energy Inc COM 65339F101 199 1030 SH SOLE 199 0 0 NIKE Inc CL B 654106103 27 325 SH SOLE 27 0 0 OCCIDENTAL PETE CORP COM 674599105 158 2395 SH SOLE 158 0 0 Omnicom Group Inc COM 681919106 255 3507 SH SOLE 255 0 0 Pfizer Inc COM 717081103 596 14038 SH SOLE 596 0 0 Philip Morris International In COM 718172109 216 2450 SH SOLE 216 0 0 PRICE T ROWE GROUP INC COM 74144T108 29 299 SH SOLE 29 0 0 REALTY INCOME CORP COM 756109104 102 1400 SH SOLE 102 0 0 SPDR S&P500 ETF Trust TR UNIT 78462F103 21456 75959 SH SOLE 21456 0 0 SPDR Gold Shares GOLD SHS 78463V107 4760 39016 SH SOLE 4760 0 0 SPDR EURO STOXX 50 ETF EURO STOXX 50 78463X202 5793 158299 SH SOLE 5793 0 0 SPDR Bloomberg Barclays Conver BLMBRG BRC CNVRT 78464A359 1048 20070 SH SOLE 1048 0 0 SPDR Bloomberg Barclays Short BLOOMBERG SRT TR 78468R408 174 6400 SH SOLE 174 0 0 Financial Select Sector SPDR F SBI INT-FINL 81369Y605 1248 48546 SH SOLE 1248 0 0 Starbucks Corp COM 855244109 5 78 SH SOLE 5 0 0 Target Corp COM 87612E106 250 3127 SH SOLE 250 0 0 TARGA RES CORP COM 87612G101 3 88 SH SOLE 3 0 0 TELEFONICA BRASIL SA COM 87936R106 3 275 SH SOLE 3 0 0 TransDigm Group Inc COM 893641100 258 570 SH SOLE 258 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4 20 SH SOLE 4 0 0 Valero Energy Corp COM 91913Y100 139 1650 SH SOLE 139 0 0 VanEck Vectors Emerging Market EMERGING MKTS HI 92189F353 174 7476 SH SOLE 174 0 0 VanEck Vectors Investment Grad INVT GRADE FLTG 92189F486 511 20337 SH SOLE 511 0 0 VANECK VECTORS ETF TR COM 92189H300 313 9400 SH SOLE 313 0 0 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 446 5500 SH SOLE 446 0 0 Vanguard High Dividend Yield E HIGH DIV YLD 921946406 57 670 SH SOLE 57 0 0 Vanguard Total International B INTL BD IDX ETF 92203J407 898 16116 SH SOLE 898 0 0 Vanguard Health Care ETF HEALTH CAR ETF 92204A504 52 305 SH SOLE 52 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 1675 21008 SH SOLE 1675 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2801 30605 SH SOLE 2801 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 33303 383377 SH SOLE 33303 0 0 Vanguard REIT ETF REAL ESTATE ETF 922908553 402 4634 SH SOLE 402 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5 101 SH SOLE 5 0 0 Vodafone Group PLC SPONSORED ADR 92857W308 13 720 SH SOLE 13 0 0 Walgreens Boots COM 931427108 185 2925 SH SOLE 185 0 0 WELLTOWER INC COM 95040Q104 100 1300 SH SOLE 100 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 76 1508 SH SOLE 76 0 0 WisdomTree Europe Hedged Equit EUROPE HEDGED EQ 97717X701 279 4373 SH SOLE 279 0 0 Yum Brands Inc COM 988498101 242 2426 SH SOLE 242 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