0001726978-22-000037.txt : 20220318 0001726978-22-000037.hdr.sgml : 20220318 20220318195239 ACCESSION NUMBER: 0001726978-22-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20220318 DATE AS OF CHANGE: 20220318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colby Michael C. CENTRAL INDEX KEY: 0001737258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38466 FILM NUMBER: 22753935 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Goosehead Insurance, Inc. CENTRAL INDEX KEY: 0001726978 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 214-838-5500 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wf-form4_164764754277078.xml FORM 4 X0306 4 2021-12-23 0 0001726978 Goosehead Insurance, Inc. GSHD 0001737258 Colby Michael C. C/O GOOSEHEAD INSURANCE, INC. 1500 SOLANA BLVD., BUILDING 4, STE 4500 WESTLAKE TX 76262 0 1 0 0 President and COO Class B Common Stock 2021-12-23 4 C 0 5251 0 D 616481 I By Colby 2014 Family Trust Class A Common Stock 2021-12-23 4 C 0 5251 0 A 88653 I By Colby 2014 Family Trust Class A Common Stock 2021-12-23 4 S 0 397 136.15 D 88256 I By Colby 2014 Family Trust Class A Common Stock 2021-12-23 4 S 0 1058 137.13 D 87198 I By Colby 2014 Family Trust Class A Common Stock 2021-12-23 4 S 0 2653 137.99 D 84545 I By Colby 2014 Family Trust Class A Common Stock 2021-12-23 4 S 0 1144 138.89 D 83401 I By Colby 2014 Family Trust Class B Common Stock 2021-12-27 4 C 0 18390 0 D 598091 I By Colby 2014 Family Trust Class A Common Stock 2021-12-27 4 C 0 18390 0 A 101791 I By Colby 2014 Family Trust Class A Common Stock 2021-12-27 4 S 0 1560 138.03 D 100231 I By Colby 2014 Family Trust Class A Common Stock 2021-12-27 4 S 0 7395 138.66 D 92836 I By Colby 2014 Family Trust Class A Common Stock 2021-12-27 4 S 0 4247 139.91 D 88589 I By Colby 2014 Family Trust Class A Common Stock 2021-12-27 4 S 0 5189 140.47 D 83402 I By Colby 2014 Family Trust Class B Common Stock 2021-12-28 4 C 0 1950 0 D 596141 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 C 0 1950 0 A 85352 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 473 130.31 D 84879 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 328 131.37 D 84551 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 350 132.33 D 84201 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 550 133.70 D 83651 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 200 136.38 D 83451 I By Colby 2014 Family Trust Class A Common Stock 2021-12-28 4 S 0 50 138.38 D 83402 I By Colby 2014 Family Trust Class B Common Stock 2021-12-29 4 C 0 800 0 D 595341 I By Colby 2014 Family Trust Class A Common Stock 2021-12-29 4 C 0 800 0 A 84202 I By Colby 2014 Family Trust Class A Common Stock 2021-12-29 4 S 0 800 130.15 D 83402 I By Colby 2014 Family Trust Class B Common Stock 32896 I By Preston Michael Colby 2014 Trust Class B Common Stock 32896 I By Lyla Kate Colby 2014 Trust Class B Common Stock 386723 D Class A Common Stock 22631 D LLC Units in Goosehead Financial, LLC 0.0 2021-12-23 4 C 0 5251 0 D Class A Common Stock 5251.0 616481 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 2021-12-27 4 C 0 18390 0 D Class A Common Stock 18390.0 598091 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 2021-12-28 4 C 0 1950 0 D Class A Common Stock 1950.0 596141 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 2021-12-29 4 C 0 800 0 D Class A Common Stock 800.0 595341 I By Colby 2014 Family Trust LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 32896.0 32896 I By Lyla Kate Colby 2014 Trust LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 32896.0 32896 I By Preston Michael Colby 2014 Trust LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 386723.0 386723 D Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.49 to $136.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.54 to $137.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.58 to $138.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.59 to $139.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.25 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.25 to $139.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.28 to $141.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021. These transactions were noted in the remarks to the Forms 4 that were filed by Michael C. Colby on a timely basis on December 28, 2021, December 29, 2021, and December 30, 2021, and the corresponding indirect holdings of the Colby 2014 Family Trust were also updated. /s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby 2022-03-18