0001726978-22-000037.txt : 20220318
0001726978-22-000037.hdr.sgml : 20220318
20220318195239
ACCESSION NUMBER: 0001726978-22-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211223
FILED AS OF DATE: 20220318
DATE AS OF CHANGE: 20220318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colby Michael C.
CENTRAL INDEX KEY: 0001737258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38466
FILM NUMBER: 22753935
MAIL ADDRESS:
STREET 1: 1500 SOLANA BLVD
STREET 2: BUILDING 4, SUITE 4500
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Goosehead Insurance, Inc.
CENTRAL INDEX KEY: 0001726978
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 SOLANA BLVD
STREET 2: BUILDING 4, SUITE 4500
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 214-838-5500
MAIL ADDRESS:
STREET 1: 1500 SOLANA BLVD
STREET 2: BUILDING 4, SUITE 4500
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wf-form4_164764754277078.xml
FORM 4
X0306
4
2021-12-23
0
0001726978
Goosehead Insurance, Inc.
GSHD
0001737258
Colby Michael C.
C/O GOOSEHEAD INSURANCE, INC.
1500 SOLANA BLVD., BUILDING 4, STE 4500
WESTLAKE
TX
76262
0
1
0
0
President and COO
Class B Common Stock
2021-12-23
4
C
0
5251
0
D
616481
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-23
4
C
0
5251
0
A
88653
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-23
4
S
0
397
136.15
D
88256
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-23
4
S
0
1058
137.13
D
87198
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-23
4
S
0
2653
137.99
D
84545
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-23
4
S
0
1144
138.89
D
83401
I
By Colby 2014 Family Trust
Class B Common Stock
2021-12-27
4
C
0
18390
0
D
598091
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-27
4
C
0
18390
0
A
101791
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-27
4
S
0
1560
138.03
D
100231
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-27
4
S
0
7395
138.66
D
92836
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-27
4
S
0
4247
139.91
D
88589
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-27
4
S
0
5189
140.47
D
83402
I
By Colby 2014 Family Trust
Class B Common Stock
2021-12-28
4
C
0
1950
0
D
596141
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
C
0
1950
0
A
85352
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
473
130.31
D
84879
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
328
131.37
D
84551
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
350
132.33
D
84201
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
550
133.70
D
83651
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
200
136.38
D
83451
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-28
4
S
0
50
138.38
D
83402
I
By Colby 2014 Family Trust
Class B Common Stock
2021-12-29
4
C
0
800
0
D
595341
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-29
4
C
0
800
0
A
84202
I
By Colby 2014 Family Trust
Class A Common Stock
2021-12-29
4
S
0
800
130.15
D
83402
I
By Colby 2014 Family Trust
Class B Common Stock
32896
I
By Preston Michael Colby 2014 Trust
Class B Common Stock
32896
I
By Lyla Kate Colby 2014 Trust
Class B Common Stock
386723
D
Class A Common Stock
22631
D
LLC Units in Goosehead Financial, LLC
0.0
2021-12-23
4
C
0
5251
0
D
Class A Common Stock
5251.0
616481
I
By Colby 2014 Family Trust
LLC Units in Goosehead Financial, LLC
0.0
2021-12-27
4
C
0
18390
0
D
Class A Common Stock
18390.0
598091
I
By Colby 2014 Family Trust
LLC Units in Goosehead Financial, LLC
0.0
2021-12-28
4
C
0
1950
0
D
Class A Common Stock
1950.0
596141
I
By Colby 2014 Family Trust
LLC Units in Goosehead Financial, LLC
0.0
2021-12-29
4
C
0
800
0
D
Class A Common Stock
800.0
595341
I
By Colby 2014 Family Trust
LLC Units in Goosehead Financial, LLC
0.0
Class A Common Stock
32896.0
32896
I
By Lyla Kate Colby 2014 Trust
LLC Units in Goosehead Financial, LLC
0.0
Class A Common Stock
32896.0
32896
I
By Preston Michael Colby 2014 Trust
LLC Units in Goosehead Financial, LLC
0.0
Class A Common Stock
386723.0
386723
D
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.49 to $136.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.54 to $137.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.58 to $138.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.59 to $139.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.25 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.25 to $139.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.28 to $141.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021. These transactions were noted in the remarks to the Forms 4 that were filed by Michael C. Colby on a timely basis on December 28, 2021, December 29, 2021, and December 30, 2021, and the corresponding indirect holdings of the Colby 2014 Family Trust were also updated.
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
2022-03-18