0001209191-20-026838.txt : 20200504 0001209191-20-026838.hdr.sgml : 20200504 20200504165334 ACCESSION NUMBER: 0001209191-20-026838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Busse Brian CENTRAL INDEX KEY: 0001746751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38618 FILM NUMBER: 20845623 MAIL ADDRESS: STREET 1: 2200 FARADAY AVE. STREET 2: SUITE 150 CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlo Technologies, Inc. CENTRAL INDEX KEY: 0001736946 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 384061754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3030 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 890-3900 MAIL ADDRESS: STREET 1: 3030 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-30 0 0001736946 Arlo Technologies, Inc. ARLO 0001746751 Busse Brian 3030 ORCHARD PARKWAY SAN JOSE CA 95134 0 1 0 0 General Counsel Common Stock 2020-04-30 4 A 0 170068 0.00 A 283778 D Common Stock 2020-04-30 4 F 0 1569 2.74 D 282209 D Performance Restricted Stock Units (PSUs) 2020-04-30 5 A 0 E 85034 0.00 A Common Stock 85034 85034 D Performance Restricted Stock Units (PSUs) 2020-04-30 5 A 0 E 85034 0.00 A Common Stock 85034 85034 D Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Each PSU represents a contingent right to receive one share of the Issuer's common stock. Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in three equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of three years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. /s/ Brian M. Busse 2020-05-04