0000950170-24-035412.txt : 20240322
0000950170-24-035412.hdr.sgml : 20240322
20240322163704
ACCESSION NUMBER: 0000950170-24-035412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240322
FILED AS OF DATE: 20240322
DATE AS OF CHANGE: 20240322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mohan Jitendra
CENTRAL INDEX KEY: 0001998053
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41979
FILM NUMBER: 24775812
MAIL ADDRESS:
STREET 1: C/O ASTERA LABS, INC.
STREET 2: 2901 TASMAN DR., SUITE 205
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Astera Labs, Inc.
CENTRAL INDEX KEY: 0001736297
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 823437062
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2901 TASMAN DR. SUITE 205
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-242-7319
MAIL ADDRESS:
STREET 1: 2901 TASMAN DR. SUITE 205
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
ownership.xml
4
X0508
4
2024-03-22
0001736297
Astera Labs, Inc.
ALAB
0001998053
Mohan Jitendra
C/O ASTERA LABS, INC.
2901 TASMAN DRIVE, SUITE 205
SANTA CLARA
CA
95054
true
true
false
false
Chief Executive Officer
false
Common Stock
2024-03-22
4
C
false
66288
A
4592603
I
By Living Trust
Common Stock
1000000
I
By Trust
Common Stock
1000000
I
By 2021 Trust 1
Common Stock
1000000
I
By 2021 Trust 2
Common Stock
750000
I
By 2022 Trust 1
Common Stock
750000
I
By 2022 Trust 2
Common Stock
2704335
D
Series A Preferred Stock
2024-03-22
4
C
false
66288
0
D
Common Stock
66288
0
I
By Living Trust
Each share of Series A Preferred Stock automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Series A Preferred Stock have no expiration date.
These shares are owned directly by a living trust (the "Living Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are owned directly by an estate planning trust (the "Trust"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are owned directly by an estate planning trust (the "2021 Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are owned directly by an estate planning trust (the "2021 Trust 2"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are owned directly by an estate planning trust (the "2022 Trust 1"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are owned directly by an estate planning trust (the "2022 Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Philip Mazzara, Attorney-in-Fact
2024-03-22