0001104659-21-083627.txt : 20210621 0001104659-21-083627.hdr.sgml : 20210621 20210621173612 ACCESSION NUMBER: 0001104659-21-083627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cliffwater Corporate Lending Fund CENTRAL INDEX KEY: 0001735964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01348 FILM NUMBER: 211032162 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. CITY: MILWAUKEE STATE: WI ZIP: 53212 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. CITY: MILWAUKEE STATE: WI ZIP: 53212 FORMER NAME: FORMER CONFORMED NAME: Cliffwater Direct Lending Fund DATE OF NAME CHANGE: 20180329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Capital Investment Corp CENTRAL INDEX KEY: 0001811972 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 tm2120245-2_4.xml OWNERSHIP DOCUMENT X0306 4 2021-05-17 1 0001811972 Barings Capital Investment Corp NONE 0001735964 Cliffwater Corporate Lending Fund C/O UMB FUND SERVICES 235 WEST GALENA STREET MILWAUKEE WI 43212 0 0 1 0 Common Stock 2021-05-17 5 J 0 E 1149840.2 0 D 0 D Common Stock 2021-05-17 5 J 0 E 1149840.2 0 A 1149840.2 I see footnote The shares of common stock were transferred to a wholly-owned special purpose vehicle of the Fund for no consideration. This is an exit filing because the Form 3 was filed notwithstanding the exemption available to the Fund under Rule 16a-1(a)(1). Stephen Nesbitt, CEO of Cliffwater LLC on behalf of Cliffwater Corporate Lending Fund 2021-06-21