6-K 1 tm2130037d1_6k.htm FORM 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November 2021

 

Commission File Number: 001-40199

 

 

 

Greenbrook TMS Inc.

(Translation of the registrant’s name into English)

 

 

 

890 Yonge Street, 7th Floor

Toronto, Ontario

Canada M4W 3P4

(Address of principal executive office)

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  ¨            Form 40-F  x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

 

Exhibits 99.2 and 99.3 of this Form 6-K are incorporated by reference into Greenbrook TMS Inc.’s registration statement on Form F-10 (File No. 333-257872).

 

 

 

 

 

 

EXHIBIT INDEX

 

The following document, which is attached as an exhibit hereto, is incorporated by reference herein:

 

Exhibit

  

Title

99.1   Press release dated November 9, 2021: Greenbrook TMS Reports Third Quarter Operational and Financial Results
     
99.2   Condensed Interim Consolidated Financial Statements of Greenbrook TMS Inc., for the three and nine months ended September 30, 2021 and 2020 (unaudited)
     
99.3   Management’s Discussion and Analysis of Financial Condition and Results of Operations, for the three- and nine-month periods ended September 30, 2021 and 2020
     
99.4   Form 52-109F2 – Certification of Interim Filings (CEO)
     
99.5   Form 52-109F2 – Certification of Interim Filings (CFO)
     
99.6

Amendment No. 1 to Credit and Security Agreement, by and among Greenbrook TMS Inc., TMS NeuroHealth Centers Inc., each other Person thereto as guarantor, Oxford Finance LLC, and the lenders party thereto, dated as of October 29, 2021

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  GREENBROOK TMS INC.
     
Date: November 9, 2021 By:

/s/ Bill Leonard

    Name: Bill Leonard
    Title: President & CEO