0001735734-23-000005.txt : 20231010
0001735734-23-000005.hdr.sgml : 20231010
20231010163840
ACCESSION NUMBER: 0001735734-23-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
EFFECTIVENESS DATE: 20231010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC
CENTRAL INDEX KEY: 0001735734
IRS NUMBER: 823558532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18712
FILM NUMBER: 231318433
BUSINESS ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
BUSINESS PHONE: 316-221-3950
MAIL ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001735734
XXXXXXXX
09-30-2023
09-30-2023
false
Wealth Alliance Advisory Group, LLC
10585 E 21st St N
Wichita
KS
67206
13F HOLDINGS REPORT
028-18712
000290329
801-112023
N
Matthew G. Catlin
Chief Compliance Officer
316-221-3950
/s/ Matthew G. Catlin
Wichita
KS
10-10-2023
0
179
337229102
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
494501
5282
SH
SOLE
5111
0
171
ABBVIE INC
COM
00287Y109
1178021
7903
SH
SOLE
7373
0
530
ABRDN GOLD ETF TRUST
PHYSCL GOLD SHS
00326A104
1087935
61500
SH
SOLE
61500
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
452732
1474
SH
SOLE
1432
0
42
ADOBE INC
COM
00724F101
583326
1144
SH
SOLE
1127
0
17
ADVANCED MICRO DEVICES INC
COM
007903107
216642
2107
SH
SOLE
2107
0
0
ALPHABET INC
CAP STK CL C
02079K107
2076242
15747
SH
SOLE
15395
0
352
ALPHABET INC
CAP STK CL A
02079K305
645663
4934
SH
SOLE
4794
0
140
ALTRIA GROUP INC
COM
02209S103
997678
23726
SH
SOLE
22335
0
1391
AMAZON COM INC
COM
023135106
2391589
18814
SH
SOLE
17885
0
929
AMCOR PLC
ORD
G0250X107
439359
47965
SH
SOLE
45393
0
2572
AMERICAN TOWER CORP NEW
COM
03027X100
253089
1539
SH
SOLE
1539
0
0
AMGEN INC
COM
031162100
1709314
6360
SH
SOLE
6234
0
126
AMMO INC
COM
00175J107
164626
81498
SH
SOLE
81498
0
0
APPLE INC
COM
037833100
7943059
46394
SH
SOLE
39792
0
6602
ARES CAPITAL CORP
COM
04010L103
362142
18600
SH
SOLE
18600
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
201365
5076
SH
SOLE
5076
0
0
AT&T INC
COM
00206R102
1051621
70015
SH
SOLE
64546
0
5469
BANK AMERICA CORP
COM
060505104
2314815
84544
SH
SOLE
56041
0
28503
BARRICK GOLD CORP
COM
067901108
617575
42445
SH
SOLE
42445
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2519577
7193
SH
SOLE
6679
0
514
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1062954
2
SH
SOLE
2
0
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
333435
19352
SH
SOLE
19352
0
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
97570
11000
SH
SOLE
11000
0
0
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
150268
14689
SH
SOLE
14689
0
0
BLACKSTONE INC
COM
09260D107
326241
3045
SH
SOLE
1845
0
1200
BOEING CO
COM
097023105
855907
4465
SH
SOLE
4431
0
34
BP PLC
SPONSORED ADR
055622104
1020534
26357
SH
SOLE
24784
0
1573
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
138500
50000
SH
SOLE
50000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
440988
7598
SH
SOLE
6698
0
900
BROADCOM INC
COM
11135F101
1264488
1522
SH
SOLE
1490
0
32
BUCKLE INC
COM
118440106
313866
9400
SH
SOLE
9400
0
0
CAPITOL FED FINL INC
COM
14057J101
361948
75880
SH
SOLE
1050
0
74830
CARDINAL HEALTH INC
COM
14149Y108
339900
3915
SH
SOLE
508
0
3407
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
233017
4300
SH
SOLE
4300
0
0
CHEVRON CORP NEW
COM
166764100
3013062
17869
SH
SOLE
14650
0
3219
CISCO SYS INC
COM
17275R102
1362902
25352
SH
SOLE
22520
0
2832
COCA COLA CO
COM
191216100
375794
6713
SH
SOLE
4782
0
1931
COMCAST CORP NEW
CL A
20030N101
268567
6057
SH
SOLE
5169
0
888
COMMERCE BANCSHARES INC
COM
200525103
289895
6042
SH
SOLE
6042
0
0
CONNECTONE BANCORP INC
COM
20786W107
276365
15500
SH
SOLE
15500
0
0
CONOCOPHILLIPS
COM
20825C104
2248596
18770
SH
SOLE
18740
0
30
CONSOLIDATED EDISON INC
COM
209115104
709215
8292
SH
SOLE
8109
0
183
CSX CORP
COM
126408103
354240
11520
SH
SOLE
11520
0
0
DEERE & CO
COM
244199105
229070
607
SH
SOLE
607
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1004514
21059
SH
SOLE
21059
0
0
DISNEY WALT CO
COM
254687106
236869
2923
SH
SOLE
2923
0
0
EATON VANCE MUN BD FD
COM
27827X101
204951
22874
SH
SOLE
22874
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
360844
17037
SH
SOLE
16157
0
880
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
568599
47502
SH
SOLE
47502
0
0
ELI LILLY & CO
COM
532457108
1743114
3245
SH
SOLE
2988
0
257
ENBRIDGE INC
COM
29250N105
609335
18359
SH
SOLE
17807
0
552
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
470017
33501
SH
SOLE
33501
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
393092
14362
SH
SOLE
14362
0
0
EOG RES INC
COM
26875P101
358224
2826
SH
SOLE
2826
0
0
EQUITY BANCSHARES INC
COM CL A
29460X109
1773457
73679
SH
SOLE
73679
0
0
ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
360343
7200
SH
SOLE
0
0
7200
EXXON MOBIL CORP
COM
30231G102
7279777
61913
SH
SOLE
55458
0
6455
FEDERAL RLTY INVT TR NEW
SH BEN INT NEW
313745101
416535
4596
SH
SOLE
4420
0
176
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
521228
10026
SH
SOLE
10026
0
0
FIDELITY MERRIMACK STR TR
LOW DURTIN ETF
316188408
508280
10260
SH
SOLE
8773
0
1487
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
20218418
464151
SH
SOLE
432703
0
31448
FIRST TR EXCHNG TRADED FD VI
CBOE VEST US EQ
33740F755
6602871
269615
SH
SOLE
252074
0
17541
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
8912024
110491
SH
SOLE
103165
0
7325
FLOWERS FOODS INC
COM
343498101
409598
18467
SH
SOLE
17767
0
700
FORD MTR CO DEL
COM
345370860
442053
35592
SH
SOLE
35440
0
152
FORTINET INC
COM
34959E109
619074
10550
SH
SOLE
10550
0
0
FRANKLIN RESOURCES INC
COM
354613101
460973
18754
SH
SOLE
17692
0
1062
FRANKLIN TEMPLETON ETF TR
MUNICIPAL GRN BD
35473P850
3262500
145000
SH
SOLE
0
0
145000
FREEPORT-MCMORAN INC
CL B
35671D857
333112
8933
SH
SOLE
8933
0
0
GABELLI EQUITY TR INC
COM
362397101
77831
15172
SH
SOLE
15172
0
0
GENERAL DYNAMICS CORP
COM
369550108
221854
1004
SH
SOLE
1000
0
4
GENERAL MLS INC
COM
370334104
278293
4349
SH
SOLE
2947
0
1402
GINKGO BIOWORKS HOLDINGS INC
CL A SHS
37611X100
53829
29740
SH
SOLE
29740
0
0
GOLDMAN SACHS ETF TR
ACES ULTRA SHR
381430230
200664
4018
SH
SOLE
4018
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
728033
2250
SH
SOLE
2250
0
0
GSK PLC
SPONSORED ADR
37733W204
461934
12743
SH
SOLE
12287
0
456
HNI CORP
COM
404251100
462380
13352
SH
SOLE
12834
0
518
HOME DEPOT INC
COM
437076102
837646
2772
SH
SOLE
2711
0
61
HONEYWELL INTL INC
COM
438516106
942103
5100
SH
SOLE
4989
0
111
INCYTE CORP
COM
45337C102
249566
4320
SH
SOLE
3320
0
1000
INTEL CORP
COM
458140100
366307
10304
SH
SOLE
9504
0
800
INTERNATIONAL BUSINESS MACHS
COM
459200101
707393
5042
SH
SOLE
4928
0
114
INVESCO MUNICIPAL TRUST
COM
46131J103
582182
69806
SH
SOLE
69806
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
321368
897
SH
SOLE
897
0
0
INVESCO TR INVT GRADE MUNS
COM
46131M106
125248
14735
SH
SOLE
14735
0
0
ISHARES TR
CORE S&P TTL STK
464287150
241164
2560
SH
SOLE
2360
0
200
ISHARES TR
CORE S&P500 ETF
464287200
35279193
82154
SH
SOLE
76459
0
5695
ISHARES TR
NATIONAL MUN ETF
464288414
332537
3243
SH
SOLE
3243
0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
1313238
24519
SH
SOLE
23651
0
868
J P MORGAN EXCHANGE TRADED F
MUNICIPAL ETF
46641Q647
7526945
155612
SH
SOLE
142649
0
12963
J P MORGAN EXCHANGE TRADED F
INTRNL RES EQT
46641Q134
13164880
242135
SH
SOLE
226059
0
16076
J P MORGAN EXCHANGE TRADED F
BETABUILDERS US
46641Q241
10371847
234498
SH
SOLE
218749
0
15749
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
46641Q654
3802374
75369
SH
SOLE
69089
0
6280
JOHNSON & JOHNSON
COM
478160104
2941051
18883
SH
SOLE
13441
0
5442
JPMORGAN CHASE & CO
COM
46625H100
1597097
11013
SH
SOLE
10364
0
649
KIMBERLY-CLARK CORP
COM
494368103
523401
4331
SH
SOLE
3596
0
735
KINDER MORGAN INC DEL
COM
49456B101
169630
10231
SH
SOLE
9301
0
930
KRAFT HEINZ CO
COM
500754106
548467
16304
SH
SOLE
15403
0
901
KROGER CO
COM
501044101
283894
6344
SH
SOLE
6344
0
0
LEGGETT & PLATT INC
COM
524660107
398403
15679
SH
SOLE
15117
0
562
LINDE PLC
SHS
G54950103
791377
2125
SH
SOLE
2069
0
56
LOCKHEED MARTIN CORP
COM
539830109
290362
710
SH
SOLE
708
0
2
LULULEMON ATHLETICA INC
COM
550021109
210157
545
SH
SOLE
545
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
459484
4852
SH
SOLE
4514
0
338
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
90220
13000
SH
SOLE
13000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
682137
1723
SH
SOLE
1668
0
55
MCDONALDS CORP
COM
580135101
2864314
10873
SH
SOLE
3340
0
7533
MERCK & CO INC
COM
58933Y105
1091270
10600
SH
SOLE
10091
0
509
META PLATFORMS INC
CL A
30303M102
1108375
3692
SH
SOLE
3575
0
117
MICROSOFT CORP
COM
594918104
5581622
17677
SH
SOLE
15249
0
2428
MONDELEZ INTL INC
CL A
609207105
521680
7517
SH
SOLE
7448
0
69
NEUBERGER BERMAN MUN FD INC
COM
64124P101
216499
23507
SH
SOLE
23507
0
0
NEXTERA ENERGY INC
COM
65339F101
509295
8890
SH
SOLE
8219
0
671
NIKE INC
CL B
654106103
226715
2371
SH
SOLE
2371
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
4878
15000
SH
SOLE
15000
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
264836
2600
SH
SOLE
1500
0
1100
NUVEEN FLOATING RATE INCOME
COM
67072T108
96394
11741
SH
SOLE
11741
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
559799
53672
SH
SOLE
53672
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
253003
24951
SH
SOLE
24643
0
308
NVIDIA CORPORATION
COM
67066G104
4036673
9280
SH
SOLE
9146
0
134
OCCIDENTAL PETE CORP
COM
674599105
271912
4191
SH
SOLE
4191
0
0
ONEOK INC NEW
COM
682680103
772857
12184
SH
SOLE
10152
0
2032
ORACLE CORP
COM
68389X105
1036004
9781
SH
SOLE
4033
0
5748
OTTER TAIL CORP
COM
689648103
210982
2779
SH
SOLE
1579
0
1200
PEPSICO INC
COM
713448108
2763649
16310
SH
SOLE
12261
0
4049
PFIZER INC
COM
717081103
693879
20919
SH
SOLE
13754
0
7165
PHILIP MORRIS INTL INC
COM
718172109
296256
3200
SH
SOLE
2590
0
610
PHILLIPS 66
COM
718546104
1017806
8471
SH
SOLE
8421
0
50
PIMCO CORPORATE & INCOME OPP
COM
72201B101
233260
17847
SH
SOLE
17847
0
0
PIMCO ETF TR
MULTISECTOR BD
72201R585
14304512
585531
SH
SOLE
547333
0
38197
PIMCO ETF TR
INTER MUN BD ACT
72201R866
7539390
150577
SH
SOLE
138055
0
12522
PIMCO INCOME STRATEGY FD II
COM
72201J104
79080
12000
SH
SOLE
12000
0
0
PIMCO MUN INCOME FD III
COM
72201A103
282855
43718
SH
SOLE
43718
0
0
PIONEER NAT RES CO
COM
723787107
328257
1430
SH
SOLE
1430
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1265091
82578
SH
SOLE
82578
0
0
PRICE T ROWE GROUP INC
COM
74144T108
453668
4326
SH
SOLE
4169
0
157
PROCTER AND GAMBLE CO
COM
742718109
2448628
16788
SH
SOLE
10185
0
6603
PROLOGIS INC.
COM
74340W103
436603
3891
SH
SOLE
3646
0
245
PROSHARES TR
ULTRAPRO QQQ
74347X831
254084
7133
SH
SOLE
2972
0
4161
PROSHARES TR
ULTRPRO S&P500
74347X864
201809
4902
SH
SOLE
3780
0
1122
RANGE RES CORP
COM
75281A109
325461
10042
SH
SOLE
10042
0
0
REALTY INCOME CORP
COM
756109104
462494
9261
SH
SOLE
8699
0
562
REGIONS FINANCIAL CORP NEW
COM
7591EP100
251739
14636
SH
SOLE
636
0
14000
RTX CORPORATION
COM
75513E101
1459153
20274
SH
SOLE
19116
0
1158
SALESFORCE INC
COM
79466L302
417321
2058
SH
SOLE
1997
0
61
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
203081
2870
SH
SOLE
2870
0
0
SEI INVTS CO
COM
784117103
2258866
37504
SH
SOLE
37504
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
417963
4624
SH
SOLE
4624
0
0
SOUTHERN CO
COM
842587107
445532
6884
SH
SOLE
6393
0
491
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
6244098
186002
SH
SOLE
173633
0
12370
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1016975
2379
SH
SOLE
2379
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
16815800
36825
SH
SOLE
34397
0
2428
SPDR SER TR
PRTFLO S&P500 HI
78468R788
292624
8344
SH
SOLE
8344
0
0
SPDR SER TR
BLOOMBERG 1-3 MO
78468R663
6900519
75153
SH
SOLE
70186
0
4967
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
165954
11589
SH
SOLE
11589
0
0
STRYKER CORPORATION
COM
863667101
1099912
4025
SH
SOLE
625
0
3400
TARGET CORP
COM
87612E106
315311
2852
SH
SOLE
452
0
2400
TERRAN ORBITAL CORPORATION
COM
88105P103
18313
22000
SH
SOLE
22000
0
0
TESLA INC
COM
88160R101
666716
2665
SH
SOLE
2582
0
83
THERMO FISHER SCIENTIFIC INC
COM
883556102
604873
1195
SH
SOLE
1195
0
0
TRUIST FINL CORP
COM
89832Q109
369355
12910
SH
SOLE
2024
0
10886
UBS GROUP AG
SHS
H42097107
1571290
63744
SH
SOLE
62330
0
1414
UNION PAC CORP
COM
907818108
715655
3514
SH
SOLE
3368
0
146
UNITED PARCEL SERVICE INC
CL B
911312106
541208
3472
SH
SOLE
3318
0
154
UNITEDHEALTH GROUP INC
COM
91324P102
1290831
2560
SH
SOLE
2478
0
82
US BANCORP DEL
COM NEW
902973304
294465
8907
SH
SOLE
8372
0
535
VANGUARD INDEX FDS
GROWTH ETF
922908736
12223403
44888
SH
SOLE
41860
0
3028
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
446654
2103
SH
SOLE
1930
0
173
VANGUARD INDEX FDS
VALUE ETF
922908744
20360094
147612
SH
SOLE
137618
0
9994
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
429120
8921
SH
SOLE
8921
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
8779797
200819
SH
SOLE
187313
0
13506
VANGUARD WORLD FDS
INF TECH ETF
92204A702
228195
550
SH
SOLE
530
0
20
VERIZON COMMUNICATIONS INC
COM
92343V104
1265676
39052
SH
SOLE
30412
0
8640
VISA INC
COM CL A
92826C839
1496991
6508
SH
SOLE
6351
0
157
WALGREENS BOOTS ALLIANCE INC
COM
931427108
535228
24066
SH
SOLE
19760
0
4306
WALMART INC
COM
931142103
1939549
12127
SH
SOLE
10805
0
1322
WILLIAMS COS INC
COM
969457100
2470589
73333
SH
SOLE
70333
0
3000
WISDOMTREE TR
ARTIFICIAL INTEL
97717Y543
189878
10900
SH
SOLE
10900
0
0