0001735734-21-000003.txt : 20210713
0001735734-21-000003.hdr.sgml : 20210713
20210713161309
ACCESSION NUMBER: 0001735734-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210713
DATE AS OF CHANGE: 20210713
EFFECTIVENESS DATE: 20210713
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC
CENTRAL INDEX KEY: 0001735734
IRS NUMBER: 823558532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18712
FILM NUMBER: 211088029
BUSINESS ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
BUSINESS PHONE: 316-221-3950
MAIL ADDRESS:
STREET 1: 10585 E 21ST ST N
CITY: WICHITA
STATE: KS
ZIP: 67206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001735734
XXXXXXXX
06-30-2021
06-30-2021
false
Wealth Alliance Advisory Group, LLC
10585 E 21st St N
Wichita
KS
67206
13F HOLDINGS REPORT
028-18712
N
Matthew G. Catlin
Chief Compliance Officer
316-221-3950
/s/ Matthew G. Catlin
Wichita
KS
07-13-2021
0
151
205550
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
597
3006
SH
SOLE
0
0
3006
ABBOTT LABS
COM
002824100
393
3391
SH
SOLE
0
0
3391
ABBVIE INC
COM
00287Y109
463
4114
SH
SOLE
0
0
4114
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
1045
61500
SH
SOLE
0
0
61500
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
321
1414
SH
SOLE
0
0
1414
ALMADEN MINERALS LTD
COM CL B
020283305
5
10000
SH
SOLE
0
0
10000
ALPHABET INC
CAP STK CL A
02079K305
525
215
SH
SOLE
0
0
215
ALPHABET INC
CAP STK CL C
02079K107
1348
538
SH
SOLE
0
0
538
ALTRIA GROUP INC
COM
02209S103
592
12408
SH
SOLE
0
0
12408
AMAZON COM INC
COM
023135106
2311
672
SH
SOLE
0
0
672
AMERICAN AIRLS GROUP INC
COM
02376R102
543
25610
SH
SOLE
0
0
25610
AMERICAN TOWER CORP NEW
COM
03027X100
519
1919
SH
SOLE
0
0
1919
AMGEN INC
COM
031162100
1162
4767
SH
SOLE
0
0
4767
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
125
14051
SH
SOLE
0
0
14051
APPLE INC
COM
037833100
6471
47249
SH
SOLE
0
0
47249
ARES CAPITAL CORP
COM
04010L103
272
13900
SH
SOLE
0
0
13900
ARK ETF TR
INNOVATION ETF
00214Q104
309
2366
SH
SOLE
0
0
2366
ARK ETF TR
GENOMIC REV ETF
00214Q302
269
2913
SH
SOLE
0
0
2913
AT&T INC
COM
00206R102
1252
43486
SH
SOLE
0
0
43486
BARRICK GOLD CORP
COM
067901108
241
11643
SH
SOLE
0
0
11643
BARRICK GOLD CORP
COM
067901108
41
2000
SH
Call
SOLE
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
837
2
SH
SOLE
0
0
2
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1237
4451
SH
SOLE
0
0
4451
BK OF AMERICA CORP
COM
060505104
3758
91137
SH
SOLE
0
0
91137
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
472
30550
SH
SOLE
0
0
30550
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
373
22283
SH
SOLE
0
0
22283
BLACKSTONE GROUP INC
COM
09260D107
374
3850
SH
SOLE
0
0
3850
BOEING CO
COM
097023105
1114
4649
SH
SOLE
0
0
4649
BP PLC
SPONSORED ADR
055622104
820
31020
SH
SOLE
0
0
31020
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
311
50000
SH
SOLE
0
0
50000
BRISTOL-MYERS SQUIBB CO
COM
110122108
942
14100
SH
SOLE
0
0
14100
BROADCOM INC
COM
11135F101
231
485
SH
SOLE
0
0
485
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
196
10787
SH
SOLE
0
0
10787
CAPITOL FED FINL INC
COM
14057J101
1129
95880
SH
SOLE
0
0
95880
CARDINAL HEALTH INC
COM
14149Y108
246
4307
SH
SOLE
0
0
4307
CARNIVAL CORP
UNIT 99/99/9999
143658300
222
8430
SH
SOLE
0
0
8430
CHEVRON CORP NEW
COM
166764100
1079
10300
SH
SOLE
0
0
10300
CISCO SYS INC
COM
17275R102
721
13599
SH
SOLE
0
0
13599
COCA COLA CO
COM
191216100
431
7957
SH
SOLE
0
0
7957
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
263
3800
SH
SOLE
0
0
3800
COMCAST CORP NEW
CL A
20030N101
474
8315
SH
SOLE
0
0
8315
COMMERCE BANCSHARES INC
COM
200525103
409
5481
SH
SOLE
0
0
5481
CONNECTONE BANCORP INC
COM
20786W107
667
25500
SH
SOLE
0
0
25500
CONOCOPHILLIPS
COM
20825C104
2040
33506
SH
SOLE
0
0
33506
CONSOLIDATED EDISON INC
COM
209115104
244
3400
SH
SOLE
0
0
3400
CSX CORP
COM
126408103
370
11520
SH
SOLE
0
0
11520
DBX ETF TR
XTRACKERS RUSSEL
233051481
13490
304886
SH
SOLE
0
0
304886
DEERE & CO
COM
244199105
631
1789
SH
SOLE
0
0
1789
DEVON ENERGY CORP NEW
COM
25179M103
377
12918
SH
SOLE
0
0
12918
DISNEY WALT CO
COM
254687106
643
3656
SH
SOLE
0
0
3656
EATON VANCE MUN BD FD
COM
27827X101
192
14050
SH
SOLE
0
0
14050
EATON VANCE TAX ADVT DIV INC
COM
27828G107
320
11572
SH
SOLE
0
0
11572
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
656
40302
SH
SOLE
0
0
40302
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
165
15546
SH
SOLE
0
0
15546
EQUITY BANCSHARES INC
COM CL A
29460X109
2306
75647
SH
SOLE
0
0
75647
ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
436
7200
SH
SOLE
0
0
7200
EVERGY INC
COM
30034W106
411
6794
SH
SOLE
0
0
6794
EXXON MOBIL CORP
COM
30231G102
3861
61216
SH
SOLE
0
0
61216
FACEBOOK INC
CL A
30303M102
466
1339
SH
SOLE
0
0
1339
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
263
4663
SH
SOLE
0
0
4663
FORD MTR CO DEL
COM
345370860
529
35574
SH
SOLE
0
0
35574
FORTINET INC
COM
34959E109
488
2050
SH
SOLE
0
0
2050
FREEPORT-MCMORAN INC
CL B
35671D857
364
9800
SH
SOLE
0
0
9800
GENERAL ELECTRIC CO
COM
369604103
13
1000
SH
Call
SOLE
0
0
0
GENERAL ELECTRIC CO
COM
369604103
336
24958
SH
SOLE
0
0
24958
GENERAL MLS INC
COM
370334104
269
4417
SH
SOLE
0
0
4417
GILEAD SCIENCES INC
COM
375558103
284
4119
SH
SOLE
0
0
4119
GOLDMAN SACHS GROUP INC
COM
38141G104
452
1190
SH
SOLE
0
0
1190
HOME DEPOT INC
COM
437076102
777
2437
SH
SOLE
0
0
2437
HONEYWELL INTL INC
COM
438516106
784
3575
SH
SOLE
0
0
3575
INCYTE CORP
COM
45337C102
362
4300
SH
SOLE
0
0
4300
INTEL CORP
COM
458140100
620
11037
SH
SOLE
0
0
11037
INTERNATIONAL BUSINESS MACHS
COM
459200101
223
1521
SH
SOLE
0
0
1521
INVESCO MUN TR
COM
46131J103
228
16600
SH
SOLE
0
0
16600
INVESCO TR INVT GRADE MUNS
COM
46131M106
145
10350
SH
SOLE
0
0
10350
ISHARES INC
CORE MSCI EMKT
46434G103
9185
137103
SH
SOLE
0
0
137103
ISHARES TR
CORE S&P SCP ETF
464287804
5775
51115
SH
SOLE
0
0
51115
ISHARES TR
NASDAQ BIOTECH
464287556
223
1360
SH
SOLE
0
0
1360
ISHARES TR
SHORT TREAS BD
464288679
2086
18880
SH
SOLE
0
0
18880
ISHARES TR
RUSSELL 2000 ETF
464287655
807
3520
SH
SOLE
0
0
3520
ISHARES TR
CORE S&P TTL STK
464287150
12518
126749
SH
SOLE
0
0
126749
ISHARES TR
MSCI CHINA ETF
46429B671
2756
33426
SH
SOLE
0
0
33426
ISHARES TR
CORE S&P500 ETF
464287200
21991
51151
SH
SOLE
0
0
51151
JOHNSON & JOHNSON
COM
478160104
2530
15359
SH
SOLE
0
0
15359
JPMORGAN CHASE & CO
COM
46625H100
1091
7012
SH
SOLE
0
0
7012
LILLY ELI & CO
COM
532457108
368
1604
SH
SOLE
0
0
1604
LINDE PLC
SHS
G5494J103
359
1242
SH
SOLE
0
0
1242
LULULEMON ATHLETICA INC
COM
550021109
226
620
SH
SOLE
0
0
620
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
127
13000
SH
SOLE
0
0
13000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
236
4825
SH
SOLE
0
0
4825
MASTERCARD INCORPORATED
CL A
57636Q104
508
1391
SH
SOLE
0
0
1391
MCDONALDS CORP
COM
580135101
2476
10721
SH
SOLE
0
0
10721
MEDTRONIC PLC
SHS
G5960L103
274
2209
SH
SOLE
0
0
2209
MERCK & CO. INC
COM
58933Y105
597
7673
SH
SOLE
0
0
7673
MICROSOFT CORP
COM
594918104
4136
15269
SH
SOLE
0
0
15269
MONDELEZ INTL INC
CL A
609207105
562
9000
SH
SOLE
0
0
9000
NEUBERGER BERMAN MUN FD INC
COM
64124P101
326
20257
SH
SOLE
0
0
20257
NEXTERA ENERGY INC
COM
65339F101
267
3645
SH
SOLE
0
0
3645
NIKE INC
CL B
654106103
279
1803
SH
SOLE
0
0
1803
NOVARTIS AG
SPONSORED ADR
66987V109
266
2917
SH
SOLE
0
0
2917
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
351
20400
SH
SOLE
0
0
20400
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
452
28231
SH
SOLE
0
0
28231
NVIDIA CORPORATION
COM
67066G104
1811
2263
SH
SOLE
0
0
2263
ONEOK INC NEW
COM
682680103
418
7513
SH
SOLE
0
0
7513
ORACLE CORP
COM
68389X105
822
10565
SH
SOLE
0
0
10565
PAYPAL HLDGS INC
COM
70450Y103
376
1290
SH
SOLE
0
0
1290
PEPSICO INC
COM
713448108
2007
13548
SH
SOLE
0
0
13548
PFIZER INC
COM
717081103
935
23866
SH
SOLE
0
0
23866
PHILIP MORRIS INTL INC
COM
718172109
367
3704
SH
SOLE
0
0
3704
PHILLIPS 66
COM
718546104
1154
13444
SH
SOLE
0
0
13444
PIMCO CORPORATE & INCOME OPP
COM
72201B101
264
13347
SH
SOLE
0
0
13347
PIMCO INCOME STRATEGY FD II
COM
72201J104
132
12000
SH
SOLE
0
0
12000
PIMCO MUN INCOME FD III
COM
72201A103
231
17700
SH
SOLE
0
0
17700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
871
76652
SH
SOLE
0
0
76652
PROCTER AND GAMBLE CO
COM
742718109
1911
14166
SH
SOLE
0
0
14166
QUALCOMM INC
COM
747525103
361
2525
SH
SOLE
0
0
2525
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1603
18795
SH
SOLE
0
0
18795
REGIONS FINANCIAL CORP NEW
COM
7591EP100
299
14837
SH
SOLE
0
0
14837
SEABRIDGE GOLD INC
COM
811916105
18
1000
SH
Call
SOLE
0
0
0
SEABRIDGE GOLD INC
COM
811916105
237
13500
SH
SOLE
0
0
13500
SEI INVTS CO
COM
784117103
2324
37504
SH
SOLE
0
0
37504
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
227
6190
SH
SOLE
0
0
6190
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
305
2066
SH
SOLE
0
0
2066
SHOPIFY INC
CL A
82509L107
392
268
SH
SOLE
0
0
268
SOUTHERN CO
COM
842587107
425
7017
SH
SOLE
0
0
7017
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1175
3406
SH
SOLE
0
0
3406
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3502
8181
SH
SOLE
0
0
8181
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
237
483
SH
SOLE
0
0
483
SPDR SER TR
PRTFLO S&P500 HI
78468R788
394
9816
SH
SOLE
0
0
9816
SPDR SER TR
S&P BIOTECH
78464A870
352
2600
SH
SOLE
0
0
2600
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
207
4383
SH
SOLE
0
0
4383
STARBUCKS CORP
COM
855244109
221
1975
SH
SOLE
0
0
1975
STRYKER CORPORATION
COM
863667101
1045
4025
SH
SOLE
0
0
4025
TARGET CORP
COM
87612E106
628
2599
SH
SOLE
0
0
2599
THERMO FISHER SCIENTIFIC INC
COM
883556102
775
1536
SH
SOLE
0
0
1536
TRUIST FINL CORP
COM
89832Q109
755
13607
SH
SOLE
0
0
13607
UBS GROUP AG
SHS
H42097107
1495
97488
SH
SOLE
0
0
97488
UNION PAC CORP
COM
907818108
569
2587
SH
SOLE
0
0
2587
UNITED PARCEL SERVICE INC
CL B
911312106
393
1889
SH
SOLE
0
0
1889
UNITEDHEALTH GROUP INC
COM
91324P102
576
1438
SH
SOLE
0
0
1438
US BANCORP DEL
COM NEW
902973304
352
6174
SH
SOLE
0
0
6174
VANGUARD INDEX FDS
VALUE ETF
922908744
15723
114384
SH
SOLE
0
0
114384
VANGUARD INDEX FDS
GROWTH ETF
922908736
12801
44633
SH
SOLE
0
0
44633
VERIZON COMMUNICATIONS INC
COM
92343V104
1563
27900
SH
SOLE
0
0
27900
VIACOMCBS INC
CL B
92556H206
391
8656
SH
SOLE
0
0
8656
VISA INC
COM CL A
92826C839
1245
5323
SH
SOLE
0
0
5323
WALGREENS BOOTS ALLIANCE INC
COM
931427108
430
8168
SH
SOLE
0
0
8168
WALMART INC
COM
931142103
2169
15380
SH
SOLE
0
0
15380
WELLS FARGO CO NEW
COM
949746101
201
4433
SH
SOLE
0
0
4433
WILLIAMS COS INC
COM
969457100
2018
76021
SH
SOLE
0
0
76021
WYNN RESORTS LTD
COM
983134107
216
1770
SH
SOLE
0
0
1770