0000950142-18-001980.txt : 20181003
0000950142-18-001980.hdr.sgml : 20181003
20181003161711
ACCESSION NUMBER: 0000950142-18-001980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Balis Craig
CENTRAL INDEX KEY: 0001744473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 181105241
MAIL ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Garrett Motion Inc.
CENTRAL INDEX KEY: 0001735707
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 824873189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
BUSINESS PHONE: 41-21-695-3000
MAIL ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
FORMER COMPANY:
FORMER CONFORMED NAME: Garrett Transportation Systems Inc.
DATE OF NAME CHANGE: 20180327
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2018-10-01
0
0001735707
Garrett Motion Inc.
GTX
0001744473
Balis Craig
LA PIECE 16
ROLLE
V8
1180
SWITZERLAND
0
1
0
0
SVP & Chief Technology Officer
Common Stock
539
D
Restricted Stock Units
2018-10-01
4
A
0
43250
0
A
Common Stock
43250
43250
D
Restricted Stock Units
2018-10-01
4
A
0
15085
0
A
Common Stock
15085
15085
D
Restricted Stock Units
2018-10-01
4
A
0
20985
0
A
Common Stock
20985
20985
D
Restricted Stock Units
2018-10-01
4
A
0
20656
0
A
Common Stock
20656
20656
D
Restricted Stock Units
2018-10-01
4
A
0
9430
0
A
Common Stock
9430
9430
D
Restricted Stock Units
2018-10-01
4
A
0
15346
0
A
Common Stock
15346
15346
D
Restricted Stock Units
2018-10-01
4
A
0
27639
0
A
Common Stock
27639
27639
D
Restricted Stock Units
2018-10-01
4
A
0
16574
0
A
Common Stock
16574
16574
D
Restricted Stock Units
2018-10-01
4
A
0
19135
0
A
Common Stock
19135
19135
D
Restricted Stock Units
2018-10-01
4
A
0
33216
0
A
Common Stock
33216
33216
D
Restricted Stock Units
2018-10-01
4
A
0
22132
0
A
Common Stock
22132
22132
D
Restricted Stock Units
2018-10-01
4
A
0
21682
0
A
Common Stock
21682
21682
D
On October 1, 2018, Honeywell International Inc. (?Honeywell?) distributed a pro rata dividend to Honeywell?s stockholders of record as of 5:00 p.m. New York City time on September 18, 2018 one share of Garrett Motion Inc., a Delaware corporation, (?Garrett?) common stock, par value $0.001 per share, for every ten shares of Honeywell common stock, par value $1.00 per share held by each holder to effect the legal and structural separation of Garrett from Honeywell. Mr. Balis received a dividend from Honeywell of 539 shares of Garrett common stock.
Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates, which will vest as to 50% on October 1, 2021 and 50% on October 1, 2022, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019 and July 27, 2021 and 34% on July 27, 2023, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest 49% on February 27, 2019 and 51% on February 27, 2021, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on July 26, 2020, subject to continued employment.
Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.
/s/ Jerome Maironi, as Attorney-in-Fact
2018-10-03