0000950142-18-001980.txt : 20181003 0000950142-18-001980.hdr.sgml : 20181003 20181003161711 ACCESSION NUMBER: 0000950142-18-001980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Balis Craig CENTRAL INDEX KEY: 0001744473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 181105241 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Garrett Motion Inc. CENTRAL INDEX KEY: 0001735707 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 824873189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 BUSINESS PHONE: 41-21-695-3000 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 FORMER COMPANY: FORMER CONFORMED NAME: Garrett Transportation Systems Inc. DATE OF NAME CHANGE: 20180327 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2018-10-01 0 0001735707 Garrett Motion Inc. GTX 0001744473 Balis Craig LA PIECE 16 ROLLE V8 1180 SWITZERLAND 0 1 0 0 SVP & Chief Technology Officer Common Stock 539 D Restricted Stock Units 2018-10-01 4 A 0 43250 0 A Common Stock 43250 43250 D Restricted Stock Units 2018-10-01 4 A 0 15085 0 A Common Stock 15085 15085 D Restricted Stock Units 2018-10-01 4 A 0 20985 0 A Common Stock 20985 20985 D Restricted Stock Units 2018-10-01 4 A 0 20656 0 A Common Stock 20656 20656 D Restricted Stock Units 2018-10-01 4 A 0 9430 0 A Common Stock 9430 9430 D Restricted Stock Units 2018-10-01 4 A 0 15346 0 A Common Stock 15346 15346 D Restricted Stock Units 2018-10-01 4 A 0 27639 0 A Common Stock 27639 27639 D Restricted Stock Units 2018-10-01 4 A 0 16574 0 A Common Stock 16574 16574 D Restricted Stock Units 2018-10-01 4 A 0 19135 0 A Common Stock 19135 19135 D Restricted Stock Units 2018-10-01 4 A 0 33216 0 A Common Stock 33216 33216 D Restricted Stock Units 2018-10-01 4 A 0 22132 0 A Common Stock 22132 22132 D Restricted Stock Units 2018-10-01 4 A 0 21682 0 A Common Stock 21682 21682 D On October 1, 2018, Honeywell International Inc. (?Honeywell?) distributed a pro rata dividend to Honeywell?s stockholders of record as of 5:00 p.m. New York City time on September 18, 2018 one share of Garrett Motion Inc., a Delaware corporation, (?Garrett?) common stock, par value $0.001 per share, for every ten shares of Honeywell common stock, par value $1.00 per share held by each holder to effect the legal and structural separation of Garrett from Honeywell. Mr. Balis received a dividend from Honeywell of 539 shares of Garrett common stock. Grant of restricted stock units pursuant to the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates, which will vest as to 50% on October 1, 2021 and 50% on October 1, 2022, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019 and July 27, 2021 and 34% on July 27, 2023, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest 49% on February 27, 2019 and 51% on February 27, 2021, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on July 26, 2020, subject to continued employment. Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Garrett with respect to, or with a value determined with reference to, Garrett common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment. /s/ Jerome Maironi, as Attorney-in-Fact 2018-10-03