0001209191-23-056312.txt : 20231121 0001209191-23-056312.hdr.sgml : 20231121 20231121170031 ACCESSION NUMBER: 0001209191-23-056312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dozier Michael Joe CENTRAL INDEX KEY: 0001791941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 231429027 MAIL ADDRESS: STREET 1: C/O BRIGHTVIEW HOLDINGS, INC. STREET 2: 980 JOLLY ROAD CITY: BLUE BELL STATE: PA ZIP: 19422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-17 0 0001734713 BrightView Holdings, Inc. BV 0001791941 Dozier Michael Joe C/O BRIGHTVIEW HOLDINGS, INC. 980 JOLLY ROAD, SUITE 300 BLUE BELL PA 19422 0 1 0 0 President, Evergreen East 0 Common Stock 2023-11-18 4 M 0 4089 A 87328 D Common Stock 2023-11-18 4 M 0 8522 A 95850 D Common Stock 2023-11-18 4 M 0 57486 A 153336 D Common Stock 2023-11-18 4 F 0 1231 7.20 D 152105 D Common Stock 2023-11-18 4 F 0 2566 7.20 D 149539 D Common Stock 2023-11-18 4 F 0 17304 7.20 D 132235 D Common Stock 2023-11-19 4 M 0 4082 A 136317 D Common Stock 2023-11-19 4 F 0 1229 7.20 D 135088 D Restricted Stock Units 2023-11-17 4 A 0 35416 0.00 A Common Stock 35416 35416 D Restricted Stock Units 2023-11-18 4 M 0 4089 0.00 D Common Stock 4089 8178 D Restricted Stock Unitsk 2023-11-18 4 M 0 8522 0.00 D Common Stock 8522 25568 D Restricted Stock Units 2023-11-18 4 M 0 57486 0.00 D Common Stock 57486 0 D Restricted Stock Units 2023-11-19 4 M 0 4082 0.00 D Common Stock 4082 4082 D Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2023. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023. Represents a grant of time-based restricted stock units that vest on November 18, 2023. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2023-11-21