0001209191-20-060060.txt : 20201123 0001209191-20-060060.hdr.sgml : 20201123 20201123180544 ACCESSION NUMBER: 0001209191-20-060060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gollotto Jamie C. CENTRAL INDEX KEY: 0001808736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 201339341 MAIL ADDRESS: STREET 1: C/O BRIGHTVIEW HOLDINGS, INC. STREET 2: 980 JOLLY ROAD, SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-19 0 0001734713 BrightView Holdings, Inc. BV 0001808736 Gollotto Jamie C. C/O BRIGHTVIEW HOLDINGS, INC. 980 JOLLY ROAD, SUITE 300 BLUE BELL PA 19422 0 1 0 0 President, Seasonal Common Stock 2020-11-22 4 M 0 1253 0.00 A 37874 D Common Stock 2020-11-22 4 M 0 1944 0.00 A 39818 D Common Stock 2020-11-22 4 F 0 393 14.18 D 39425 D Common Stock 2020-11-22 4 F 0 564 14.18 D 38861 D Stock Options (Right to Buy) 13.78 2020-11-19 4 A 0 29233 0.00 A 2030-11-19 Common Stock 29233 29233 D Restricted Stock Units 2020-11-19 4 A 0 14967 0.00 A Common Stock 14967 14967 D Restricted Stock Units 2020-11-22 4 M 0 1253 0.00 D Common Stock 1253 2747 D Restricted Stock Units 2020-11-22 4 M 0 1944 0.00 D Common Stock 1944 3071 D Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Reduced by (i) 9,128 unvested restricted stock units previously reported as common stock in Table I of the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on April 8, 2020 (the "Form 3") and (ii) 588 shares of restricted stock that were withheld to cover taxes upon vesting that were inadvertently included as common stock in Table I of the Form 3. Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2020. Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. These unvested restricted stock units were previously reported as common stock in Table I of the Form 3 but are now reported in Table II. Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2020-11-23